Federal Circuits, 2nd Cir. (October 29, 1998)
Docket number: 98-7140
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U.S. Court of Appeals for the 2nd Cir. - Iris Fengler, Individually and as President and Stockholder Derivatively on Behalf of Stationers Supply Co., Inc., and Stationers Supply Co., Inc., Plaintiffs-Appellees, v. Numismatic Americana, Inc., U.S. Rare Gold Eagles, Inc., Jerry Simon, John Cameron, Stuart Bochner and Bochner & Berg, Defendants, Appeal of Stuart Bochner and Bochner & Berg, Defendants-Appellants., 832 F.2d 745 (2nd Cir. 1987) Individually and as President and Stockholder Derivatively on Behalf of Stationers Supply Co., Inc., and Stationers Supply Co., Inc., Plaintiffs-Appellees, v. Numismatic Americana, Inc., U.S. Rare Gold Eagles, Inc., Jerry Simon, John Cameron, Stuart Bochner and Bochner & Berg, Defendants, Appeal of Stuart Bochner and Bochner & Berg, Defendants-Appellants.
U.S. Court of Appeals for the 2nd Cir. - Robert Bery, James Albert Harris, Anne Reiss, Ricardo Antonio Pascual, Artists for Creative Expression on the Sidewalks of New York City, Robert Lederman, Jodi Bogus, Knut Masco, Alexis Portilla and Arthur Robins, Plaintiffs-Appellants, v. City of New York; Rudolph Giuliani, Mayor, City of New York; William Bratton, Chief, New York City Police Department; Robert Morgenthau, District Attorney-New York County; Richard A. Brown, District Attorney-Queens County; William L. Murphy, District Attorney-Richmond County; Charles H. Hynes, District Attorney-Kings County; Robert F. Johnson, District Attorney-Bronx County; Alfred C. Cerullo, Iii, Commissioner of New York City Department of Consumer Affairs; New York City Department of Consumer Affairs; Henry J. Stern, Commissioner, New York City Department of Parks & Recreation; Marilyn Gelber, Commissioner of the New York City Department of Environmental Protection of the City of New York; Environmental Control Board of the City of New York and Anne J. ..., 97 F.3d 689 (2nd Cir. 1996) James Albert Harris, Anne Reiss, Ricardo Antonio Pascual, Artists for Creative Expression on the Sidewalks of New York City, Robert Lederman, Jodi Bogus, Knut Masco, Alexis Portilla and Arthur Robins, Plaintiffs-Appellants, v. City of New York; Rudolph Giuliani, Mayor, City of New York; William Bratton, Chief, New York City Police Department; Robert Morgenthau, District Attorney-New York County; Richard A. Brown, District Attorney-Queens County; William L. Murphy, District Attorney-Richmond County; Charles H. Hynes, District Attorney-Kings County; Robert F. Johnson, District Attorney-Bronx County; Alfred C. Cerullo, Iii, Commissioner of New York City Department of Consumer Affairs; New York City Department of Consumer Affairs; Henry J. Stern, Commissioner, New York City Department of Parks & Recreation; Marilyn Gelber, Commissioner of the New York City Department of Environmental Protection of the City of New York; Environmental Control Board of the City of New York and Anne J. ...
U.S. Court of Appeals for the 2nd Cir. - DENNIS CHARETTE Plaintiff-Appellant, v. TOWN OF OYSTER BAY, LOUIS J. YEVOLI, individually, and as Town a state court decided to the contrary Charette v. Yevoli, - NEXTRECORD - (2nd Cir. 2001) v. TOWN OF OYSTER BAY, LOUIS J. YEVOLI, individually, and as Town a state court decided to the contrary Charette v. Yevoli, - NEXTRECORD -
U.S. Court of Appeals for the 2nd Cir. - Federal Express Corporation, Plaintiff-Appellant, v. Federal Espresso, Inc., Anna Dobbs Doing Business as Federal Espresso, John Dobbs Doing Business as Federal Espresso, David J. Ruston Doing Business as Federal Espresso, Defendants-Appellees., 201 F.3d 168 (2nd Cir. 2000) Plaintiff-Appellant, v. Federal Espresso, Inc., Anna Dobbs Doing Business as Federal Espresso, John Dobbs Doing Business as Federal Espresso, David J. Ruston Doing Business as Federal Espresso, Defendants-Appellees.
