Federal Circuits, 6th Cir. (June 04, 1991)
Docket number: 89-5106
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U.S. Supreme Court - Skinner v. Railway Labor Executives' Assn., 489 U.S. 602 (1989)
U.S. Supreme Court - Treasury Employees v. Von Raab, 489 U.S. 656 (1989)
U.S. Supreme Court - Graham v. Connor, 490 U.S. 386 (1989)
U.S. Supreme Court - Public Util. Comm'n of D. C. v. Pollak, 343 U.S. 451 (1952)
U.S. Court of Appeals for the 3rd Cir. - William Shoemaker, Angel Cordero, Jr., William Herbert Mccauley, Philip Grove, and Vincent Bracciole, Appellants, v. Hal Handel, Executive Director of the New Jersey Racing Commission, Samuel A. Boulmetis, Steward Representing New Jersey Racing Commission, Joseph F. Piarulli, Associate Steward, Carl H. Hanford, Associate Steward, and Richard W. Lawrenson, Associate Steward., 795 F.2d 1136 (3rd Cir. 1986) Angel Cordero, Jr., William Herbert Mccauley, Philip Grove, and Vincent Bracciole, Appellants, v. Hal Handel, Executive Director of the New Jersey Racing Commission, Samuel A. Boulmetis, Steward Representing New Jersey Racing Commission, Joseph F. Piarulli, Associate Steward, Carl H. Hanford, Associate Steward, and Richard W. Lawrenson, Associate Steward.
U.S. Court of Appeals for the D.C. Cir. - Sonia Johnson and Richard Walton, Petitioners, v. Federal Communications Commission and United States of America, Respondents, National Broadcasting Company, Inc., C.B.S., Inc., American Broadcasting Companies, Inc., Intervenors., 829 F.2d 157 (D.C. Cir. 1987) Petitioners, v. Federal Communications Commission and United States of America, Respondents, National Broadcasting Company, Inc., C.B.S., Inc., American Broadcasting Companies, Inc., Intervenors.
U.S. Court of Appeals for the 4th Cir. - 4 Indiv.Empl.Rts.Cas. 1248, 4 Indiv.Empl.Rts.Cas. 1445, 1989 O.S.H.D. (Cch) P 28,702 Sandra M. Thomson; George Stout, Plaintiffs-Appellees, v. John O. Marsh, Jr., Secretary of the Army; Major-General Charles F. Drenz, Commander, Brigadier Gen. Peter D. Hildalco, Commander, U.S. Army; Frank Carlucci, Secretary of Defense, Defendants-Appellants., 884 F.2d 113 (4th Cir. 1989) 4 Indiv.Empl.Rts.Cas. 1445, 1989 O.S.H.D. (Cch) P 28,702 Sandra M. Thomson; George Stout, Plaintiffs-Appellees, v. John O. Marsh, Jr., Secretary of the Army; Major-General Charles F. Drenz, Commander, Brigadier Gen. Peter D. Hildalco, Commander, U.S. Army; Frank Carlucci, Secretary of Defense, Defendants-Appellants.
