2016 Year-End Securities Litigation and Enforcement Highlights

Published date01 February 2017
Law FirmBakerHostetler
AuthorMarc Powers,Mark Kornfeld,Jonathan Forman,Marco Molina,Brian Song,Joshua Rog,Jonathan Blattmachr,Melissa Kosack,Nexus Sea,Michelle Tanney,Elias Trahanas,Camille Bent,Erica Barrow
Subject MatterDodd-Frank,FINRA,CFTC,Futures,SEC,FCPA,Whistleblowers,Insider Trading,ERISA,Investment Adviser,Conflicts of Interest,Hedge Funds,Whistleblower Protection Policies,Broker-Dealer,Enforcement Actions,Commodities,SLUSA,Securities Litigation,Whistleblower Awards,Financial Markets,Financial Institutions

To continue reading

Request your trial

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT