PUBLISH
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
JOHN MELVIN ALEXANDER;
JUANITA DELORES BURNETT
ARNOLD; J. B. BATES; ESSIE LEE
JOHNSON BECK; JAMES D. BELL;
PHINES BELL; FRANCES
BLACKWELL; JUANITA
WILLIAMS BLAKELY; JUANITA
SMITH BOOKER; KINNEY
BOOKER; DOROTHY BOOKER
BOULDING; JEANETTE MCNEAL
BRADSHAW; TERESA EARLEE
BRIDGES DYSART; JOHNNIE L.
GRAYSON BROWN; LEE ELLA
STROZIER BROWN; CLARENCE
BRUNER; LULA BELLE LACY
BULLOCK; JOE R. BURNS; ROSE
L. GREEN BYNUM; MURIEL
MIGNON LILLY CABELL;
BEATRICE
CAMPBELL-WEBSTER; JAMES
DALE CARTER; ROSELLA
CARTER; SAMUEL CASSIUS;
NAOMI HOOKER CHAMBERLAIN;
MILDRED MITCHELL
CHRISTOPHER; MILDRED LUCAS
CLARK; OTIS GRANVILLE
CLARK; SANDY CLARK;
BLANCHE CHATMAN COLE;
WORDIE "PEACHES" MILLER
COOPER; CARRIE HUMPHREY
CUDJOE; LAVERNE COOKSEY
DAVIS; DOLLY MAE DAUFITT;
JAMES DURANT; LUCILLE B.
BUCHANAN FIGURES; ARCHIE
JACKSON FRANKLIN; JIMMIE
LILLY FRANKLIN; JOAN HILL
GAMBREL; EARNESTINE GIBBS;
HAROLD GIBBS; THERESSA
CORNELLA MCNEAL GILLIAM;
EDWARD L. GIVENS; BERTHA
GUYTON; HAZEL FRANKLIN
HACKETT; MILDRED JOHNSON
HALL; NELL HAMILTON
HAMPTON; LEROY LEON
HATCHER; MADELEINE HAYNES;
JOYCE WALKER HILL; ROBERT
HOLLOWAY; DR. OLIVIA J.
HOOKER; SAMUEL L. HOOKER,
JR.; WILHELMINA GUESS
HOWELL; CHARLES HUGHES;
MYRTLE WELLS HURD; VERA
INGRAM; EUNICE CLOMAN
JACKSON; GENEVIEVE
ELIZABETH TILLMAN JACKSON;
WILLIE BELL WHITE JACKSON;
DR. HOBART JARRETT; ARTIE
LACY JOHNSON; WILMA
MITCHELL JOHNSON; EDWARD
EARVEN JONES; HAZEL
DOLORES SMITH JONES; JULIA
BONTON JONES; PERCY JONES;
THELMA THURMAN KNIGHT;
LEANNA JOHNSON LEWIS;
KATIE MAE JOHNSON
LIVINGSTON; ALICE HIGGS
LOLLIS; ROANNA HENRY
MCCLURE; ELDORIS MAE ECTOR
MCCONDICHIE; CAROL
SMITHERMAN MARTIN; MARY
TACOMA MAUPIN; WILLIE
MUSGROVE MEANS; ISHMAEL
S. MORAN; RUTH DEAN NASH;
SIMEON L. NEAL; ALMADGE J.
NEWKIRK; MYRTLE NAPIER
OLIVER; JUANITA MAXINE
SCOTT PARRY; IDA BURNS
PATTERSON; FREDDIE SCOTT
PAYNE; JUNE ALEXANDER
POWDRILL; ALICE PRESLEY;
DELOIS VADEN RAMSEY; CORA
HAWKINS RENFRO; SIMON R.
RICHARDSON; JEWEL
SMITHERMAN ROGERS;
GERLINE HELEN WRIGHT
SAYLES; JULIUS WARREN
SCOTT; WILLIAM A. SCOTT;
TULETA S. DUNCAN SHAWNEE;
VENEICE DUNN SIMMS; HAL
"CORNBRED" SINGER; NAOMI
SIPLIN; BEULAH LOREE KEENAN
SMITH; GOLDEN WILLIAMS
SMITH; LOLA SNEED SNOWDEN;
JAMES L. STEWARD; DOROTHY
WILSON STRICKLAND; SARAH
TATUM; LOIS WHITE TAYLOR;
WILLIE MAE SHELBURN
THOMPSON; EFFIE LEE SPEARS
TODD; MELVIN C. TODD;
KATHRYN MAE TAYLOR TOLIN;
BESSIE MAE AUSTIN VESTER;
QUEEN ESTHER LOVE WALKER;
SAMUEL WALKER; TROY
SIDNEY WALKER; OSCAR
DOUGLAS WASHINGTON; MARY
LEON BROWN WATSON; ALLEN
MATTHEW WHITE; CECIL
WHITE; MARIE WHITEHORN;
MILDRED EVITT WILBURN;
BERTRAM C. WILLIAMS; LOUIE
BARTON WILLIAMS; WILLIAM
HAROLD WOODS; CLOTIE LEWIS
WRIGHT; WESS YOUNG; DONNA
ADAMS; JOHNETTA ADAMS;
THOMAS ADAMS, JR.; C. J.