Herald Price Fahringer, New York, New York (Ralph J. Schwarz, Jr., Richard S. Brown, Jr., New York, New York, on the brief), for Plaintiff-Appellant.
Perry S. Reich, Lindenhurst, New York, (Steven M. Schapiro, Schapiro & Reich, Lindenhurst, New York, on the brief), for Defendants-Appellees.Before: FEINBERG and KEARSE, Circuit Judges, and CASEY, District Judge.*KEARSE, Circuit Judge:Plaintiff Dennis Charette appeals from an order of the United States District Court for the Eastern District of New York, Leonard D. Wexler, Judge, denying his motion for a preliminary injunction prohibiting defendants Town of Oyster Bay ("Oyster Bay" or the "Town") et al. from enforcing a Town zoning requirement that he obtain a permit for the operation of a topless bar, allegedly in violation of his rights under the First Amendment and the Equal Protection Clause of the Fourteenth Amendment. The district court denied the motion on the ground that Charette had failed to show a likelihood of success on the merits and the imminence of irreparable injury if a preliminary injunction were not granted. On appeal, Charette contends (a) that he is likely to succeed on the merits because the Town ordinance lacks sufficiently objective standards for the issuance of permits and is unconstitutional on its face and as applied to him, and (b) that he showed irreparable injury by indicating his readiness to reopen the bar upon receipt of a certificate of occupancy, which the Town has withdrawn because he has no zoning permit, and that in any event irreparable injury should be presumed from a violation of First Amendment rights. For the reasons that follow, we remand for further proceedings.I. BACKGROUNDCertain core facts are undisputed. For some 22 years, the "Raven's Nest" was operated in Oyster Bay as a bar with live nude or topless dancing. Charette at first owned the business and rented the premises; he later purchased the premises, sold the business to M.F.B. Lounge Corp. ("MFB"), and leased the premises to MFB. In 1997, criminal proceedings were commenced against MFB and Charette in state court for violation of the Town zoning ordinance; the Town revoked the certificate of occupancy for the building in which the "Raven's Nest" was operated, and the Raven's Nest was closed. The present suit was brought to require the Town to allow Charette to reopen the Raven's Nest.A. The Oyster Bay Zoning OrdinanceThe Town's zoning ordinance, see Town of Oyster Bay, N.Y.Code ch. 246 (1989) ("Code"), to the extent pertinent here, creates three categories of business districts: "Neighborhood" business districts, which it calls "F Business Districts" (hereafter "F Zones"), see Code art. XX, § 246-239; "General" business districts, which it calls "G Business Districts" (hereafter "G Zones"); see id. art. XXI, § 246-250; and "Central" business districts, which it calls "G1 Business Districts" (hereafter "G1 Zones"), see id. art. XXII § 246-261. The Town also has light-industry districts, which it calls "H Industrial Districts," or "H" zones. See id. art. XXIII §§ 246-271, 246-272. The Code limits by zone the operation of certain types of establishments such as restaurants, bars, taverns, and cabarets, all of which are defined terms.The Code defines a restaurant as follows: "A public eating place which is primarily and regularly used for serving of meals and which has suitable kitchen facilities connected therewith. Dancing is permitted only as an accessory and incidental use." Id. § 246-1. Bars and taverns are defined as "building[s] or any part thereof in which there is primarily served or offered for sale beer, wine and/or liquor for in-house consumption." Id. "Cabaret" is defined as "[a]ny premises where, in conjunction with the sale or service of food and/or drink to the public, patrons are entertained by performers. The concept of dinner-theater is included within this definition." Id. The term "theater" is not defined.With respect to F Zones, the Code provides that no building or premises may be used except for uses listed in Code § 246-239(A). The uses allowed in F Zones include restaurants with a permitted occupancy of not more than 75 persons, id. § 246-239(A)(14)(a); "bars or taverns, when permitted by the Town Board, as a special exception, after a public hearing," id. § 246-239(A)(14)(b); and "theaters, when permitted by the Town Board, as a special exception, after a public hearing," id. § 246-239(A)(15). Cabarets are not expressly mentioned, but the Code also allows in F Zones[o]ther uses which, in the opinion of the Town Board, after a public hearing, meet the standards set forth in § 246-18 and are of the same general character as those listed as permitted uses in this district.Code § 246-239(A)(23).Cabarets are listed among the uses allowed in G and G1 Zones. They are allowed in G Zones "only when