Federal Circuits, 7th Cir. (July 12, 1996)
Docket number: 95-1820
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Michael C. Kendall (argued), Indianapolis, IN, for Gustavo Stringel, M.D.
Sydney F. Arak, Methodist Hosp. of Indiana, Inc., Indianapolis, IN, Frederick W. Lacava (argued), Indianapolis, IN, for Methodist Hosp. of Indiana, Inc., Eula Das.Before FLAUM, ROVNER, and EVANS, Circuit Judges.ILANA DIAMOND ROVNER, Circuit Judge.Dr. Gustavo Stringel sued his former employer, The Methodist Hospital of Indiana, Inc., and his supervisor at Methodist, Eula Das, Ph.D., contending that he had been discharged in retaliation for filing an EEOC complaint alleging discrimination on the basis of his race and national origin. The district court granted summary judgment in favor of the defendants, finding that the hospital had legitimately terminated Stringel on the basis of his insubordination during a meeting with Das that culminated in the discharge. Stringel had covertly recorded that meeting, and the district court relied in part upon that recording in granting the defendants' motion for summary judgment. Although he did not object to the admission of the tape below, Stringel contends on appeal that the court committed plain error in considering the tape. We reject that argument and affirm.I.Methodist hired Stringel in 1990 to become its medical director of pediatric surgery and trauma department for a term of five years. Das, as the Senior Vice President for Patient Care Services, was his designated supervisor. The physician agreement that Stringel entered into with the hospital provided that either party could terminate the contract within the five-year term for "good cause."By the Spring of 1992, relations between the hospital and Stringel had deteriorated. According to Stringel, within six months after he assumed his new position at Methodist, co-workers began to harass and discriminate against him because of his race and national origin (Stringel is Hispanic and was born in Mexico), giving rise to a hostile working environment. Among other disparagement, Stringel asserts that people made fun of his accent and that Das told him to "correct" it. Hospital personnel also expressed negative opinions about "foreign" doctors. For example, in November 1991, several physicians serving with Stringel on a search committee for a pediatric gastroenterologist made remarks impugning "foreigntrained" doctors and doctors with accents. In February 1992, Stringel reported that the head of neonatology, Dr. Tom Malone, had ridiculed his accent in the presence of nurses and patients, and had changed one of Stringel's orders without first discussing the matter with him. Stringel brought his complaints to Das and asked her to investigate. Ultimately, he threatened to leave if appropriate actions were not taken. Stringel asserts that Das became angry with him, refused to investigate his complaints, and did nothing. Das and the hospital's attorney met with Stringel and his own attorney in March 1992 to discuss Stringel's complaints. Shortly after that meeting, Stringel filed a charge of discrimination with the EEOC.Meanwhile, Das had begun to receive complaints about Stringel in November of 1991. Stringel's initial performance reviews had been positive (his first had been outstanding), but beginning in the Fall of 1991 Stringel had purportedly displayed unprofessional behavior. Nurses complained that he frequently raised his voice to them, was rude and demeaning, and became hostile when they questioned his orders. Stringel was also accused of refusing to meet with the parents of one of his pediatric patients and to assist other physicians when asked to do so.Das responded to the complaints by issuing a memorandum to Stringel on March 24, 1992 notifying him that this conduct was unsatisfactory and should cease immediately. Stringel was warned in particular that he must control his temper and be more cooperative. He was admonished that he would be terminated forthwith if he did not demonstrate improvement in these areas. It was on the day after he received this memorandum that Stringel filed his EEOC charge.Events came to a head on April 9, 1992, when Stringel and Das met to discuss Stringel's performance. From the outset, Stringel and Das disagreed about the purpose of the previously scheduled meeting: Das had expected Stringel to bring with him a written plan of action to address the various problems that the hospital had attributed to him, whereas Stringel believed that the purpose was to discuss his latest performance review. When Das told Stringel that he would have to submit his written plan by the end of the following day or face termination, Stringel accused her and the hospital of retaliating against him for his EEOC complaint. Stringel wanted to delve into the merits of his claims of discrimination, but Das demurred. Ultimately, Stringel told Das that she might as well spit in his face. Das became exasperated with what she perceived as Stringel's "badgering." In Stringel's presence, she telephoned William Loveday, the hospital's president, and requested permission to terminate Stringel. She received it, and Stringel was fired on the spot for his purported insubordination during the meeting.After receiving a right-to-sue letter from the EEOC, Stringel filed a four-count complaint against Das and the hospital. Stringel alleged that