ALEXANDER; GEORGE
ALEXANDER; LILLIAN
ALEXANDER; BRENDA NAILS
ALFORD; BETTY ANDERSON;
RHONDA ANDERSON; ROBERT
EARL ANDERSON; IRMA
THOMAS ANTHONY; LEONA
JERRYE BRUNER ANTHONY;
MARY BELL ARRINGTON;
ARVEN AUTRY; ELMER AUTRY;
JAMES AUTRY; OTIS AUTRY, JR.;
RUTH ELLA AUTRY;
MARGUERITE BAGBY; JOHN
BAILEY; NICHOLAS A. BANKS;
EDITH MCALESTER BARNES;
LESLIE BEARD; RAYMOND
BEARD, SR.; AUDELE MCCLEOD
BEEKS; R. G. BELL; WILMA
PRESLEY BELL; SIMON BERRY
JR.; REV. BRADFORD BISHOP;
EUGENE BOLTON; JAMES
BOLTON; OSCAR BOYD;
DOROTHY WILLIAMS
BRANLETT; DOROTHY JACKSON
BREWER; PATRICIA DUKES
BROME; NAOMI LAWSON
BROWN; WILLIAM BRUNER;
BRENDA FAIR CAMPBELL;
HENRY CANNON; NATHANIEL
CANNON; EDWINA WALKER
CARR; BERNARD CARTER;
EDDIE HUE CARTER; ROBERT
CARTER, JR.; SAMUEL LEE
CARTER; ELIZABETH COOLEY
CHAPPELLE; ANITA WILLIAMS
CHRISTOPHER; VASSIE CLARK;
AILEEN JOANNE AUSTIN
COBURN; MARILYN KAY
JOHNSON COLEY; ERLINE
CROSSLIN; BERNICE E. BANKS
DAVIS; FRED DAVIS; ROY
DAVIS; LAWRENCE HERMAN
DENNIE; EVELYN DIGGS;
ROBERT CHARLES DUKES;
WILLIE DUKES; RITA DUNCAN;
ROGER DUNCAN; SYLVIA A.
DUNN; AMY GAMBLE EIDSON;
MARY L. EMERSON; BILL
EWING; JO ANN EWING; ROBERT
EWING; JANET FAIR; STANLEY
FAIR, JR.; WILBUR FOSTER;
ALFREDA O. DENNIE FRANKLIN;
JOHN HOPE FRANKLIN; JEAN
FREENY; THELMA KINLAW
GERMANY; MARGARET JEAN
TILLEY GIBBS; BOBBYE LOUISE
GILBERT; JEANNE OSBY
GOODWIN; LINDA EDMONDSON
GRAVES; ALBERT GRAYSON;
KATHERINE WOOD HALE;
LEONTYNE THOMAS HARRELL;
DELORES HARRINGTON; MARY
PRISCILLA PARKER HARRISON;
JEANETTE HAWKINS; OLANDER
HAWKINS; STARLA HAWKINS;
JOBIE ELIZABETH HOLDERNESS;
MAYBELLINE PRESLEY HOOKS;
JUANITA ALEXANDER HOPKINS;
SHARON HOPKINS; EMMA
LOCKARD HORN; MAXIMILLIAN
HOWELL; MIDLRED WALLACE
HUSPETH; HELEN SIPUEL
HUGGINS; CLARENCE JACKSON;
DELLA SHELTON JACKSON;
GAIL JACKSON; GENIEIVE
JACKSON; ROSIE LEE JACKSON;
SAYYID JAMI; ARTHUR
JEFFERSON; LULA MAE
JEFFERSON; MATTHEW
JEFFERSON; ROBERT
JEFFERSON; GERALDINE FAIR
JESSIE; CAROLYN PRICE
JOHNSON; FELICIA MCLEOD
JOHNSON; JOANN JOHNSON;
RONALD WAYNE JOHNSON; VAL
GENE JOHNSON, SR.; DOROTHY
JONES; EVA MAE TILLEY JONES;
MELVIN "TIP" JONES; MILDREN
PRESLEY KAVANAUGH;
VERNELL KELLEY; BEVERLY
NAILS KELLY; LORELL KIRK;
FRANCINE JOHNSON KNAPPER;
JAMES BERNARD KNIGHTEN;
MAXINE JACKSON LACY;
SANDRA JEAN DAVIS
LANDRUM; CAESAR LATIMER;
CHARLES SYLVESTER LATIMER;
HAZEL LATIMER; JAMES
HAROLD LATIMER; JAYPHEE
LATIMER; LISA LATIMER;
PATRICE LATIMER; BURNECE
LAWLER; EDWARD LAWSON;
JOHNNYE CANNON LAWSON;
MARCUS LAWSON; MARGARET
ANN LAWSON; PALMER
LAWSON, JR.; GLENDA
LEBEAUX; MARGARET LEE;
NORMA JEAN DENNIE LESHIE;
JIMMIE LEWIS; JOE LEWIS;
LORRAINE LEWIS; CORTEZ
LOCKARD; EDWARD LOCKARD;
ERNEST LOCKARD; FRANK
LOCKARD; JESSIE MAE
LOCKARD; OSCAR LOCKARD;
SELMA LOCKARD; MARY
LOUPE; CATHERINE MARTIN;
FELTON MARTIN; JAMES
PRESTON MARTIN; NANCY
MARTIN; FAYE MAY; SARAH
CURVAY MAYSHAW; LEONA
AUSTIN MCCAIN; PAULINE
MCCANTS; DENISE MCCRAY;
OTIS MCCRAY, III; LORRAINE
MCFARLAND; JEAN WILLIAMS
MCGILL; DONALD JOHN
MCGOWAN; WALLACE MCLEOD,
JR.; BETTY PRESLEY
MCMILLAN; LADAWNA MILLER;
MILDRED MARIAN HAMEL
MILLER; PEGGY ANN MCRUFFIN
MITCHELL; OVETA MIXON;
ELIZABETH PRESLEY MONDAY;
PAT GALBRAITH MOORE;
RONALD EARL MOORE; EVA
GAMBLE MORRIS; CLARINDA
NAILS; TERRY NASH; EARTHA
MCALESTER NORMAN; MATTIE
DAVIS OLIVER; LAVADA LOUISE
PARKER OSBOURNE; AUDREY
BANKS PARSON; JOHN W.