permitted by the Town Board, as a special exception, after a public hearing." Code § 246-249(A)(18)(b). Similarly, in G1 Zones, the Code allowscabarets and nightclubs, but only on the highest floor of the building in which they are located, and only when approved as a special exception by the Town Board, after a public hearing.Id. § 246-261(B)(5)(d). Further, any use that is allowed in a business district is, upon approval by the Town Board, allowed in an "H" zone. See Code § 246-272(A)(6).As indicated in § 246-239(A)(23), the standards governing the issuance of permits for "[o]ther uses ... of the same general character as those listed as permitted uses in" F Zones are set forth in Code § 246-18. The latter section requires the Town Board (or "Board"), which is the Town's governing body, to appoint a Board of Appeals to investigate and report on matters referred to it by the Town Board. Section 246-18 requires that, before a permit may be issued, the Board of Appeals must determine that the proposed use will not disturb the orderly and reasonable use of other property in the district and adjacent districts, that "the safety, the health, the welfare, the comfort, the convenience or the order" of the Town will not be adversely affected by the proposed use, and that the use is consistent with the general purposes and intent of the Town's zoning laws. Code § 246-18(B)(1). The Board of Appeals is also to consider the effects of the proposed use on property values, traffic, parking, recreational facilities, and sanitation; whether the use will tend to create overcrowding, gases, odors, dust, noise, or light; and whether the use will aggravate the risk of a fire, flood, or panic. See id. § 246-18(B)(2). In "authorizing such permissive uses," the Board of Appeals is to "impose such conditions and safeguards as it may deem appropriate, necessary or desirable to preserve and protect the spirit and objectives of" the Code. Id. § 246-18(C). The Board of Appeals also has the power to allow variances from the Code's requirements "so that the spirit of the chapter shall be observed, public safety and welfare secured and substantial justice done." Id. § 246-18(A).B. The Raven's Nest and the Prior Criminal ProceedingsThe Raven's Nest is located in an F Zone. Opened by Charette in February 1975, it served soft drinks and provided live entertainment in the form of topless dancers. In April 1975, Charette obtained a liquor license and thereafter served alcoholic beverages. In 1982 or 1983, state criminal proceedings were brought against Charette and his wholly-owned corporation, which then owned the Raven's Nest, for operating a "bar/cabaret" in an F Zone without a license. Although the charges against Charette individually were eventually withdrawn, his corporation was convicted, and the court imposed several fines. The court did not, however, enjoin the Raven's Nest's continued operation. In 1986, Charette sold the business to MFB.In 1997, state criminal proceedings were commenced against Charette and MFB, charging that the business was operating as a cabaret, and that "[a] cabaret is not a permitted use in an 'F' Neighborhood Business District without first applying to the Town Board after a public hearing." (Information dated February 3, 1997 ("1997 Information").) Soon thereafter, the Town revoked the certificate of occupancy for the Raven's Nest premises, and an injunction was issued against the bar's continued operation during the pendency of the criminal proceedings.Following a bench trial, the state court found that the Raven's Nest had initially been operated as a cabaret-type establishment and that after Charette obtained a liquor license in April 1975, the premises "took on the additional characteristic of a tavern." Town of Oyster Bay v. MFB Lounge Corp., Nos. 11452/97, etc., Transcript (Dist. Ct. Nassau County June 11, 1997) ("State Posttrial Tr.") at 2. The court foundas a matter of law that a cabaret (a place where live entertainment is had) is of the same general character of businesses which under [§ 246-239(A)(23) ] would require a special use permit after a public hearing.