U.S. Supreme Court, (May 29, 1911)
Docket number: 941
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U.S. Supreme Court COYLE v. SMITH, 221 U.S. 559 (1911)
221 U.S. 559 W. H. COYLE, Plff. in Err., v. THOMAS P. SMITH, Secretary of State of the State of Oklahoma, et al. No. 941. Argued April 5 and 6, 1911. Decided May 29, 1911. [Page 221 U.S. 559, 560] Messrs. Frank Dale, C. G. Horner, John H. Burford, A. G. C. Bierer, Frank B. Burford, and Benjamin F. Hegler for plaintiff in error. [Page 221 U.S. 559, 562] Messrs. Charles West, B. F. Burwell, Joseph W. Bailey, W. A. Ledbetter, and C. B. Stuart for defendants in error. Mr. Justice Lurton delivered the opinion of the court: This is a writ of error to the supreme court of Oklahoma to review the judgment of that court upholding a legislative act of the state, providing for the removal of its capital from Guthrie to Oklahoma City, and making an appropriation from the funds of the state for the purpose of carrying out the act by the erection of the necessary state buildings. Acts of Oklahoma, December 29, 1910. [Page 221 U.S. 559, 563] The opinion of the supreme court of Oklahoma may be found in 113 Pac. 944. By an act passed December 7, 1910, the state gave to its supreme court 'original jurisdiction' to entertain any proceeding brought in that court by resident taxpayers of the state to have determined 'the legality of the removal or location, or attempt to remove or locate, the state capital' and certain other state institutions. This act was passed in advance of the removal act here involved, and for the express purpose of providing a speedy method for the determination of constitutional objections which might be urged against the proposed relocation of the seat of the state government. The removal act followed, and this proceeding was at once started in the supreme court of the state by the plaintiff in error, who claimed not only to be a citizen and tax-payer of the state, but also owner of large property interests in Guthrie, which would be adversely affected by the removal of the seat of government, as proposed by the act in question. The validity of the law locating the capital at Oklahoma City was attacked for many reasons which involved only the interpretation and application of the Constitution of the state. These were all decided adversely to the petitioner. We shall pass them by as matters of state law, not subject to the reviewing power of this court under a writ of error to a state court. The question reviewable under this writ of error, if any there be, arises under the claim set up by the petitioner, and decided against him, that the Oklahoma act of December 29, 1910, providing for the immediate location of the capital of the state at Oklahoma City, was void as repugnant to the enabling act of Congress of June 16, 1906, under which the state was admitted to the Union. 34 Stat. at L. chap. 3335, p. 267. The act referred to is entitled, 'An Act to Enable the People of Oklahoma and of the Indian Territory to Form a Constitution and State [Page 221 U.S. 559, 564] Government and Be Admitted into the Union on an Equal Footing with the Original States,' etc. The same act provides for the admission of Arizona and New Mexico. The first twenty-two sections relate only to Oklahoma. The 2d section is lengthy and deals with the organization of a constitutional convention, and concludes in these words: 'The capital of said state shall temporarily be at the city of Guthrie. . . . and shall not be changed therefrom previous to Anno Domini nineteen hundred and thirteen; but said capital shall, after said year, be located by the electors of said state at an election to be provided for by the legislature; provided, however, that the legislature of said state, except as shall be necessary for the convenient transaction of the public business of said state at said capital, shall not appropriate any public moneys of the state for the erection of buildings for capital purposes during said period.' Other sections of the act require that the Constitution of the proposed new state shall include many specific provisions concerning the framework of the government, and some which impose limitations upon the state as regards the Indians therein, and their reservations, in respect of traffic in liquor among the Indians or upon their reservations. The 22d and last section, applicable to Oklahoma, reads thus: 'That the constitutional convention provided for herein shall by ordinance irrevocably accept the terms and conditions of this act.' The Constitution as framed contains nothing as to the location of the state capital; but the convention which framed it adopted a separate ordinance in these words: 'Sec. 497. Enabling act accepted by ordinance irrevocable. Be it ordained by the constitutional convention for the proposed state of Oklahoma, that said constitutional convention do, by this ordinance irrevocable, accept the terms and conditions of an act of the Congress of the United States, entitled, 'An Act to Enable the People [Page 221 U.S. 559, 565] of Oklahoma and the Indian Territory to Form a Constitution and State Government, and be Admitted into the Union on an Equal Footing with the Original States; and to Enable the People of New Mexico and Arizona to Form a Constitutional and State Government, and Be Admitted into the Union on an Equal Footing with the Original States,' approved June the sixteenth, Anno Domini, nineteen hundred and six.' This was