PATTON; LENA MAE JOHNSON
PAYNE; JULIUS PEGUES;
GERALDINE PERRYMAN-TEASE;
WANDA EWING POPE; ESCO
PORTERFIELD; MARK
PORTERFIELD; JILL ELIZABETH
PRESLEY; JOYCE MARIE
PRESLEY; LISA PRESLEY;
RAYMOND PRESLEY; RONALD
DEAN PRESLEY; FLOYD PRICE;
JANE FAIR PRUETT; MARCIA
WALKER PUCKETT; JOYCE
RAMSEY; ALLENE KNIGHTEN
RAYFORD; MAE ETTA
REYNOLDS; SHIRLEY RIDLEY;
PATSY ROBINSON; FRANK
EUGENE RODGERS; ERIC
ROLLERSON; LEON ROLLERSON;
WILA ROLLERSON; YVONNE
ROLLERSON; JANICE LOU
JOHNSON ROSS; BILLIE WAYNE
RUCKER; J. C. RUCKER; ROBERT
C. RUCKER; BOBBIE JEAN
SAULET; MILDRED LOUISE
DAVIS SCOTT; THERESA DAVIS
SCOTT; YVONNE FAIR SHAW;
BILLY SHELTON; DIANA LYNN
SHELTON; JOHNNY SHELTON;
MAIME SHELTON; SHIRLEY
SHELTON; EUNA VANN SMITH;
FRED SMITH; HARRIET ADAMS
SMITH; ORA SMITH; CLAUDIA
MAUDE SMITHERMAN;
CATHRYN BELL SNODDY;
BETTY SPEARS; DIANE
ANDERSON STEELE; PATRICIA
MCLEOD STEPHENSON; LAUREL
STRADFORD; ROSA STRIPLIN;
CARRIE M. MCDONALD
STROTHER; MARTHA MCGLORIE
SWINDALL; AUDREY TAYLOR;
BYRON TAYLOR; BOBBIE JEAN
CARTER TENNYSON;
SYLVESTER TERRY, JR.;
MARGARET THARPE; JERRY
FIELDS THOMAS; JESSIE
THOMAS; ERMA SMITH
THOMPSON; PANSY TILLEY;
CLIFTON JOE TIPTON;
ROSEZELLA TURNER; SHIRLEY
A. JOHNSON TYUS; MAXINE
JESSIE VADEN; LORENZO
CARLOS VANN; ALICE BOYD
VAUGHN; FANNIE SMITH
VERNER; PAMELA VINSON;
MARIETTA ANDERSON
WAITERS; DENETTE MARIA
WALKER; FRANK WALKER, SR.;
HARRY DANIEL WALKER;
HARVEY LEON WALKER; RILEY
WALKER, JR.; WILLIAM D.
WALKER; MARGE WALLACE;
MAYBELLE WALLACE; MILDRED
CANNON WALLACE; SYLVIA
WARE; OLENE WALKER
WASHINGTON; JIMMIE WICKAM;
YVONNE WILEY-WEBB;
CHARLOTTE WILLIAMS; DAVID
WILLIAMS; FANNIE WILLIAMS;
GRANT WILLIAMS; PATRICIA
WILLIAMS; IDA LOUISE DENNIE
WILLIS; ANNIE ALEXANDER
WILSON; BERTHA WILSON;
BOBBIE WILSON; ELIZABETH
WILSON; MARY A. WILSON;
NAOMI NASH WILLIAMS
WIMBERLY; RAMONA DINKINS
WIMBERLY; EDNA EARLY
WORKS; CHARLOTTE WRIGHT,
Plaintiffs - Appellants,
v.
THE STATE OF OKLAHOMA; THE
CITY OF TULSA; THE CHIEF OF
POLICE OF THE CITY OF TULSA,
in his official capacity; THE CITY
OF TULSA POLICE
DEPARTMENT; DOES 1 thru 100,
inclusive,
Defendants - Appellees.
No. 04-5042
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF OKLAHOMA
(D.C. No. 03-CV-133-E)
Michael D. Hausfeld, Cohen Milstein Hausfeld & Toll, P.L.L.C., Washington, DC
(Agnieszka M. Fryszman, Cohen Milstein Hausfeld & Toll, P.L.L.C., Washington,
DC; Charles J. Ogletree, Jr., Harvard Law School, Cambridge, Massachusetts;
Suzette Malveaux, University of Alabama School of Law, Tuscaloosa, Alabama;
Michele A. Roberts, Shea & Gardner, Washington, DC; Eric J. Miller, Western
New England College School of Law, Springfield, Massachusetts; Adjoa A.
Aiyetoro, National Coalition of Blacks for Reparations In America (N'COBRA),
Washington, DC; Leslie Mansfield, University of Tulsa, Boeshe Legal Clinic,
Tulsa, Oklahoma; James O. Goodwin, Goodwin & Goodwin, Tulsa, Oklahoma;
Johnnie L. Cochran, Jr., Law Offices of Johnnie L. Cochran, Jr., New York, New
York; Dennis C. Sweet III, Sweet & Freese, P.L.L.C., Jackson, Mississippi;
Sharon Cole Jones, Tulsa, Oklahoma; Rose Sanders, Selma, Alabama; Willie E.
Gary, Lorenzo Williams, and Tricia Purks Hoffler, Gary, Williams, Parenti,
Finney, Lewis, McManus, Watson & Sperando, Stuart, Florida, with him on the
briefs), appearing for Plaintiffs-Appellants.
Larry V. Simmons, Deputy City Attorney (Martha Rupp Carter, City Attorney,
and Robert R. Edmiston, Assistant City Attorney, with him on the brief), City of
Tulsa, Oklahoma, appearing for Defendants-Appellees Tulsa Police Department,
the City of Tulsa, and the Chief of Police of the City of Tulsa.