(State Posttrial Tr. at 3.) Finding that no permit had been obtained, the court found MFB guilty of violating the Town's Code. Charette individually was not convicted.C. The Present Action and the Denial of a Preliminary InjunctionIn October 1997, Charette (along with MFB, which was later dropped as a party) commenced the present action under 42 U.S.C. 1983 (1994), alleging principally that enforcement of the Town's zoning ordinance against Charette violates his rights under the First Amendment. The complaint requests, inter alia, a judgment declaring that Code § 246-239(A)(23) is unconstitutional, awarding compensatory and punitive damages, and enjoining the Town from interfering with Charette's operation of the Raven's Nest.Charette promptly moved for a preliminary injunction, stating that he saw no need for an evidentiary hearing because there were only issues of law. In various arguments and affidavits, Charette asserted, inter alia, that he had obtained a state court judgment of eviction against MFB; that he planned to operate the Raven's Nest himself; and that the 1997 prosecutions of Charette and MFB were part of "a scheme [by the Town] to eliminate all adult uses in the Town of Oyster Bay" (Affidavit of Charette's attorney Ralph J. Schwarz dated October 1, 1997, p 4).Charette also argued that the Town Code is unconstitutional because of its vague standards for the issuance of permits. He argued that a cabaret is an "[o]ther use[ ] ... of the same general character as those listed as permitted uses in" F Zones and that Raven's Nest could therefore be operated in its present location if the Town Board would issue a permit pursuant to § 246-239(A)(23). However, he argued that the permit requirement is invalid because § 246-239(A)(23), by referring to § 246-18, allows the Town Board to issue or deny permits on the basis of broad standards such as health, safety, and welfare, which are vague and undefined.In response, the Town argued that the permit requirement of § 246-239(A)(23) is irrelevant to Charette's claims because the Raven's Nestis located in a Business "F" zone which does not permit any bars or cabarets, a circumstance which has nothing to do with any "special permits." The use is simply not a permitted use in this district in the same manner that such bars are not permitted in any residence zone. They are allowed in a "G" zone, or an "H" zone, but plaintiff's establishment is not located in either of those proper zones.(Defendants' memorandum dated November 10, 1997, in opposition to motion for preliminary injunction ("Town Nov. 10 Memorandum") at 6 (emphasis in original).) The Town argued that its Code does not attempt to regulate speech; that it is content-neutral and does not directly or explicitly regulate adult uses; and that it simply bans cabarets from F Zones, while allowing them in G, G1, and H zones. Accordingly, the Town argued, even if Charette's request that § 246-239(A)(23) be declared unconstitutional were granted, and even if the permit requirements were eliminated from the Code, there would be no basis on which a court could rule that the Raven's Nest is entitled to operate in an F Zone.Charette disputed the Town's position that cabarets are entirely excluded from F Zones, submitting an affidavit stating that the Town has in fact allowed several cabaret-type establishments to operate in F Zones. The Town complained that it had received Charette's affidavit only one day before the hearing, and stated that it did not concede the affidavit's accuracy. No evidentiary hearing was held on any of the parties' assertions.The district court denied Charette's preliminary injunction motion from the bench. Expressing skepticism as to the assertion that if the requested injunction were granted Charette would reopen the Raven's Nest immediately, the court stated that Charette had failed to show imminent irreparable harm. The court also stated that Charette's likelihood of success on the merits was "very stretching of the imagination." (Transcript of Hearing on Preliminary Injunction Motion, November 18, 1997, at 16.) This appeal followed.II. DISCUSSIONOn appeal, Charette principally pursues his contentions (a) that the Oyster Bay Code is invalid on its face because of the vague standards under which the Town Board may grant or deny permits, and (b) that the Code is invalid as applied to him because the Town is in fact permitting other cabarets in F Zones. In opposition, the Town argues that the Code forbids all live entertainment in F Zones and that "it is possible that" the cabarets that Charette contends are currently operating in F Zones "either have prior non-conforming uses or have obtained a use variance" (Defendants' brief on appeal at 21). The Town also contends that if the Code's broad standards for the issuance of permits were held to violate the First Amendment, principles of severability would simply lead to the elimination of the permit requirements. The Town argues that since Charette could not operate the Raven's Nest in an F Zone but could operate it in a G, G1, or H zone, the Code merely imposes time, place, and manner restrictions that are permissible under the First Amendment.For the reasons that follow, we conclude that the record in the district court was not sufficiently developed to permit the appropriate resolution of Charette's motion.A. First Amendment PrinciplesNonobscene nude dancing performed as entertainment has expressive content that is protected by the First Amendment. See Barnes v. Glen Theatre, Inc.,