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Table of Contents

Subjects

Breathing Lessons: How CFOs Can Thrive Under Pressure - Deloitte & Touche [2007]

SEC Adopts New Antifraud Rule Under The Investment Advisers Act Of 1940 - Proskauer Rose LLP [2007]

SEC Staff Issues Denial Of No-Action Request Regarding Broker-Dealer Registration To Company Acting As A Financial Consultant And Finder Of Investors For Small Businesses - Goodwin Procter LLP [2007]

Federal Banking Agencies Reach Agreement On Basel II - Goodwin Procter LLP [2007]

Mortgage Bank Subsidiary Preempted From State Regulation - Reed Smith [2007]

U.S. Supreme Court Clarifies Standard For Securities Fraud Claims - Waller Lansden Dortch & Davis [2007]

SEC Votes To Adopt Antifraud Rule Under Investment Advisers Act Directed At Advisers To Pooled Investment Vehicles - Goodwin Procter LLP [2007]

Minnesota Credit Card Law Makes Merchants Liable For Costs Of Data Breach - Dorsey & Whitney LLP [2007]

Three New Developments—US Capital Markets Reforms Get Serious - Dorsey & Whitney LLP [2007]

SEC Approves New Section 404 Guidance And Proposes Additional Relief For Smaller Companies - Dorsey & Whitney LLP [2007]

SEC Eliminates Short Sale Price Tests - Goodwin Procter LLP [2007]

Federal District Court Dismisses 401(k) Excessive Fee Litigation - Goodwin Procter LLP [2007]

Checklist For The Sale Or Acquisition Of A Closely-Held Company - Flaster/Greenberg P.C. [2007]

Independent Directors Council Issues Report On Board Oversight Of Certain Mutual Fund Service Providers - Goodwin Procter LLP [2007]

Federal Appellate Court Holds That Federal Law Preempts State’s Attempt To Regulate Gift Cards Issued By National Banks And Federal Thrifts - Morrison & Foerster LLP [2007]

FRB Issues Guidance On Retail Sweep Requirements - Goodwin Procter LLP [2007]

Washington Update - Privacy Bulletin - June 11, 2007 - Morrison & Foerster LLP [2007]

The Increasing Importance Of Business Method Patent Protection For Innovations In The Financial Services Sector - Goodwin Procter LLP [2007]

Review Of SEC’s Semi-Annual Regulatory Agenda - Goodwin Procter LLP [2007]

Merchant Liability for Security Breaches - Morrison & Foerster LLP [2007]

Hedge Fund Manager Fined For Violating HSR Act By Exercising Stock Options - Morrison & Foerster LLP [2007]

SEC Proposes Regulatory And Offering Relief For Smaller Companies - Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. [2007]

Federal Court Of Appeals For 7th Circuit Reverses District Court Injunction Requiring Consumer Products And Munitions Company To Register As Investment Company - Goodwin Procter LLP [2007]

U.S. House Committee Holds Hearings Regarding Industrial Bank Legislation - Goodwin Procter LLP [2007]

Positive Progress For International Equity Markets - Butterfield Bank (Guernsey) Ltd [2007]

Bond Markets Fare Better In US Compared To Europe - Butterfield Bank (Guernsey) Ltd [2007]

Climate Change Issues Become Increasingly Important For Financial Institutions - Goodwin Procter LLP [2007]

NY Court Rules Form U-5 Termination Statements Protected By Absolute Privilege - Dorsey & Whitney LLP [2007]

Second Liens And Intercreditor Agreements: Are Those Bankruptcy Voting Provisions Really Enforceable? - Cooley Godward Kronish LLP [2007]

U.S. Supreme Courts Holds that Preemption of State Laws Extends to National Bank Operating Subsidiaries - Goodwin Procter LLP [2007]