Plaintiffs-Appellant. S U M M A R Y O R D E R v. * PHILIP MORRIS, et al., Nwanze v. Philip Morris, Page The district court therefore did not reach the question, which it (2nd Cir. 2001)

Federal Circuits, 2nd Cir. (April 23, 2001)

Docket number: 00-6273


Permanent Link: http://vlex.com/vid/18530918
Id. vLex: VLEX-18530918

Click here to download this article in graphic format (Acrobat Reader)

Document language

Search in this document

Sponsored Ads:


Citations:

U.S. Court of Appeals for the 2nd Cir. - John E. Malesko, Plaintiff-Appellant, v. Correctional Services Corporation, Formerly Known as Esmor Correctional Services Inc. and "John Does #1 To John Does #10," Inclusive, the Names of Said John Doe Defendants Are Presently Unknown But Intended To Indicate Officers and Managers and Guards of the Corporate Defendant, Defendants-Appellees., 229 F.3d 374 (2nd Cir. 2000)

US Code - Title 42: The Public Health and Welfare - 42 USC 1997 - Sec. 1997. Definitions

US Code - Title 42: The Public Health and Welfare - 42 USC 1983 - Sec. 1983. Civil action for deprivation of rights

U.S. Supreme Court - FDIC v. Meyer, 510 U.S. 471 (1994)

U.S. Court of Appeals for the 2nd Cir. - 64 Fair Empl.Prac.Cas. (Bna) 638, 64 Empl. Prac. Dec. P 42,973 Howard E. Robinson, Plaintiff-Appellant, v. Overseas Military Sales Corporation, Army & Air Force Exchange Service, George W. Deering, Bradley J. Potter, and Randall L. Mullins, Defendants-Appellees., 21 F.3d 502 (2nd Cir. 1994)


See all quotations

Text:

UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT THIS SUMMARY ORDER WILL NOT BE PUBLISHED IN THE FEDERAL REPORTER AND MAY NOT BE CITED AS PRECEDENTIAL AUTHORITY TO THIS OR ANY OTHER COURT, BUT MAY BE CALLED TO THE ATTENTION OF THIS OR ANY OTHER COURT IN A SUBSEQUENT STAGE OF THIS CASE, IN A RELATED CASE, OR IN ANY CASE FOR PURPOSES OF COLLATERAL ESTOPPEL OR RES JUDICATA.

At a stated term of the United States Court of Appeals for the Second Circuit, held at the United States Courthouse, Foley Square, in the City of New York, on the 23rd day of April , two thousand and one.

PRESENT:

HON. JOSEPH M. McLAUGHLIN, HON. GUIDO CALABRESI, and HON. ROSEMARY S. POOLER, Circuit Judges.

AUSTEN NWANZE, et al., Plaintiffs-Appellant.

SUMMARY ORDER No. 00-6273*

v.

PHILIP MORRIS, et al., Defendants-Appellees.

Appeal from the United States District Court for the Southern District of New York (Leonard Sand, Judge).

UPON DUE CONSIDERATION, it is ORDERED, ADJUDGED, AND DECREED that the judgment of the district court be and it hereby is AFFIRMED.

For Appellant: Austen Nwanze (pro se), Bradford, PA For Appellee Kathleen Hawk: Sean C. Cenawood for Mary Jo White, United States Attorney for the Southern District of New York, New York, NY (Jeffrey Oestericher, on the brief)

For Appellee Philip Morris, Inc.: Robert A. Cohen, Dechert Price & Rhoads, New York, NY (Simon Block on the brief)

I. BACKGROUND This case is brought by Austen Nwanze ("Nwanze") and 434 other non-smoking inmates at federal prisons in Ohio and Pennsylvania (collectively "plaintiffs") claiming that they have been wrongfully exposed to excessive quantities of second hand tobacco smoke. They seek money damages for the harm this exposure has allegedly caused them. The defendants are tobacco manufacturers and their trade associations (the "private defendants") and Kathleen Hawk ("Hawk"), the Director of the Federal Bureau of Prisons. The central allegation in the plaintiffs' complaint is that the private defendants conspired with Hawk to distribute and sell cigarettes and tobacco products to the populations of the prisons at which the plaintiffs are incarcerated, with deliberate indifference to the health risks second hand smoke poses to non-smoking inmates, all in violation of the plaintiffs' rights under the Eighth Amendment. Because Hawk is a federal official, plaintiffs' constitutional tort claim is governed by Bivens v. Six Unknown Named Agents of the Federal Bureau of Narcotics, 403 U.S.

388 (1971).