Wellon B. Poe, Assistant Attorney General, Oklahoma City, Oklahoma, appearing
for Defendant-Appellee State of Oklahoma.
Before TACHA, Chief Circuit Judge, BARRETT, Senior
Circuit Judge, and
TYMKOVICH, Circuit Judge.
TACHA, Chief Circuit Judge.
On May 31, 1921, and following into the next day, violent attacks
destroyed the African-American community of Greenwood, Oklahoma. An angry
white mob converged on Greenwood in a devastating assault, burning homes and
businesses, killing up to three hundred people, and leaving thousands homeless.
In February 2003, Plaintiffs-Appellants, all Riot survivors or descendants of
survivors, filed suit against the City of Tulsa, the Tulsa Police Chief, the City of
Tulsa Police Department, and the State of Oklahoma. In their complaint,
Plaintiffs sought monetary damages and injunctive and declaratory relief. The
District Court held the claims time barred. Because we hold that Plaintiffs'
claims cannot withstand scrutiny under either an accrual analysis or pursuant to
equitable tolling principles, we AFFIRM.
I. BACKGROUND
On the evening of May 31, 1921, a crowd began to form in front of the
Tulsa jail after rumors of a lynching spread through the city. The rumors
followed publication of a newspaper story suggesting that a nineteen-year-old
African-American named Dick Rowland had assaulted a white elevator operator.
After a group of African-Americans went to the courthouse to defend Mr.
Rowland, a struggle ensued; and a gun went off. The Greenwood Riot had begun.
In the midst of repeated gun battles, the African-Americans retreated to the
Greenwood neighborhood followed by the white mob, which included between
250-500 newly deputized men. Armed with machine guns, the white mob ravaged
Greenwood, scattering machine gun fire indiscriminately at its African-American
residents. During the night, the Governor called in the Oklahoma National Guard
to restore order. The guardsmen, often acting in conjunction with the white mob,
disarmed the African-American men who were defending their community and
placed them in "protective custody." Thus purged of any resistance, the white
mob burned virtually every building in Greenwood. By 11:00 a.m. on the
morning of June 1, 1921, when the Riot ended, forty-two square blocks of the
Greenwood community lay in ashes.
In 1997, the Oklahoma state legislature commissioned a study of the Riot.
Following four years of intensive study, the bipartisan commission, which
consisted of eleven members from various sectors of the community, issued its
final report ("the Report"). In it, the commissioners confirmed that public
officials had indeed provided firearms and ammunition to the white mob. The
Report opined that the National Guard participated in mass arrests of all, or
nearly all, of Greenwood's residents. The Report also provided detail concerning
the deliberate burning of homes and businesses, burning initiated, in many
instances, by agents of the government. In adopting many of the Report's
findings, the state legislature found:
Official reports and accounts of the time that viewed the Tulsa Race
Riot as a "Negro uprising" were incorrect. Given the history of
racial violence against African-Americans in Oklahoma, including
numerous lynchings by white mobs, and the breakdown of the rule of
law in Tulsa on May 31-June 1, 1921, it is understandable that
African-Americans believe[d] they needed to assist Tulsa police in
protecting Dick Rowland, an African-American accused of
attempting to rape a white woman, against an assembled white mob.
The documentation assembled by The 1921 Tulsa Race Riot
Commission provides strong evidence that some local municipal and
county officials failed to take actions to calm or contain the situation
once violence erupted and, in some cases, became participants in the
subsequent violence which took place on May 31 and June 1, 1921,
and even deputized and armed many whites who were part of a mob
that killed, looted, and burned down the Greenwood area[.] Okla.
Stat. tit. 74 § 8000.1.2 (West 2002).
Plaintiffs filed their initial complaint on February 24, 2003. In it, they
alleged civil rights claims under
28 U.S.C. §§ 1981, 1983, and 1985. They also
brought claims under the Fourteenth Amendment to the Federal Constitution and
the Equal Protection Clause. Finally, they submitted state law claims based on
negligence and promissory estoppel. Admitting that a two-year statute of
limitations applies to the action,
(1) Plaintiffs
nevertheless argue that the complaint
was timely because the "conspiracy of silence" surrounding the Riot and its
aftermath delayed the accrual of their claims until issuance of the Report in
February 2001. In the alternative, they maintain that various equitable tolling
principles apply which extend the limitations period.
Instead of answering the complaint, the State and the City filed motions to
dismiss. The District Court allowed the parties to exchange interrogatories and
requests for admission pertaining to the statute of limitations issue. In addition,
the District Court took testimony from three witnesses, all Plaintiffs' experts, on
issues related to the limitations questions. The court also allowed supplemental
briefing on whether the publication of a 1982 book by Dr. Scott Ellsworth,
entitled
Death in a Promised Land, placed Plaintiffs on notice of their claims.
Analyzing the motions to dismiss under Federal Rule of Civil Procedure
12(b)(6), the court held:
Regardless of the legal theory relied on, equitable estoppel, equitable
tolling, or accrual, the gravamen of Plaintiffs' argument is that they
did not and could not know of the City's involvement any sooner.
While it is certain that the Commission Report has helped to gather
more facts about the Riot, the Court has considerable trouble with
the Plaintiffs' assertion that until the Commission issued its report,
they were unaware of the City's responsibility for their injury. Dist.
Ct. Order at 18.
The court then granted the Defendants' motions to dismiss. In particular, the
court opined that, although extraordinary circumstances sufficient to toll the
statute of limitations existed in the period following the Riot, those
circumstances dissipated in the 1960s, thus enabling Plaintiffs to bring their
claims. Id. at 21-23.
On appeal, Plaintiffs argue that the court erred in its application of the
motion to dismiss standard by making factual findings, contrary to the dictates of
Rule 12(b)(6), regarding when Plaintiffs could access courts to redress the
wrongs inflicted by the Riot. They contend that the court committed reversible
error in attributing to Plaintiffs knowledge of facts that allegedly came to light
only after the Report issued. Finally, they maintain that the court relied
improperly on the existence of lawsuits immediately following the Riot to impute
knowledge to Plaintiffs. We address these arguments in turn.
II. STANDARD OF REVIEW
A. Conversion of the Motions To Dismiss
In its order, the District Court analyzed Plaintiffs' claims under the
dismissal standards of Federal Rule of Civil Procedure 12(b)(6). On appeal, we
review a Rule 12(b)(6) dismissal de novo. Indus. Constructors Corp. v. United
States Bureau of Reclamation,
15 F.3d 963, 967 (10th Cir. 1994). The City
argues, however, that, because the court considered materials outside the
complaint in making its rulings, we must apply a summary judgment standard of
review. Federal Rule of Civil Procedure 12(c) states:
If, on a motion for judgment on the pleadings, matters outside the
pleadings are presented to and not excluded by the court, the motion
shall be treated as one for summary judgment and disposed of as
provided in Rule 56, and all parties shall be given reasonable
opportunity to present all material made pertinent to such a motion
by Rule 56. Fed. R. Civ. P. 12(c).
Specifically, the City maintains that a de facto conversion occurred because (1)
both parties presented material to the court which went beyond the four corners
of the complaint and (2) the court referenced at least some of those materials in
its order. Plaintiffs, on the other hand, argue that although the parties provided
additional materials, the court did not rely on them. They maintain that this lack
of judicial reliance, and the fact that the parties mentioned outside materials only
in passing, prevents us from altering the court's analysis under Rule 12(b)(6).
After carefully reviewing the record and the District Court order, we agree
with the City.
Where a party has moved to dismiss under Rule 12(b)(6) for failure
to state a claim upon which relief can be granted and matters outside
of the pleadings have been presented to the court for consideration,
the court must either exclude the material or treat the motion as one
for summary judgment . . . . Nichols v. United States,
796 F.2d 361,
364 (10th Cir. 1986).
It is undisputed that the District Court: (1) received materials outside the
complaint from both parties, and (2) did not expressly exclude the material.
Thus, to convert the District Court's Rule 12(b)(6) order to one for summary
judgment, we must find that the District Court relied on this material in rendering
its decision. See United States ex rel. Holmes v. Consumer Ins. Group, 318 F.3d
1199, 1203 (10th Cir. 2003) (reviewing a district court's Rule 12(b)(6) order as
one for summary judgment where "the district court relied on affidavits and other
evidence submitted by the parties").
Contrary to Plaintiffs' suggestion, the record makes clear that the District
Court relied substantially on the extraneous evidence in rendering its decision.
(2)
Specifically, the court referenced in its order the hearing held on the motions to
dismiss and the testimony presented by Plaintiffs' experts. Dist. Ct. Order at 4,
22-23. Likewise, the court noted its approval of the supplemental briefs filed on
the issue whether the book
Death In A Promised Land provided Plaintiffs with
notice of their claims, stating that it found these extra materials "helpful." Id. at
12. The court also relied specifically on the testimony of one of the experts in
making its ruling on the issue of extraordinary circumstances tolling. Id. at 22-23.
Nowhere in the order does the court reject or otherwise exclude any of the
evidence offered as a result of discovery.
(3)
While "[t]he court cannot convert a motion to dismiss to a motion for
summary judgment without notice, unless the opposing party has responded . . .
by filing his own affidavits[,]" Ketchum v. Cruz,
961 F.2d 916, 919 (10th Cir.
1992), we find such a conversion permissible here because Plaintiffs were both
on notice of the possibility of conversion and provided their own affidavit to the
District Court, see Arnold v. Air Midwest, Inc.,
100 F.3d 857, 859 n.2 (10th Cir.
1996) ("Because [the non-movant] submitted material beyond the pleadings in
opposition to defendants' motion, he is scarcely in a position to claim unfair
surprise or inequity."). The City filed its motion to dismiss in the alternative as
one under Rule 56(c), and Plaintiffs addressed the summary judgment standard in
their response to that motion. Plaintiffs also attached an informal affidavit from
Dr. Ellsworth to the supplemental brief referenced in the District Court's order.
Accordingly, we must review Plaintiffs' accrual claim under a summary judgment
standard.
In evaluating a summary judgment order, our review is de novo; and we
apply the same standard as a district court would. City of Wichita v. United
States Gypsum Co.,
72 F.3d 1491, 1497 (10th Cir. 1996). Specifically,
"[s]ummary judgment is appropriate where there is no genuine issue as to any
material fact, and the moving party is entitled to judgment as a matter of law."
Biester v. Midwest Health Servs., Inc.,
77 F.3d 1264, 1265 (10th Cir. 1996)
(internal quotations and citations omitted); see also Wolf v. Preferred Risk Life
Ins. Co.,
728 F.2d 1304, 1306-07 (10th Cir. 1984) ("[I]f the statute of limitations
depends on disputed [material] facts, then summary judgment is inappropriate.").
B. Equitable Tolling Claims
This conclusion does not, however, end our analysis with respect to the
standard of review. We must also consider the standard on the equitable tolling
claims. The District Court refused to invoke equitable principles to toll the
statute of limitations. "We review the district court's refusal to apply equitable
tolling for an abuse of discretion." Garrett v. L.E. Fleming,
362 F.3d 692, 695
(10th Cir. 2004). Contrary to Plaintiffs' argument, nothing in the District Court's
order suggests that it failed to use discretion in considering equitable tolling
principles. Thus, we will review Plaintiffs' accrual argument under summary
judgment standards and the District Court's refusal to invoke equitable tolling
principles for an abuse of discretion.