the defendants had knowingly failed to investigate a hostile working environment and ultimately had fired him in retaliation for filing an EEOC charge, in violation of Title VII, 42 U.S.C. § 2000e, et seq. He also alleged that the defendants had discriminated against him in the performance and termination of his employment contract, in violation of 42 U.S.C. 1981(a). Finally, Stringel asserted state law claims for a purported bad faith breach of contract and for the intentional infliction of emotional distress. William Loveday was among the defendants named in the complaint, but he was dismissed from the litigation early on. The court also dismissed the emotional distress claim against Das.The district court subsequently granted summary judgment in favor of the Hospital and Das on the remaining claims. The court found the evidence insufficient to support Stringel's claims of discrimination under Title VII and section 1981(a). In support of the allegation that he had been made to endure a hostile environment, Stringel had proffered evidence which to a great extent was inadmissible hearsay. Moreover, the acts of harassment to which Stringel pointed were, in the court's view, neither severe nor pervasive enough to establish a hostile environment. As to the allegation that Stringel had been discharged in retaliation for filing an EEOC charge, the court reasoned that even if Stringel had presented enough evidence to establish a prima facie case of retaliation (see generally Dey v. Colt Constr. & Dev. Co., 28 F.3d 1446, 1457 (7th Cir.1994)), the defendants had articulated a legitimate, non-discriminatory reason for terminating Stringel--insubordination--and Stringel had tendered no evidence tending to suggest that this reason was pretextual.Indeed, Stringel brought forward nothing demonstrating that the Hospital tolerated outbursts similar to his by non-Hispanic doctors. Likewise, Stringel failed to show that non-Hispanic doctors were not terminated for insubordination or for their refusal to modify behavior they had been warned was unacceptable. Additionally, Stringel failed to show that the Defendants' proffered reason for terminating him is unworthy of belief.March 15, 1994 Summary Judgment Entry at 16. With respect to the breach of contract claim, the court found no evidence that the Hospital had failed to comply with the provisions of Stringel's employment contract, which permitted either party to terminate the agreement for good cause upon notice to the other.By setting out the areas of Stringel's performance that Das perceived as grounds for termination for cause, Das's March 24, 1992 memorandum complied with the written notice requirement under the Agreement. Further, the memorandum listed a series of remedial steps that Stringel would have to take if he intended to continue working for the Hospital. The memorandum indicated that Stringel's violation of certain of those steps would result in his immediate termination. Specifically, the March 24 memo indicated that if Stringel lost his temper one more time, he could be fired immediately. Further, the memo required that he not demonstrate animosity, uncooperativeness, or unpredictability, under penalty of immediate termination. No reasonable jury could find that Stringel's behavior during his April 9 meeting with Das complied with the written demands placed upon him in the March 24 memo. At his deposition, Stringel was unable to point to any demand outlined in the memorandum that was unreasonable. Likewise Stringel offered no evidence suggesting that the remedial steps were discriminatory.Id. at 17-18 (record citation omitted). Finally, the court threw out the emotional distress claim against the Hospital, reasoning that there was no proof that the Hospital had committed the type of underlying tort necessary to support such a claim. Id. at 18.As is evident from the passages we quoted above, the district court relied to some degree on Stringel's behavior during his April 9 meeting with Das in finding that Das and the Hospital had discharged him for the legitimate reason of insubordination. In moving for summary judgment, the defendants had put before the court a tape recording of that meeting, together with a transcript prepared by the defense. Stringel, it turns out, had walked into the meeting with a cassette recorder on his person and had recorded his entire encounter with Das without her knowledge. This he had revealed during his deposition. So the defendants made a copy of the tape, and defense counsel's secretary prepared a transcript. The defendants tendered the tape and transcript as proof that Stringel had, consistent with the representations Das made in her deposition, behaved in an uncooperative, insubordinate manner to her during the April 9 meeting. Stringel did not object to the admission and consideration of the tape and transcript, and indeed himself pointed to statements made on the recording in support of his own arguments in opposition to summary judgment.Six months after the district court entered summary judgment in favor of the defendants, however, Stringel filed a motion pursuant to FED. R. CIV. P. 60(b) questioning the accuracy of the transcript that the defendants had submitted more than a year earlier in seeking summary judgment. In his motion, Stringel noted that the court had apparently relied on that transcript in assessing his behavior at