2017 Mid-Year Securities Litigation and Enforcement Highlights

Published date31 July 2017
Law FirmBakerHostetler
AuthorShawn Hough,Frank Oliva,Marc Powers,Mark Kornfeld,Jonathan Forman,Marco Molina,Joshua Rog,M. Elizabeth Howe,Jonathan Blattmachr,Melissa Kosack,Nexus Sea,Michelle Tanney,Elias Trahanas,Camille Bent,Erica Barrow,Michael Sabella,Darley Maw,Victoria Stork
Subject MatterDodd-Frank,FINRA,CFTC,SEC,Whistleblowers,Insider Trading,Investment Adviser,SCOTUS,Hedge Funds,Whistleblower Protection Policies,Broker-Dealer,Enforcement Actions,Commodities,SLUSA,Securities Litigation,Internal Reporting,Kokesh v SEC

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