III. DISCUSSION
A. Accrual Claim
Plaintiffs filed the underlying complaint on February 24, 2003. Thus,
under Oklahoma's applicable two-year statute of limitations provision, the claims
are untimely unless they accrued on or after February 24, 2001. Plaintiffs
maintain the claims did not accrue until publication of the Report on February 28,
2001. If that is the case, the claims are timely independent of any equitable
tolling.
As a preliminary matter, we note that federal law controls issues related to
when federal causes of action accrue. Baker v. Board of Regents of the State of
Kansas,
991 F.2d 628, 632 (10th Cir. 1993). In general, under the federal
discovery rule, claims accrue and "[t]he statute of limitations begins to run when
the plaintiff knows or has reason to know of the existence and cause of the injury
which is the basis of his action." Indus. Constructors Corp. v. United States
Bureau of Reclamation,
15 F.3d 963, 969 (10th Cir. 1994). In particular, "'[a]
civil rights action accrues when facts that would support a cause of action are or
should be apparent.'" Fratus v. Deland,
49 F.3d 673, 675 (10th Cir. 1995)
(internal quotations omitted).
It is obvious, and Plaintiffs do not dispute, that they had knowledge of
their physical and property-related injuries at the time of the Riot. Indeed, they
had the painful experience of watching neighbors die and seeing their homes and
businesses burn. Widespread publicity surrounded this devastation. News
articles attached to the Report illustrate that the Riot's impact was not only
known locally, but that it became a national news event as well.
Despite these obvious signs of injury, Plaintiffs argue that the causes of
action lay dormant until issuance of the Report because, until that time, they did
not know the level of culpability or responsibility of the City and State. We have
found, however, that a plaintiff need not have conclusive evidence of the cause
of an injury in order to trigger the statute of limitations. See Baker, 991 F.2d at
632 ("[I]t is not necessary that a claimant know all of the evidence ultimately
relied on for the cause of action to accrue."). Rather, we focus on whether the
plaintiff knew of facts that would put a reasonable person on notice that wrongful
conduct caused the harm. See id. In this context, a plaintiff must use reasonable
diligence in seeking to discover facts giving rise to a claim for relief. See
Industrial Constr., 15 F.3d at 969.
Despite the difficult facts presented here, we resist the temptation to alter
circuit precedent in the manner Plaintiffs suggest. Taken to its logical end, their
argument would require us to craft a rule delaying accrual of a cause of action
until a plaintiff has detailed knowledge of the level of culpability of each of the
actors involved. This we cannot do.
(4)
Plaintiffs' injuries and the general cause of
those injuries were obvious in the aftermath of the Riot. To start the running of
the statute of limitations, our case law requires nothing more. We hold,
therefore, that the Defendants were entitled to summary judgment on the issue
whether Plaintiffs' claims accrued prior to publication of the Report.
B. Equitable Tolling
Plaintiffs advocate tolling of the limitations period under several legal
theories. First, they maintain that Defendants concealed the nature of their bad
acts by manipulating the post-Riot grand jury, which exonerated the white mob
and blamed victims for the Riot. That concealment, they argue, prevented
Plaintiffs from gathering the facts necessary to pursue their claims. Second,
Plaintiffs assert they relied to their detriment on the City's promises to rebuild
Greenwood, which made them sit on their rights in hopes that the City and State
would compensate them. Third, Plaintiffs claim extraordinary circumstances,
including a racially hostile environment and an inability to seek meaningful
redress in Oklahoma courts, existed sufficient to toll the statute.
The District Court rejected the first two equitable theories, but held that
sufficient extraordinary circumstances existed to justify tolling. The court also
found, however, that those circumstances dissipated substantially by the 1960s.
As a result, it determined that Plaintiffs could have brought this action at some
unspecified point prior to 2001. We must affirm the District Court on this issue
unless we have "'a definite and firm conviction that [it] has made a clear error of
judgment or exceeded the bounds of permissible choice in the circumstances.'"
Beaird v. Seagate Tech., Inc.,
145 F.3d 1159, 1164 (10th Cir. 1998) (quoting
McEwen v. City of Norman,
926 F.2d 1539, 1553-54 (10th Cir. 1991)).
"Congress did not establish a statute of limitations or a body of tolling
rules applicable to actions brought in federal court under § 1983 a void which
is commonplace in federal statutory law." Board of Regents v. Tomanio, 446
U.S. 478, 484 (1980). As such, state law governs the application of tolling in a
civil rights action.
(5) See id. at
484-87; Garrett, 362 F.3d at 697.
In general, Oklahoma permits the tolling of a statute of limitations in two
circumstances. First, the existence of a "legal disability" provides proper
grounds for equitable tolling. See Okla. Stat. tit. 12, § 96 (West 2000).
Although the exact definition of this term remains unclear, Oklahoma courts have
applied this provision only for plaintiffs whose competency is impaired or who
have not reached the age of majority. See, e.g., Lovelace v. Keohane, 831 P.2d
624, 629 (Okla. 1992) (finding that those who could conduct their own business
affairs over time are sufficiently competent to render them ineligible for "legal
disability" tolling); Okla. Stat. tit. 12, § 96 (citing incompetence and failure to
attain the age of majority as grounds for meriting legal disability tolling). As
Plaintiffs offer no evidence of such incompetency, they fail to meet this standard.
Second, the Oklahoma discovery rule tolls the statute of limitations "until
an injured party knows of, or in the exercise of reasonable diligence, should have
known of or discovered the injury, and resulting cause of action." Id. Therefore,
if defendants engage in "false, fraudulent or misleading conduct" calculated to
lull plaintiffs into sitting on their rights, the limitations period may not be
triggered. Jarvis v. City of Stillwater, 732 P.2d 470, 473 (Okla. 1987); see also
Hurt v. Garrison, 133 P.2d 547, 550 (Okla. 1942) (holding a statute of
limitations tolled during a period of fraudulent concealment). With these
standards in mind, we turn to Plaintiffs' claims.
