USC 15 - US CODE 15 - U.S. Code - Title 15: Commerce and Trade

Search within this source

Advanced
search

Table of Contents

Sections

Chapter 2b - Securities Exchanges

15 USC 78 - Sec. 78e. Transactions on unregistered exchanges

15 USC 78 - Sec. 78f. National securities exchanges

15 USC 78 - Sec. 78g. Margin requirements

15 USC 78 - Sec. 78h. Restrictions on borrowing and lending by members, brokers, and dealers

15 USC 78 - Sec. 78i. Manipulation of security prices

15 USC 78 - Sec. 78j. Manipulative and deceptive devices

15 USC 78 - Sec. 78j-1. Audit requirements

15 USC 78 - Sec. 78k. Trading by members of exchanges, brokers, and dealers

15 USC 78 - Sec. 78k-1. National market system for securities; securities information processors

15 USC 78 - Sec. 78l. Registration requirements for securities

15 USC 78 - Sec. 78a. Short title

15 USC 78 - Sec. 78l-1. Applications for unlisted trading privileges deemed filed under section 78l of this title

15 USC 78 - Sec. 78m. Periodical and other reports

15 USC 78 - Sec. 78n. Proxies

15 USC 78 - Sec. 78o. Registration and regulation of brokers and dealers

15 USC 78 - Sec. 78o-1. Brokers deemed to be registered

15 USC 78 - Sec. 78o-2. Liabilities arising prior to amendment unaffected

15 USC 78 - Sec. 78o-3. Registered securities associations

15 USC 78 - Sec. 78o-4. Municipal securities

15 USC 78 - Sec. 78o-5. Government securities brokers and dealers

15 USC 78 - Sec. 78o-6. Securities analysts and research reports

15 USC 78 - Sec. 78b. Necessity for regulation

15 USC 78 - Sec. 78p. Directors, officers, and principal stockholders

15 USC 78 - Sec. 78q. Records and reports

15 USC 78 - Sec. 78q-1. National system for clearance and settlement of securities transactions

15 USC 78 - Sec. 78q-2. Automated quotation systems for penny stocks

15 USC 78 - Sec. 78r. Liability for misleading statements

15 USC 78 - Sec. 78s. Registration, responsibilities, and oversight of self-regulatory organizations

15 USC 78 - Sec. 78t. Liability of controlling persons and persons who aid and abet violations

15 USC 78 - Sec. 78t-1. Liability to contemporaneous traders for insider trading

1
2
3
>

Home / United States /

U.S. Code

vlex /