Adron P. Brainerd, Plaintiff-Appellant, v. Warren W. Beal and Robert O. Dunn, Defendants-Appellees., 498 F.2d 901 (7th Cir. 1974)

Federal Circuits, 7th Cir. (May 20, 1974)

Docket number: 73-1382


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U.S. Court of Appeals for the 9th Cir. - Rose M. Salazar, Appellant, v. San Francisco Bay Area Rapid Transit District, Appellee., 538 F.2d 269 (9th Cir. 1976)

U.S. Court of Appeals for the 6th Cir. - Notice: Sixth Circuit Rule 24(C) States that Citation of Unpublished Dispositions is Disfavored Except for Establishing Res Judicata, Estoppel, or the Law of the Case and Requires Service of Copies of Cited Unpublished Dispositions of the Sixth Circuit. Gannett Outdoor Company of Michigan, Plaintiff-Appellant, v. City of Pontiac; Bruce Richards; and Florentine Gallero, Defendants-Appellees., 948 F.2d 1288 (6th Cir. 1991)

U.S. Court of Appeals for the 2nd Cir. - Renzalo Melton, Plaintiff-Appellant, v. Anthony Frank, Defendant-Appellee., 891 F.2d 1054 (2nd Cir. 1989)

U.S. Court of Appeals for the 7th Cir. - United States of America, Plaintiff-Appellee, v. James A. Rumell and Raymond Stanley Darzinikas, Defendants-Appellants., 642 F.2d 213 (7th Cir. 1981)

U.S. Court of Appeals for the 9th Cir. - United States of America, Plaintiff-Appellee, v. John D. Stolarz, Defendant-Appellant., 547 F.2d 108 (9th Cir. 1976)

U.S. Court of Appeals for the 2nd Cir. - Adrian Fase, Individually and on Behalf of all Others Similarly Situated, Plaintiff-Appellee-Appellant, v. Seafarers Welfare and Pension Plan, Joseph Digiorgio, Individually and in His Capacity as the Secretary-Treasurer of the Seafarers Welfare and Pension Plan, Price C. Spivey, Individually and in His Capacity as the Administrator of the Seafarers Welfare and Pension Plan, and Fred Farnen, Lindsey Williams, Joseph Digiorgio, Frank Drozak, E. Aubusson, Capt. Joseph Cecire, James Hayes, C. J. Bracco, William Crippen, Irving M. Saunders, in Their Capacity as Trustees of the Seafarers Pension Plan, Defendants-Appellants-Appellees., 574 F.2d 72 (2nd Cir. 1978)

U.S. Court of Appeals for the 7th Cir. - Clark E. Johnson, Plaintiff-Appellant, v. the Levy Organization Development Company, Inc., Defendant-Appellee., 789 F.2d 601 (7th Cir. 1986)

U.S. Court of Appeals for the 3rd Cir. - United States of America v. William Mcknight, Appellant., 593 F.2d 230 (3rd Cir. 1979)

U.S. Court of Appeals for the 9th Cir. - Vernon Wallace, Robert Lemons, Cornelius Hickey, James Richardson and George Shannon, Appellants, v. Commander George C. Chappell, Lieutenant Commander Kenneth Viafore, Lieutenant Clarence Schultz, Lieutenant Barron Bianco, Lieutenant Kenneth Jordan, Emc Richard Mccannon, Icc David Lamser, Msc Lumberto Papa, Appellees., 637 F.2d 1345 (9th Cir. 1981) Robert Lemons, Cornelius Hickey, James Richardson and George Shannon, Appellants, v. Commander George C. Chappell, Lieutenant Commander Kenneth Viafore, Lieutenant Clarence Schultz, Lieutenant Barron Bianco, Lieutenant Kenneth Jordan, Emc Richard Mccannon, Icc David Lamser, Msc Lumberto Papa, Appellees.

U.S. Court of Appeals for the 7th Cir. - John H. Redfield, Trustee in Bankruptcy of Anthony Cairo, Plaintiff-Appellant, v. Continental Casualty Corp., Defendant-Appellee. in the Matter of Intercontinental Security Corp., Debtor. Appeal of Continental Casualty Corp., 818 F.2d 596 (7th Cir. 1987)

Text:

Richard M. Kates, Chicago, Ill., for plaintiff-appellant.