submitted along with the Constitution as a separate matter, and was ratified as was the Constitution proper. The efficacy of this ordinance as a law of the state conflicting with the removal act of 1910 was, of course, a state question. The only question for review by us is whether the provision of the enabling act was a valid limitation upon the power of the state after its admission, which overrides any subsequent state legislation repugnant thereto. The power to locate its own seat of government, and to determine when and how it shall be changed from one place to another, and to appropriate its own public funds for that purpose, are essentially and peculiarly state powers. That one of the original thirteen states could now be shorn of such powers by an act of Congress would not be for a moment entertained. The question, then, comes to this: Can a state be placed upon a plane of inequality with its sister states in the Union if the Congress chooses to impose conditions which so operate, at the time of its admission? The argument is, that while Congress may not deprive a state of any power which it possesses, it may, as a condition to the admission of a new state, constitutionally restrict its authority, to the extent, at least, of suspending its powers for a definite time in respect to the location of its seat of government. This contention is predicated upon the constitutional power of admitting new states to this Union, and the constitu- [Page 221 U.S. 559, 566] tional duty of guaranteeing to 'every state in this Union a republican form of government.' The position of counsel for the plaintiff in error is substantially this: That the power of Congress to admit new states, and to determine whether or not its fundamental law is republican in form, are political powers, and as such, uncontrollable by the courts. That Congress may, in the exercise of such power, impose terms and conditions upon the admission of the proposed new state, which, if accepted, will be obligatory, although they operate to deprive the state of powers which it would otherwise possess, and, therefore, not admitted upon 'an equal footing with the original states.' The power of Congress in respect to the admission of new states is found in the 3d section of the 4th article of the Constitution. That provision is that, 'new states may be admitted by the Congress into this Union.' The only expressed restriction upon this power is that no new state shall be formed within the jurisdiction of any other state, nor by the junction of two or more states, or parts of states, without the consent of such states, as well as of the Congress. But what is this power? It is not to admit political organizations which are less or greater, or different in dignity or power, from those political entities which constitute the Union. It is, as strongly put by counsel, a 'power to admit states.' The definition of 'a state' is found in the powers possessed by the original states which adopted the Constitution,-a definition emphasized by the terms employed in all subsequent acts of Congress admitting new states into the Union. The first two states admitted into the Union were the states of Vermont and Kentucky, one as of March 4, 1791, and the other as of June 1, 1792. No terms or conditions were exacted from either. Each act declares that the state is admitted 'as a new and entire member of the United States of America.' 1 Stat. at L. [Page 221 U.S. 559, 567] 191, 189, chaps. 7, 4. Emphatic and significant as is the phrase admitted as 'an entire member,' even stronger was the declaration upon the admission in 1796 of Tennessee [1 Stat. at L. 491, chap. 47] as the third new state, it being declared to be 'one of the United States of America,' 'on an equal footing with the original states in all respects whatsoever,'- phraseology which has ever since been substantially followed in admission acts, concluding with the Oklahoma act, which declares that Oklahoma shall be admitted 'on an equal footing with the original states.' The power is to admit 'new states into this Union.' 'This Union' was and is a union of states, equal in power, dignity, and authority, each competent to exert that residuum of sovereignty not delegated to the United States by the Constitution itself. To maintain otherwise would be to say that the Union, through the power of Congress to admit new states, might come to be a union of states unequal in power, as including states whose powers were restricted only by the Constitution, with others whose powers had been further restricted by an act of Congress accepted as a condition of admission. Thus it would result, first, that the powers of Congress would not be defined by the Constitution alone, but in respect to new states, enlarged or restricted by the conditions imposed upon new states by its own legislation admitting them into the Union; and, second, that such new states might not exercise all of the powers which had not been delegated by the Constitution, but only such as had not been further bargained away as conditions of admission. The argument that Congress derives from the duty of 'guaranteeing to each state in this Union a republican form of government,' power to impose restrictions upon a new state which deprive it of equality with other members of the Union, has no merit. It may imply the duty of such new state to provide itself with such state government, and impose upon Congress the duty of seeing that [Page 221 U.S. 