Federal Circuits, 10th Cir. (July 31, 2006)
Docket number: 04-5118
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U.S. Court of Appeals for the 10th Cir. - U.S. v. Martin (10th Cir. 2006)
Kevin C. Danielson, Assistant United States Attorney, (David E. O'Meilia, United States Attorney, and Neal B. Kirkpatrick, Assistant United States Attorney, with him on the briefs), Tulsa, OK, for Plaintiff-Appellee.
Robert Ridenour, Assistant Federal Public Defender (Paul D. Brunton, Public Defender, and Barry L. Derryberry, Research & Writing Specialist, with him on the briefs), Tulsa, OK, for Defendant-Appellant.Before TACHA, Chief Circuit Judge, ANDERSON and O'BRIEN, Circuit Judges.O'BRIEN, Circuit Judge.During a routine screening of luggage in a bus stop, a drug dog alerted to a blue suitcase. The police used a ruse to cause Radames De Jesus Ojeda Ramos (Ojeda-Ramos) to claim the suitcase. He moved to suppress incriminating information and now appeals from the district court's denial of his motion. Exercising jurisdiction under 28 U.S.C. 1291, we affirm.I. BackgroundOn September 17, 2003, Ojeda-Ramos, a Panamanian national, was traveling by Greyhound bus from Calexico, California, to Newark, New Jersey. During a scheduled stop in Tulsa, Oklahoma, all twenty-five passengers, including Ojeda-Ramos, left the bus.1 Thereafter, Tulsa Police Officer Pat Dunlap had a canine sniff the cargo bays.2 The dog alerted to a blue suitcase, which was locked and bore a tag containing the name "Ojeda-Ramos R." and a telephone number. (R. Vol. IV at 38.)Typically, passengers re-board the bus fifteen minutes prior to departure. In this case, however, Officer Dunlap directed the bus driver to recall the passengers ten minutes earlier,3 i.e., twenty-five minutes prior to departure, in order to attempt to determine which passenger was connected to the blue suitcase.4 After the passengers re-boarded the bus, Officer Dunlap, posing as a Greyhound employee wearing a Greyhound shirt and hat, informed them the bus had mechanical problems. He directed the passengers to leave the bus, claim their luggage and await the arrival of another bus. Dunlap then began removing luggage from the cargo bays. While doing so, he observed Ojeda-Ramos walk up to the blue suitcase, look down at it, stand it on end, and examine its tag.5Officer Dunlap approached Ojeda-Ramos, identified himself as a police officer and received Ojeda-Ramos's permission to speak with him. Dunlap asked Ojeda-Ramos for his bus ticket; the name on the ticket matched the name on the blue suitcase's tag. He then requested identification. Ojeda-Ramos provided Dunlap with his passport and United States visa. Next, Dunlap asked Ojeda-Ramos why a drug dog had alerted to his suitcase. Ojeda-Ramos responded, "I don't speak English." (R. Vol. IV at 58.) Dunlap asked Ojeda-Ramos if the bag belonged to him. Ojeda-Ramos replied in English, "That's not my bag." (Id.) Finally, Dunlap asked Ojeda-Ramos to accompany him to the parcel storage area of the bus station. Ojeda-Ramos agreed, picked up the suitcase and followed Dunlap into the parcel storage room.6 The other passengers re-boarded the bus, which departed on time.In the parcel storage room, Dunlap asked Ojeda-Ramos if he could search the suitcase. Ojeda-Ramos again replied in English, "That's not my bag." (Id. at 61.) Considering the suitcase abandoned, another officer broke the lock on the suitcase, searched it and discovered approximately twelve pounds of heroin. Ojeda-Ramos was arrested and read his Miranda7 rights in English. He remained silent. Later, after he requested an interpreter and was read his Miranda rights in Spanish, Ojeda-Ramos confessed to Drug Enforcement Administration (DEA) officers.On October 10, 2003, Ojeda-Ramos was indicted for possession with intent to distribute one kilogram or more of heroin in violation of 21 U.S.C. 841(a)(1), (b)(1)(A)(I). He filed a motion to suppress all evidence against him, arguing it was obtained in violation of the Fourth Amendment. After a hearing the district court denied the motion. It concluded: (1) the passengers were not seized under the Fourth Amendment when Officer Dunlap ordered them to leave the bus and claim their luggage; (2) Officer Dunlap's order for the passengers to leave the bus, made while posing as a Greyhound employee, was not illegal; (3) Officer Dunlap had probable cause to seize Ojeda-Ramos and bring him to the parcel room; and (4) the warrantless search of the blue suitcase was valid because Ojeda-Ramos