Gary M. Elden, Chicago, Ill., for defendants-appellees.

Before SWYGERT, Chief Judge, KILEY, Senior Circuit Judge, and CUMMINGS, Circuit Judge.

PER CURIAM.

Plaintiff Brainerd has appealed from a judgment dismissing his amended complaint for failure to state a claim upon which relief could be granted, and, in the alternative, because it was barred by the Illinois statute of limitations. We dismiss the appeal.

The complaint was based upon alleged violations by defendant bank officers of 18 U.S.C. 1005 through issuance of a cashier's check without authorization, and the making of false entries in bank records with intent to defraud. These violations would, if proved, render the defendants individually liable for damages under 12 U.S.C. 503.1

The district court's judgment was rendered on January 30, 1973, and the docket sheet prepared by the clerk of the court lists entry of that judgment on January 30, 1973. The notice of appeal stated it was 'from the order dismissing the amended complaint entered in this action on the 30th day of January, 1973.' However, the notice was not filed until March 2, 1973, a date not within thirty days from January 30. Rule 4(a) Federal Rules of Appellate Procedure. We hold that Brainerd's notice of appeal was not timely filed and that we are therefore without jurisdiction to entertain the appeal. Rule 3(a) Federal Rules of Appellate Procedure; Washington v. United States,450 F.2d 945 (3rd Cir. 1971); Harris Truck Lines, Inc. v. Cherry Meat Packers, Inc., 303 F.2d 609 (7th Cir. 1962).2

Brainerd misplaces his reliance upon unsworn affidavits signed by a deputy clerk of the district court stating that, based on 'normal business practices,' an entry dated January 30 would have been made on January 31 or February 1. The affidavits contradict the docket, as certified to us by the clerk of the court, which stated: 'I, H. Stuart Cunningham, Clerk of the United States District Court for the Northern District of Illinois, do hereby certify . . . that the documents submitted . . . are the original papers filed and entered of record in my office on the dates designated in the List of Documents . . ..' Furthermore, the district court's docket cannot be impeached by affidavit. Wall v. United States, 97 F.2d 672 (10th Cir. 1938), cert. denied, 305 U.S. 632 , 59 S.Ct. 104, 83 L.Ed. 405 (1938). Accordingly, we disregard the affidavits since the practice of permitting an affidavit to change the docket date would create confusion in docketing of judgments.

Our holding may appear harsh; yet in Washington v. United States,supra, the notice of appeal was filed but one day late. Were we to entertain appeals whose notices were filed one day late, in the absence of circumstances warranting a relaxation of the rule,3 there would be no rationale for not allowing appeals whose notices were filed two days or five days late. Mechanical rules 'must be mechanically applied in order to avoid (the) uncertainties' that arise when exceptions are made. United States v. Indrelunas, 411 U.S. 216, 222, 93 S.Ct. 1562, 1565, 36 L.Ed.2d 202 (1973).

Appeal dismissed.

1 503. Liability of directors and officers of member banks

If the directors or officers of any member bank shall knowingly violate or permit any of the agents, officers, or directors of any member bank to violate any of the provisions of this section or regulations of the board made under authority thereof, or any of the provisions of sections 217, 218, 219, 220, 655, 1005, 1014, 1906, or 1909 of Title 18, every director and officer participating in or assenting to such violation shall be held liable in his personal and individual capacity for all damages which the member bank, its shareholders, or any other persons shall have sustained in consequence of such violations. As amended Sept. 3, 1954, c. 1263, 28, 68 Stat. 1236.

2 One judge of this panel, sitting as motion judge, twice denied, prior to oral argument, defendants' motions to dismiss the appeal as untimely filed. However, the court's ruling that it has jurisdiction is always subject to reconsideration

3 While Brainerd offers no excuse for late filing, he requests a remand for the district court to determine 'whether any untimeliness was excusable . . ..' We refuse, Evans v. Jones, 366 F.2d 772 (4th Cir. 1966); and Reed v. People of State of Michigan, 398 F.2d 800 (6th Cir. 1968), cited by Brainerd, are inapposite, since in both of those cases the possible 'excusable neglect' of appellants was apparent in the record

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