Before DAVID A. NELSON and RYAN, Circuit Judges, and MEREDITH, District Judge.*
DAVID A. NELSON, Circuit Judge.This is an appeal by a worker at a nuclear weapons plant from a summary judgment rejecting the worker's challenge to the constitutionality of a mandatory drug testing program. We agree with the district court's conclusion that the drug testing program was not unconstitutional, and we shall affirm the judgment.* Plaintiff Brian Ensor is a pipefitter and delivery person for defendant Rust Engineering Co. As a prime contractor of the United States Department of Energy, Rust performs construction and maintenance work at the nuclear facility at Oak Ridge, Tennessee. The Oak Ridge facility's Y-12 plant, the site of Mr. Ensor's work, is used for the fabrication and assembly of nuclear weapons components and for research and development associated with these activities.The entire Oak Ridge facility is heavily fortified and guarded. Access to different areas within the Y-12 plant itself is subject to graduated security restrictions. "Uncleared" areas are accessible to anyone who has been permitted to enter the Oak Ridge facility. No security clearance is required to enter the uncleared areas. Entry into "secured" areas requires an individual to have (or to be escorted by someone who has) a "Q" clearance--analogous to a "top-secret" clearance--from the Department of Energy. Access to "protected" areas is still more highly restricted, and only Q-cleared individuals may enter absent extraordinary circumstances.Protected areas are enclosed in double or triple concentric fences with barbed wire and a no-man's land between the wires. There are multiple security checks and screening points throughout the protected areas. Automobiles entering these areas are regularly searched, as are toolboxes and other containers. Within the protected areas are the most highly secured sections, known as "Material Accountability Access" ("MAA") areas. It is in these MAA areas that fissionable nuclear materials are handled. Access to the MAA areas is restricted to Q-cleared individuals who have received specialized training.Like other construction employees working in the secured and protected areas, plaintiff Ensor is required to have a Q-clearance. To obtain this clearance an individual must complete a detailed questionnaire disclosing a variety of personal associations and habits, and he must undergo a thorough background investigation. The investigation and questionnaire cover, among other things, the employee's use or possession of illegal drugs.Mr. Ensor has been employed by Rust, primarily at the Y-12 plant, since May of 1985. He first received a Q-clearance almost 10 years ago, during an earlier term of employment as a pipefitter for Rust. His Q-clearance permits him unsupervised access to secured and protected areas of the Y-12 facility. Mr. Ensor cannot freely enter the MAA areas, but with specialized orientation he could obtain access to an MAA area for work on a particular project.Although Mr. Ensor is a journeyman pipefitter, his day-to-day responsibilities in recent years have consisted primarily of delivering requisitioned materials from a company warehouse to locations inside the protected areas. A driver accompanies Mr. Ensor on these deliveries. The work includes the loading and unloading, by hand or machine, of the requisitioned parts, and Mr. Ensor is also responsible for the rigging of heavy parts and equipment for cranes to move. Occasionally he is assigned by his foreman to work as a pipefitter, and he can be assigned such work at any time.In April of 1986 Rust began to negotiate with the collective bargaining agent for its employees over a program under which all Rust personnel at the Oak Ridge facility would be subject to random drug testing. The negotiations were successful, and testing was begun in April of 1988 after an arbitrator ruled that implementation did not have to await a new collective bargaining agreement. Mr. Ensor's union stipulated to the reasonableness of the program.The program contained the following provision for employee testing:"Employee Testing: Within a six (6) month period of time, beginning on the implementation date of this program, all employees will be selected for drug testing. The names and/or numbers will be selected in an unbiased manner by computer and scheduled accordingly. Refusal of any individual to submit to drug testing will result in an automatic 30-day suspension from the site without pay. A drug test must be performed before reinstatement of employment; continued refusal will subject employee to termination and denial of access to the job site.Employees who test negative will not be subjected to further testing for 90 days, except for cause as stated under Abnormal Behavior Testing. After that time their names will be included in a Periodic Employee Testing Program which will insure retesting at least once during each individual's 36-month retest cycle.Abnormal Behavior Testing: Any employee who demonstrates signs of abnormal behavior (unusual mental responses, unusual physical function, emotional instability, etc.) is to be reported to their principal supervisor, additionally, employees may be investigated in connection with safety or security incidents. The principal supervisor and the designated drug abuse coordinator will determine if drug testing and/or other action is appropriate on a case-by-case basis. Supervision will be trained to detect abnormal behavior.Disciplinary Actions: An employee who tests positive for drug use will be suspended from the site without pay for 30 days. At the end of the suspension period, if work for the employee is still available, another test will be performed. If this test is negative, the employee will be returned to work.An employee who tests positive will be