voluntarily abandoned it. Subsequently, Ojeda-Ramos pled guilty, reserving the right to appeal from the denial of his motion to suppress. He was sentenced to eighty-seven months imprisonment.II. Standard of ReviewIn reviewing the denial of a motion to suppress, we accept factual findings unless they are clearly erroneous and view the evidence in the light most favorable to the ruling. United States v. West, 219 F.3d 1171, 1176 (10th Cir.2000). However, the ultimate determination of reasonableness under the Fourth Amendment is a question of law reviewed de novo. Id. III. DiscussionOjeda-Ramos contends the district court erred in denying his motion to suppress because (1) he was unlawfully seized when Officer Dunlap, disguised as a Greyhound employee, ordered him and the other passengers to leave the bus and claim their luggage, (2) the suitcase was not voluntarily abandoned, and (3) the warrantless search of the suitcase was unlawful. We address each argument in turn.A. SeizureThe district court made two seizure determinations. First, Officer Dunlap's order to leave the bus and claim luggage, made under the guise of being a Greyhound employee, was not a seizure. Second, Ojeda-Ramos was seized when Officer Dunlap directed him to the parcel storage room, but the seizure was lawful. At that time Officer Dunlap had individualized suspicion that the suitcase belonged to Ojeda-Ramos based on (1) his actions in response to Dunlap's ruse and (2) his bus ticket, which matched the name on the suitcase's tag. See City of Indianapolis v. Edmond, 531 U.S. 32, 37, 121 S.Ct. 447, 148 L.Ed.2d 333 (2000) ("A search or seizure is ordinarily unreasonable in the absence of individualized suspicion of wrongdoing."); Ybarra v. Illinois, 444 U.S. 85, 91, 100 S.Ct. 338, 62 L.Ed.2d 238 (1979) ("Where the standard is probable cause, a search or seizure of a person must be supported by probable cause particularized with respect to that person.").Ojeda-Ramos challenges only the district court's conclusion that Dunlap's order to leave the bus and claim luggage did not constitute a seizure.8 He concedes Dunlap neither advertised nor exploited his law enforcement powers when he made the order. Nevertheless, he argues the order would have caused a reasonable person to believe he was not free to ignore the request or terminate the encounter. Because the order was made under the guise of being a Greyhound employee, Ojeda-Ramos asserts the passengers would have felt compelled to comply in response to the directive of a bus company representative. We start by looking at ruse cases in general and then discuss this particular ruse.In United States v. Flynn, law enforcement officers set up signs on a highway informing motorists they were approaching a drug checkpoint. 309 F.3d 736 (10th Cir.2002). When the defendant observed the signs, he made an abrupt lane change and immediately took the nearest exit. At the top of the exit ramp, the defendant stopped his vehicle and his passenger dropped a package from the car. Officers hidden near the top of the exit ramp examined the package and discovered methamphetamine. Other officers pulled the defendant's vehicle over and arrested him. Flynn moved, unsuccessfully, to suppress the methamphetamine. On appeal, he argued the abandonment of the package was involuntary because it resulted from law enforcement's illegal conduct in operating a drug checkpoint. Id. at 738. We rejected the argument, concluding: Up to [the moment the defendant's vehicle was stopped by the police], [the defendant] acted voluntarily in response to a ruse established by the police (the signs warning of a fictitious checkpoint on I-40). The posting of signs to create a ruse does not constitute illegal police activity. . . . The officers put up the signs only as a ruse to observe suspicious behavior by those who might take the nearest exit after seeing the signs. . . . The creation of a ruse to cause the defendant to abandon an item is not illegal.Id. at 738-39.Similarly, in United States v. Alejandro, four police officers, wearing bulletproof vests and insignia identifying them as law enforcement officers, attempted to serve an arrest warrant on the defendant at his residence. 