559, 568] such form is not changed to one anti-republican,-Minor v. Happersett, 21 Wall. 162, 174, 22 L. ed. 627, 630,-but it obviously does not confer power to admit a new state which shall be any less a state than those which compose the Union. We come now to the question as to whether there is anything in the decisions of this court which sanctions the claim that Congress may, by the imposition of conditions in an enabling act, deprive a new state of any of those attributes essential to its equality in dignity and power with other states. In considering the decisions of this court bearing upon the question, we must distinguish, first, between provisions which are fulfilled by the admission of the state; second, between compacts or affirmative legislation intended to operate in futuro, which are within the scope of the conceded powers of Congress over the subject; and third, compacts or affirmative legislation which operates to restrict the powers of such new state in respect of matters which would otherwise be exclusively within the sphere of state power. As to requirements in such enabling acts as relate only to the contents of the Constitution for the proposed new state, little need to be said. The constitutional provision concerning the admission of new states is not a mandate, but a power to be exercised with discretion. From this alone it would follow that Congress may require, under penalty of denying admission, that the organic law of a new state at the time of admission shall be such as to meet its approval. A Constitution thus supervised by Congress would, after all, be a Constitution of a state, and as such subject to alteration and amendment by the state after admission. Its force would be that of a state Constitution, and not that of an act of Congress. The case of Permoli v. New Orleans, 3 How. 589, 609, 11 L. ed. 739, 748, is in point. By the act of February 20, 1811 [2 Stat. at L. 641, chap. 21], the people of the territory of Orleans were empowered to form a Constitution and state government. The 3d [Page 221 U.S. 559, 569] section of that act prescribed, among other things, that it should 'contain the fundamental principles of civil and religious liberty.' The act of 1812, admitting the state, provided, that 'all other the conditions and terms contained in the 3d section . . . shall be considered, deemed, and taken, fundamental conditions and terms, upon which the said state is incorporated in the Union.' [2 Stat. at L. 703, chap. 50.] It was claimed that a certain municipal ordinance was in violation of religious liberty, and therefore void, as repugnant to the act under which the state had been admitted to the Union. Dealing with those terms of the enabling and admitting acts in respect to the contents of the Constitution to be adopted by the people of the territory seeking admission as a state, this court, speaking by Mr. Justice Catron, said: 'All Congress intended was to declare in advance to the people of the territory, the fundamental principles their Constitution should contain; this was every way proper under the circumstances; the instrument having been duly formed, and presented, it was for the national legislature to judge whether it contained the proper principles, and to accept it if it did, or reject it if it did not. Having accepted the Constitution and admitted the state 'on an equal footing with the original states in all respects whatever,' in express terms, by the act of 1812, Congress was concluded from assuming that the instructions contained in the act of 1811 had not been complied with. No fundamental principles could be added by way of amendment, as this would have been making part of the state Constitution; if Congress could make it in part, it might. in the form of amendment, make it entire. The conditions and terms referred to in the act of 1812 could only relate to the stipulations contained in the second proviso of the act of 1811, involving rights of property and navigation; and in our opinion were not otherwise intended.' [Page 221 U.S. 559, 570] The reference by Justice Catron to the terms and conditions in act of 1812 is to a provision in the act of 1811 (2 Stat. at L. p. 641, 642, chap. 21), quite common in enabling acts, by which the new state disclaimed title to the public lands, and stipulated that such lands should remain subject to the sole disposition of the United States, and for their exemption from taxation, and that its navigable waters should forever remain open and free, etc. Such stipulations, as we shall see, being within the sphere of congressional power, can derive no force from the consent of the state. Like stipulations, as well as others in respect to the control of the United States of the large Indian reservations and Indian population of the new state, are found in the Oklahoma enabling acts. Whatever force such provisions have after the admission of the state may be attributed to the power of Congress over the subjects, derived from other provisions of the Constitution, rather than from any consent by or compact with the state. So far as this court has found occasion to advert to the effect of enabling acts as affirmative legislation affecting the power of new states after admission, there is to be found no sanction for the contention that any state may be deprived of any of the power constitutionally possessed by other states, as states, by reason of the terms in which the acts admitting them to the Union have been