counseled and encouraged to seek professional help. If requested, informational assistance including assistance in making arrangements will be available.The labor-management committee or an appointed sub-committee may review suspensions on a case-by-case basis and recommend any needed courses of action and assistance as is appropriate and available.The above suspension may be extended for a reasonable time for an employee who has voluntarily submitted to a rehabilitation program which requires more than 30 days. Written notice of the rehabilitation director is required for an extension.An employee who tests positive following a suspension period will be subject to termination for cause and denial of access to the job site. These individuals will be eligible for reconsideration after six (6) months if work is available."The Rust computer selected Mr. Ensor for his initial six-month screening on October 26, 1988. He refused to submit to the test, contending that it was a violation of his constitutional rights and his rights as a citizen. Rust suspended him for 30 days and told him that he would be discharged if he refused to be tested at the end of that period. The instant action was filed before the 30-day suspension expired. Rust agreed to extend the suspension indefinitely pending the outcome of this action, and the company promised not to terminate Mr. Ensor's employment while he pursues this claim.Stipulating to the pretermission of the question whether the company's drug testing activities constitute "government action" for constitutional purposes, the parties agreed to submit the case to the district court on a record that included the depositions of the plaintiff and John J. Eckerle, Jr., a project manager with Rust. Objections to the relevance of portions of Mr. Eckerle's testimony were preserved. Overruling these objections, the court made findings of fact and conclusions of law that led to entry of judgment in favor of the defendant. Ensor v. Rust Eng'g Co., 704 F.Supp. 808 (E.D.Tenn.1989) (Jarvis, J.). This appeal followed.IIThe constitutional provisions cited by Mr. Ensor (the Fourth and Fifth Amendments of the United States Constitution) restrict action by the government, not action by private persons. The plaintiff's complaint alleges that "[a]ll acts complained of ... is [sic] governmental action," and Rust's answer denies that the acts complained of constitute governmental action. If Rust were to prevail on this issue, Mr. Ensor would have no constitutional claim on which relief could be granted.Both parties view the issue of governmental action as a close question the proper resolution of which would require extensive discovery. Desiring to avoid the cost of such discovery if possible, and believing, apparently, that the case might be disposed of on a ground that would make it unnecessary to reach the governmental action question, the parties caused the following stipulation to be read into the record before the district court:"The parties agree that they desire a determination as to whether Rust's drug testing program is reasonable under the Fourth Amendment without reaching the question of whether Rust's drug testing program at the DOE's Oak Ridge facility consists [sic] federal government action for constitutional purposes. The parties recognize that this Amendment [sic] shall not constitute an admission of government action in this or any other proceeding."We do not read this stipulation as suggesting that the district court could grant the injunctive relief and damages sought by the plaintiff without determining that the drug testing program, in addition to subjecting the plaintiff to "unreasonable searches" within the meaning of that term as used in the Fourth Amendment, constituted action by the government. Subject matter jurisdiction cannot be conferred by agreement, see Insurance Corp. of Ireland, Ltd. v. Compagnie des Bauxites de Guinea, 456 U.S. 694, 702 (1982), and on the facts of this case we would have a serious problem with a stipulation that sought to empower the district court to enter a final judgment for the plaintiff without finding that governmental action had occurred. But the reasonableness of the search appears to be an easier question than the governmental action question, and we have no problem with the parties simply inviting the court to decide the easier question first.There is ample precedent for a court's putting a governmental action question on the back burner while it decides whether the actions complained of would violate the Constitution assuming governmental action existed. That is what the Supreme Court seems to have done in Public Utilities Commission of District of Columbia v. Pollak, 343 U.S. 451 (1952), where the Court assumed without deciding that the playing of radio programs to captive audiences by a privately owned but governmentally regulated street railway company constituted governmental action; the Court then went on to uphold the constitutionality of such action. In Columbia Broadcasting System Inc. v. Democratic National Committee, 412 U.S. 94 (1973), similarly, the Supreme Court found it unnecessary to decide whether the refusal of broadcasters to accept editorial advertising constituted governmental action; the Court held that such refusal would not violate the Constitution in any event. To the same effect see Johnson v. F.C.C., 829 F.2d 157, 159-60 n. 10 (D.C.Cir.1987) ("Because we ultimately conclude that petitioners possessed no substantive First Amendment right to be included in the 1984 presidential and vice-presidential debates, we need not determine whether their exclusion by the broadcasters constituted governmental action for First Amendment purposes"), and Ripon Society, Inc. v. National Republican Party, 525 F.2d 567, 576 (D.C.Cir.1975) (en banc), cert. denied,