368 F.3d 130 (2d Cir.2004). They knocked on the door for three to five minutes but no one answered. Eventually, one of the officers announced he was a gas company employee, there was a gas leak in the area and he needed to enter the apartment. Upon hearing this, Alejandro opened the door. The four officers, with weapons drawn, identified themselves as police officers and arrested him. After securing Alejandro, the officers conducted a sweep of his residence, which lead to the discovery of a suspicious "Igloo" cooler. The officers obtained a search warrant and seized the cooler which contained money and illicit drugs. Alejandro moved to suppress the evidence seized from his residence, arguing it was the fruit of the officers' entry into his residence in violation of the "knock and announce" rule contained in 18 U.S.C. 3109. The district court denied the motion. On review the Second Circuit concluded the officers' ruse to gain entry to the residence violated neither § 3109 nor the Fourth Amendment. Id. at 137. See also Lewis v. United States, 385 U.S. 206, 209, 87 S.Ct. 424, 17 L.Ed.2d 312 (1966) ("[I]n the detection of many types of crime, the Government is entitled to use decoys and conceal the identity of its agents."); United States v. Michaud, 268 F.3d 728, 733 (9th Cir.2001) (officer's use of ruse to execute arrest warrant did not violate the Fourth Amendment).In United States v. Garzon, (discussed in detail, infra at 1185-86), the defendant was a passenger on a Greyhound bus traveling east from Los Angeles, California. 119 F.3d 1446 (10th Cir.1997). On a layover in Denver, Colorado, an agent with the Drug Enforcement Agency (DEA) boarded the bus. The agent informed the passengers police were conducting drug interdiction activities at the terminal and a drug dog was waiting outside the bus. The agent then directed the passengers to remove all carry-on baggage and hold it in their right hand as they passed the dog. The agent knew dog sniffs of moving luggage are not particularly reliable, but that was not the point. His real purpose was to observe the passengers' reactions as they passed by the dog. Id. at 1448 n. 1. When Garzon left the bus, he held his bag high on his left side, away from the dog. His behavior triggered police interest. When they later discovered two backpacks containing drugs left on the bus, they immediately suspected Garzon, who was arrested and convicted. Those backpacks were treated as abandoned property by the district court. We reversed, finding no abandonment.In both Flynn and Alejandro the police misrepresented the facts?there was no drug check point in Flynn and the officers in Alejandro did not work for the gas company?in order to observe or influence the defendants' actions. In Flynn, the police misrepresented the facts in order to observe motorist reaction to the misinformation. In Alejandro, the police went a bit further?requesting access to a home based on misinformation. This case is somewhat different (as is Garzon) because not only did Officer Dunlap wish to observe passenger reaction to misinformation but also required, or purported to require, an affirmative act of the passengers. That sets up our seizure analysis.9Early cases suggested a person "has been `seized' within the meaning of the Fourth Amendment only if, in view of all of the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave." United States v. Mendenhall, 446 U.S. 544, 554, 100 S.Ct. 1870, 64 L.Ed.2d 497 (1980); see also Terry v. Ohio, 392 U.S. 1, 19 n. 16, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968) ("[N]ot all personal intercourse between policemen and citizens involves `seizures' of persons. Only when the officer, by means of physical force or show of authority, has in some way restrained the liberty of a citizen may we conclude that a `seizure' has occurred."). To that end we have considered several non-exclusive factors in determining whether an individual has been "seized," including: "1) the threatening presence of several officers; 2) the brandishing of a weapon by an officer; 3) some physical touching by an officer; 4) use of aggressive language or tone of voice indicating that compliance with an officer's request is compulsory; 5) prolonged retention of a person's personal effects ...; 6) a request to accompany the officer to the station; 7) interaction in a nonpublic place or a small, enclosed place; 8) and absence of other members of the public." Jones v. Hunt, 410 F.3d 1221, 1226 (10th Cir.2005) (quotations omitted).But Mendenhall's "free to leave" test is not exhaustive or universal. For instance, in Florida v. Bostick, the Court addressed a situation where the police boarded a bus and asked permission to search the defendant's luggage.Try vLex for FREE for 3 days
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