the April 9 meeting between Das and himself. Yet, Stringel now asserted, the defendants' transcript "contained significant deletions, alterations, and omissions, totaling in excess of seven hundred (700) which significantly altered the thrust of the firing meeting." R. 180 at 2-3. The defendants had acted in bad faith and committed a fraud upon the court, Stringel charged. In support of his allegations, Stringel submitted two alternate transcripts of the April 9 meeting. One was prepared by a professional reporter. The other is essentially a revised version of both that transcript and the defendants' original transcript, incorporating the corrections and additions of Roger W. Shuy, Ph.D. Dr. Shuy is a professor of linguistics at Georgetown University who has made a specialty of analyzing recorded conversations and transcripts of those conversations. Shuy had prepared a report documenting the errors in the defendants' transcript, many of which he labelled "ludicrous." E.g., R. 183 Ex. A-2 at 2, 5. His report also set forth a linguistic analysis of the tape which, in short, indicated that Stringel's behavior during the April 9 meeting was not insubordinate, but a reasonable response to the different agendas that Das and Stringel had brought to that meeting.Clearly, GS's [Stringel's] primary topic is his PDR evaluation, constituting 40 percent of his topics. All other topics are considerably less frequent. In contrast, ED's [Das'] major topics are GS's termination, plan of action, evaluation of GS, and badgering by GS. All others, including GS's major topic, are minor to her. What can we conclude from this? We have two feisty participants at loggerheads,with different agendas for the conversation, each jockeying to get his or her own topic on the floor.Equally clear is that this conversation had a history. Each participant came to it with different perceptions about what it was to accomplish (whether or not these were accurate), different perceptions about past events leading up to the conversation (whether or not these were accurate), and, it is apparent, no particular love for each other.Id. at 7. Ultimately, Shuy suggested, Das was equally if not more culpable for the escalation in rhetoric and tone of the meeting.At issue here is how the argument escalated to the point at which the only resolution was termination. ED claimed "badgering" was one cause and "not following your plan of action" was another. Of first concern was what ED meant by badgering. Most definitions of badgering include words such as, "bait, annoy and persistently harass." GS was certainly persistent and, to ED at least, annoying. Badgering is not merely disagreement (of which there was much in this conversation). Baiting is more causal in its definition, involving enticement with a lure or a trap of some type.... [T]he challenges posed by ED best fit the definition of lures or traps. If one wishes to receive disagreement, argument or complaint from the other party, there is not a better way to do it than to change what is perceived to be the agenda, to challenge the other speaker, to call the other person's position "bullshit," and to threaten with dire action, especially after one has received from that person his agreement that the terms would, indeed, be met on schedule. Baiting was clearly the province of ED in this conversation.ED's other justification for terminating GS, "not following your plan of action," is in appropriate [sic] in light of the fact that GS did not discuss his plan of action, stating that he would present it tomorrow as specified in the letter cited by ED. It is difficult to imagine how he could have failed to follow something that has not yet been presented.Id. at 10.The district court denied Stringel's motion. In relevant part, the court's opinion noted that the tape of the April 9 conversation had been in Stringel's possession since the day he made it; he therefore could have had his own transcript prepared at any time. March 1, 1995 Post Judgment Entry at 8. The court also pointed out that the transcript itself was only a demonstrative exhibit and did not play any substantive role in its decision to grant the defendants' motion for summary judgment. Id. at 8 & n. 9, 13, 14. In determining that Stringel had behaved in such a way as to justify his dismissal for insubordination, the court explained, it had relied less on the substance of Stringel's conversation with Das than upon his "generally combative tone." Id. at 8 n. 9. To the extent that the defense transcript had played any part in that decision, the court indicated, its rationale was unaffected by the revised transcript that Stringel had belatedly submitted. Id. at 8-9, 14, 15-16.II.When offered into evidence, a tape recording must normally be accompanied by proof that the recording is what it is purported to be. See FED. R. EVID. 901(a). In criminal cases, the prosecution often seeks to prove the defendant's guilt by way of tape recordings, and in that context, we have held that "the government must prove, by clear and convincing evidence, that the tape is a true, accurate, and authentic recording of the conversation, at a given time, between the parties involved." United States v. Welch, 945 F.2d 1378, 1383 (7th Cir.1991) (internal quotation marks & citation omitted), cert. denied,Try vLex for FREE for 3 days
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