1. Concealment
As the District Court noted, a defendant who conceals facts relevant to a
cause of action against him is estopped from raising the statute of limitations bar.
Morris v. Wise, 293 P.2d 547, 549 (Okla. 1956). Here, Plaintiffs argue that
Defendants cannot rely on the bar because they concealed facts relevant to
Plaintiffs' causes of action. Plaintiffs assert three primary acts of concealment or
fraud. First, they maintain the City was complicit in the erroneous grand jury
report that blamed the victims, rather than the white mob, for the destruction in
Greenwood. Second, they contend the City failed to investigate or take action
against the lawless behavior of the mob and that the failure was, in essence, an
act of concealment. Third, Plaintiffs claim that the disappearance of documents
and files from the Oklahoma National Guard, the County Sheriff, and the Tulsa
Police Department constitutes active concealment of information. They allege
that these combined acts represent the "conspiracy of silence" referenced in the
Report. See Okla. Stat. tit. 74, § 8000.1.4 (West 2002).
On its face, Plaintiffs' argument is compelling. As stated previously,
however, the record suggests, and it is undisputed, that substantial information
regarding government involvement in the disturbance was available at the time of
the Riot. Specifically, Plaintiffs do not dispute that Riot victims filed over one
hundred lawsuits seeking redress for property and other losses. One lawsuit
reached the Oklahoma Supreme Court in 1923. In its decision, the court
described the Riot scene as follows.
A large number of white men . . . broke into a hardware store,
a pawnshop, and another place where arms were kept, and armed
themselves with guns, revolvers, and ammunition, and in a short
while after the firing occurred at the courthouse the streets were full
of armed white people. Two or three hundred armed men assembled
around the police station and were sent out to different parts of the
town ostensibly to guard the town. From that time until about 9 or
10 o'clock the following day there was a great deal of shooting,
especially in the negro section of the city, and a number of men were
killed. . . . About daylight on the morn [sp] of June 1st, at the sound
of a whistle, shooting became rather general and continued for some
time. Armed white men, described as traveling in groups of from a
dozen to twenty, rounded up the negroes found in the section where
the fires were burning and took, or sent, them to the convention hall,
where they appear to have been detained. A number of witnesses
testified that these groups of white men, many of them wearing
police badges and badges indicating they were deputy sheriffs, after
removing the negroes from the buildings, went inside the buildings,
and, after they left, fires broke out inside the buildings. By 9
o'clock, buildings were burning in every part of the negro section of
the city. Redfearn v. American Century Ins. Co., 243 P. 929, 929-30
(Okla. 1926).
Likewise, in the immediate aftermath of the Riot, Plaintiff Barney Cleaver sued
the ex-mayor of Tulsa, as well as its police chief. In his complaint, he opined
that his detention during the Riot "was affected by agents, servants, and
employees of the defendant city and by the direction of the officials above named
and mentioned." Plaintiff Ruth Calhoun, suing for damage to her property in
1923, averred that her losses were the "proximate and immediate result and
consequence of the conspiracy, illegal acts of omission and commission of the
defendant City . . . ."
Plaintiffs do not dispute the veracity of these documents. Rather, they
maintain the complaints were futile and confirm that not a single African-American recovered
any damages for their losses. While that is true, and
certainly tragic, it is not relevant to the narrow issue presented here: whether the
District Court abused its discretion in finding, based on undisputed evidence, that
Defendants' alleged concealment did not bar Plaintiffs from uncovering essential
information about their claims. Finding that ample information existed about
their claims in the aftermath of the Riot,
(6) we
hold, based on our review of the
record, that the court did not abuse its discretion when it rejected tolling based on
Defendant's concealment.
2. Detrimental Reliance
In the District Court, Plaintiffs maintained they relied to their detriment on
Defendants' promises of rebuilding and, as a result, are entitled to tolling of the
statute of limitations. See Jarvis, 732 P.2d at 472 (noting that tolling is
appropriate where defendants provide "assurances . . . reasonably calculated to
lull the plaintiff into a sense of security"); see also Fischer v. Atlantic Richfield
Co., 774 F.Supp. 616, 619 (W.D. Okla. 1989) (holding defendant estopped to
plead limitations defense where it made "unfulfilled promises to plaintiffs"). The
second amended complaint, as well as the arguments in Plaintiffs' briefs, make
clear, however, that the racial hostility of the day made it wholly unreasonable
for Plaintiffs to rely on any promises of restitution. Indeed, the City of Tulsa
imposed zoning restrictions shortly after the Riot which crippled the victims'
ability to rebuild. After courts declared those restrictions unconstitutional, the
City refused to provide any compensation. Thus, the District Court did not err in
rejecting tolling on this basis.
3. Extraordinary Circumstances
In the appropriate case, exceptional circumstances may justify tolling a
statute of limitations. United States v. Clymore,
245 F.3d 1195, 1199 (10th Cir.
2001); see also Van Tu v. Koster,
364 F.3d 1196, 1199-1200 (10th Cir. 2004)
(considering application of equitable tolling where victims of the My Lai
massacre raised claims twenty-eight years after their injuries occurred). Here,
Plaintiffs argue that a combination of exceptional circumstances justify tolling,
including: an openly hostile racial environment, denial of responsibility by
government officials, the grand jury's exoneration of white rioters, and its
indictment of African-American victims.
A review of the materials attached to the Report makes clear that at the
time of the Riot the victims were powerless against the white majority.
Meaningful access to the courts was denied, as was any ability to obtain damages
for property losses. Also, a widespread fear of reprisals pervaded the African-American
community. We agree with the District Court that, in the immediate
aftermath of the Riot and for several decades thereafter, extraordinary
circumstances justified tolling the statute of limitations.