The defendants moved to dismiss the plaintiffs' complaint pursuant to Fed. R. Civ. P. 12(b)(6), and the district court granted the motion. In doing so, the district court noted that the linchpin of the plaintiffs' argument -- the claim of a conspiracy involving the private defendants and Hawk -- was not pleaded with the particularity required of conspiracy claims in the federal courts. See, e.g., Polur v. Raffe, 912 F.2d 52, 56 (2d Cir. 1990) (requiring "more than conclusory allegations to avoid dismissal of a claim predicated on a conspiracy to deprive [a plaintiff] of his constitutional rights"). The district court reasoned that without a valid allegation of conspiracy, the plaintiffs' Eighth Amendment claim could not survive against either the private defendants or Hawk.

As regards the private defendants, the district court concluded that without a conspiracy to link them to Hawk, these defendants' conduct could not satisfy the federal action requirement on which the plaintiffs' Bivens claims depend.1 See Chin v. Bowen, 833 F.2d 21, 24 (2d Cir. 1987) (noting that The district court therefore did not reach the question, which it observed remained open in this Circuit, whether a private party acting jointly with a federal agent might satisfy the federal action requirement imposed by Bivens. We note that in making this comment, the district court did not have the benefit of Malesko v. Correctional Services Corp., 229 F.3d 374 (2d Cir. 2000) cert. granted 121 S.Ct. 1224 (March 5, 2001), which considered some of the questions the comment addresses and Bivens claims require federal action analogous to the state action required under 42 U.S.C. § 1983).

Furthermore, the district court pointed out that Hawk could not, under Bivens, be sued in her official capacity, see FDIC v. Meyer, 510 U.S. 471, 484-86 (1994); Robinson v. Overseas Military Sales Corp., 21 F.3d 502, 510 (2d Cir. 1994) ("Because an action against a federal agency or federal officers in their official capacities is essentially a suit against the United States, such suits are also barred under the doctrine of sovereign immunity, unless such immunity is waived."). Finally, the district court noted that it could not hear a suit against Hawk in her individual capacity unless it enjoyed personal jurisdiction over her, see Robinson, 21 F.3d at 510, and that other than the inadequately pleaded conspiracy allegation, the plaintiffs had failed to allege any facts sufficiently connecting Hawk to the State of New York to support personal jurisdiction.

Accordingly, the district court dismissed the plaintiffs' constitutional complaint against both the private defendants and Hawk. Therefore, the district court declined to exercise supplemental jurisdiction over the plaintiffs' remaining state law claims. Nwanze filed a timely appeal.

II. DISCUSSION The bulk of Nwanze's contentions on appeal are meritless and repeat arguments properly rejected below. Accordingly, we affirm the dismissal of Nwanze's claims against Hawk and the private defendants for substantially the reasons given by the district court. Moreover, to the extent Nwanze's was decided shortly after the district court issued its opinion in this case.

complaint might be construed as presenting a Bivens action directly against the Bureau of Prisons challenging the Bureau's administration of smoking in his prison, Meyer forbids such a claim. And finally, although Nwanze's complaint, construed liberally, might be read to assert a personal-capacity Bivens claim against federal prison officials other than Hawk alleging that these officials had failed to enforce prison policies designed to control the spread of second hand smoke, such a claim would fail for the same reason for which the personal-capacity claim against Hawk also failed. With the exception of the inadequate conspiracy allegations, Nwanze has alleged no facts connecting to the State of New York any of the prison officials who might be charged with failing to enforce the relevant policies.

Accordingly, just as this court lacks personal jurisdiction over Hawk in her individual capacity, so it would lack personal jurisdiction over the other personal-capacity defendants Nwanze might plausibly name.2

III. CONCLUSION We have reviewed all Nwanze's remaining claims and find them to be without merit.

Accordingly, the district court's judgment is AFFIRMED.

For the Court, Because we decide the case on these grounds, we need not discuss Hawk's alternative defense that the Prison Litigation Reform Act, 42 U.S.C. § 1997e(a), requires the exhaustion of administrative remedies even when prisoners seek relief not available through administrative channels.

ROSEANN B. MacKECHNIE Clerk of Court by:

[*]-. Abbreviated caption.

Sponsored Ads:




Activate your free trial now

Make your order

Need help? Contact us

Try vLex for FREE for 3 days

Access legal information from United States including:

  • Constitutions
  • Forms and Contracts
  • Legal Books and Journals
  • Case Law
  • News and Business
  • Regulations
  • U.S. Code

Try vLex without any commitment for 3 days and see why you need it.

3

days of Free Access