2019 Final ETF Rule

Published date16 October 2019
Subject MatterFinal Rules,Rulemaking Process,SEC,Disclosure Requirements,Publicly-Traded Companies,ETFs,Investment Company Act of 1940,Securities Exchange Act,Broker-Dealer,Exemptive Orders,Prospectus,Exchange-Traded Products,Open-Ended Fund Companies (OFCs),Proposed Rules,Amended Rules,Rule 6c-11,Form N-1A
AuthorPaulita Pike,Edward Baer,Brian McCabe,Jeremy Smith,Jessica Reece
Law FirmRopes & Gray LLP

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