Fundamentally, however, the issue is whether, based on the allegations in
the complaint and the record, those circumstances existed through the issuance of
the Report in 2001. In making this determination, we need not pinpoint an exact
date when the exceptional circumstances ended. Rather, the judgment must stand
if, based on the undisputed facts available, those circumstances ended sometime
prior to February 2001. Cf. Van Tu, 364 F.3d at 1199-1200.
As stated above, evidence suggesting the City and State's involvement in
the Riot was available in its immediate aftermath and, at the very least, upon
publication of
Death In A Promised Land in 1982. While exceptional
circumstances may have prevented victims from seeking timely legal redress
based on that evidence, the emergence of civil rights legislation in the 1960s
gave them the ability to do so. In fact, Plaintiffs neither allege nor even imply
that they were prohibited from accessing the courts in the 1970s, 1980s, or
1990s. Thus, finding the two required elements of information and access
satisfied, the District Court did not abuse its discretion in holding that the
exceptional circumstances which tolled the statute of limitations immediately
after the Riot had dissipated sufficiently to trigger running of the statute at some
point prior to 2001.
(7)
IV. CONCLUSION
The Tulsa Race Riot represents a tragic chapter in our collective history.
While we have found no legal avenue exists through which Plaintiffs can bring
their claims, we take no great comfort in that conclusion. As the Supreme Court
has recognized, "[i]t goes without saying that statutes of limitations often make it
impossible to enforce what were otherwise perfectly valid claims. But that is
their very purpose, and they remain as ubiquitous as the statutory rights or other
rights to which they are attached or are applicable." United States v. Kubrick,
444 U.S. 111, 125 (1979). The judgment of the United States District Court for
the Northern District of Oklahoma is AFFIRMED.
FOOTNOTES
Click footnote number to return to corresponding location in the text.
1. The parties agree that the applicable
limitations period for the claims is
two years. See Okla. Stat. tit 12, § 95 (West 2000); see also Fratus v.
Deland, 49
F.3d 673, 675 (10th Cir. 1995) (applying state statute of limitation to civil rights
actions under § 1983).
2. The District Court also cited extensively
from the Report in its order.
Because the Report was attached to the complaint, however, it was not "outside
the pleadings" for purposes of analyzing this issue. See GFF Corp. v. Assc.
Wholesale Grocers, Inc.,
130 F.3d 1381, 1384-85 (10th Cir. 1997) (finding
consideration of a letter appropriate under a 12(b)(6) standard where it was
quoted in the complaint and central to the issues presented).
3. In this regard, Plaintiffs' reliance on
Owens v. Rush,
654 F.2d 1370 (10th
Cir. 1981), is misplaced. There, we refused to convert a 12(b)(6) ruling into one
for summary judgment "because the order [dismissing the claims] refers to no
facts shown or admissions made in the papers on file . . . ." Id. at 1377 n.9.
Here, by contrast, the District Court's order makes clear the court considered
evidence and briefing outside the pleadings.
4. Plaintiffs rely heavily on Maughan v.
SW Servicing, Inc., 758 F.2d 1381
(10th Cir. 1985), to support their argument that a plaintiff must know the level of
a defendant's culpability before a cause of action accrues. In Maughan, under
Utah's version of the discovery rule, we approved a rule allowing tolling in a
wrongful death suit involving exposure to carcinogens "until the plaintiff knows
or should know of facts supporting the likelihood that one particular suspected
carcinogen was the cause of his cancer, and has identified the likely source of his
exposure to that carcinogen." Id. at 1387. We adopted this liberal application of
the discovery rule only "in cases involving suspected carcinogens" because of
their invisible nature, their impossibility to ascertain at the time of exposure, and
"the complexities of cancer causation." Id. In contrast, Plaintiffs faced violence
here which was notable in part for its very public and obvious nature.
5. We note that "federal courts
possess the power to use equitable principles
to fashion their own tolling provisions in exceptional situations in which state
statutes of limitations eradicate rights or frustrate policies created by federal law."
Rodriguez v. Holmes,
963 F.2d 799, 805 (5th Cir. 1992); see also
Tomanio, 446
U.S. at 485 (holding that federal courts should not apply state statute of
limitations and tolling rules that are "inconsistent with the federal policy
underlying the cause of action under consideration") (quoting Johnson v. Railway
Express Agency, Inc.,
421 U.S. 454, 465 (1975)). The Court in Tomanio
found
that the failure of New York to toll an "action during the period in which a
litigant pursues a related, but independent cause of action" did not frustrate the
federal policy goals compensation, deterrence, uniformity and federalism
under § 1983. Tomanio, 446 U.S. at 486. Likewise, recognizing the broad
equitable tolling available to a plaintiff under Oklahoma law, we do not find the
Oklahoma statute of limitations contrary to the policy underlying § 1983.
6. We note that the standard for determining
whether a federal claim has
accrued is objective. See Anixter v. Home-Stake Prod. Co.,
947 F.2d 897, 899 n.5
(10th Cir. 1991), vacated sub nom. on other grounds, Dennler v.
Trippet, 503
U.S. 978 (1992). Thus, if facts giving rise to a claim were available generally,
but simply unknown to these particular plaintiffs, tolling does not apply.
7. In the District Court, Plaintiffs also urged
tolling based on vindication of
the public interest and the State's promise of reparations after the Report issued.
Because they failed to raise those issues in their appellate briefs, we deem them
waived. See State Farm Fire & Cas. Co. v. Mhoon,
31 F.3d 979, 984 n.7 (10th
Cir. 1994). In addition, in light of our disposition on the statute of limitations
issue, we need not address the remainder of Plaintiffs' arguments on appeal.