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59 Search results "Investment advisers"


Investment advisers



Journal of Accountancy - Vol. 189 Nbr. 5, May 2000

Choosing an investment adviser for your firm.

Includes questionnaire

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Investment Adviser Registration Depository

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Reason - Vol. 31 Nbr. 6, November 1999

Writer Registration.

People who write about the commodities market do not need to be regulated - Brief Article

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Florida Bar Journal - Vol. 75 Nbr. 10, November 2001

Waiting for estate tax repeal: what do you tell your clients in the meantime?

... As investment products and strategies become more available ...

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The United States Supreme Court has increased the cost for trusts to obtain advice on their investments. In Knight v Commissioner, 128 S Ct 782 (2008),...... Investment advisory fees, the Court noted, are deductible ...

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CPAs who offer any kind of financial advice increasing face the possibility of greater regulatory burdens. Although most CPAs neither sell investments nor offer lifetime personal financial plans, ...... At the other end of the spectrum are those who use financial planning to market investment products, providing little or no advice beyond ...

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Journal of Accountancy - Vol. 175 Nbr. 4, April 1993

AICPA supports bill to fund financial advisers regulation.

Brief Article

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Journal of Accountancy - Vol. 194 Nbr. 2, August 2002

When the SEC knocks ... What every investment adviser should know.

EXECUTIVE SUMMARY * WITH INCREASING NUMBERS OF CPAs OFFERING investment services, more are registering with the SEC as ...... These investigations determine whether the adviser is complying with the Investment Advisers Act of 1940, protect investors from ...

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The Tax Adviser - Vol. 30 Nbr. 8, August 1999

The PFS examination.

Personal Financial Specialist CPA accreditation

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