framed. The case of Pollard v. Hagan, 3 How. 212, 11 L. ed. 565, is a most instructing and controlling case. It involved the title to the submerged lands between the shores of navigable waters within the state of Alabama. The plaintiff claimed under a patent from the United States, and the defendant under a grant from the state. The plaintiff relied upon two propositions which are relevant to the question here. One was that, in the act under which Alabama was admitted to the Union [3 Stat. at L. 489, chap. 47], there was a stipulation that the people of Alabama forever disclaimed all right or title to the waste or unappropriated lands lying [Page 221 U.S. 559, 571] within the state, and that they should remain at the sole disposal of the United States; and a second, that all of the navigable waters within the state should forever remain public highways and free to the citizens of that state and of the United States, without any tax, duty, or impost imposed by the state. These provisions were relied upon as a 'compact' by which the United States became possessed of all such submerged lands between the shores of navigable rivers within the state. The points decided were: First, following Martin v. Waddell, 16 Pet. 410, 10 L. ed. 1012, that prior to the adoption of the Constitution, the people of each of the original states 'hold the absolute right to all their navigable waters and the soil under them for their own common use, subject only to the rights since surrendered by the Constitution.' Second. That Alabama had succeeded to all the sovereignty and jurisdiction of all the territory within her limits, to the same extent that Georgia possessed it before she ceded that territory to the United States. Third. That to Alabama belong the navigable waters, and soils under them. The court held that the stipulation in the act under which Alabama was admitted to the Union, that the people of the proposed states 'forever disclaim all rights and title to the waste or unappropriated lands lying within the said territory, and that the same shall be and remain at the sole and entire disposition of the United States,' cannot operate as a contract between the parties, but is binding as law. As to this the court said: 'Full power is given to Congress 'to make all needful rules and regulations respecting the territory or other property of the United States.' This authorized the passage of all laws necessary to secure the rights of the United States to the public lands, and to provide for their sale, and to protect them from taxation. [Page 221 U.S. 559, 572] 'And all constitutional laws are binding on the people in the new states and the old ones, whether they consent to be bound by them or not. Every constitutional act of Congress is passed by the will of the people of the United States, expressed through their representatives, on the subject-matter of the enactment; and when so passed it becomes the supreme law of the land, and operates by its own force on the subject-matter, in whatever state or territory it may happen to be. The proposition, therefore, that such a law cannot operate upon the subject-matter of its enactment, without the express consent of the people of the new state, where it may happen to be, contains its own refutation, and requires no farther examination. The propositions submitted to the people of the Alabama territory, for their acceptance or rejection, by the act of Congress authorizing them to form a Constitution and state government for themselves, so far as they related to the public lands within that territory amounted to nothing more nor less than rules and regulations respecting the sales and disposition of the public lands. The supposed compact relied on by the counsel for the plaintiffs conferred no authority, therefore, on Congress to pass the act granting to the plaintiffs the land in controversy.' Fourth. As to the stipulation in the same admission act that all navigable waters within the state should forever remain open and free, the court, after deciding that to the original states belonged the absolute right to the navigable waters within the states and the soil under them for the public use, 'subject only to the rights since surrendered by the Constitution,' said: 'Alabama is therefore entitled to the sovereignty and jurisdiction over all the territory within her limits, subject to the common law, to the same extent that Georgia possessed it before she ceded it to the United States. To maintain any other doctrine is to deny that Alabama has [Page 221 U.S. 559, 573] been admitted into the Union on an equal footing with the original states, the Constitution, laws, and compact to the contrary notwithstanding.' The plain deduction from this case is that when a new state is admitted into the Union, it is so admitted with all of the powers of sovereignty and jurisdiction which pertain to the original states, and that such powers may not be constitutionally diminished, impaired, or shorn away by any conditions, compacts, or stipulations embraced in the act under which the new state came into the Union, which would not be valid and effectual if the subject of congressional legislation after admission. This deduction finds support in Permoli v. New Orleans, 3 How. 589, 11 L. ed. 739, from which we have heretofore used an excerpt; and in Strader v. Graham, 10 How. 82, 13 L. ed. 337; Withers v. Buckley, 20 How. 84, 93, 15 L. ed. 816, 820; Escanaba & L. M. Transp. Co. v. Chicago,