Federal Circuits, 10th Cir. (August 28, 1992)
Docket number: 91-5021
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US Code - Title 21: Food and Drugs - 21 USC 848 - Sec. 848. Continuing criminal enterprise
US Code - Title 21: Food and Drugs - 21 USC 846 - Sec. 846. Attempt and conspiracy
U.S. Supreme Court - Hill v. Lockhart, 474 U.S. 52 (1985)
U.S. Supreme Court - Strickland v. Washington, 466 U.S. 668 (1984)
U.S. Supreme Court - Parker v. North Carolina, 397 U.S. 790 (1970)
Before ANDERSON and EBEL, Circuit Judges, and VAN SICKLE, Senior District Judge.*
EBEL, Circuit Judge.ORDER AND JUDGMENT**This is an appeal from a plea of guilty to continuing criminal enterprise in violation of 21 U.S.C. 848. The Defendant-Appellant argues that he pled guilty to this charge in reliance upon erroneous advice of counsel. Because the facts necessary to evaluate this contention do not appear in the record before us, we remand for factual findings regarding the nature of the advice given to the Defendant-Appellant and his reliance upon that advice in his decision to plead guilty.1FACTSThe Defendant-Appellant, Charles F. Leonard, was involved in a methamphetamine laboratory. After Sam Canup, who was also involved in the laboratory, was murdered, Leonard was arrested by Oklahoma authorities and charged with manufacture of methamphetamine. Pursuant to an agreement with Oklahoma authorities, the exact parameters of which are in dispute, Leonard gave a taped statement about the murder and the methamphetamine manufacturing operation.The Government asserts that the Oklahoma authorities agreed only to drop the pending methamphetamine manufacturing charge in exchange for Leonard's statement. Leonard asserts that the Oklahoma authorities essentially promised him full immunity from prosecution for any crime, state or federal, stemming from the methamphetamine operation or the murder. Had he thought that he remained open to federal prosecution for methamphetamine production, he asserts, he would not have given the statement.2After Leonard gave his statement, he was indicted in federal court for (1) conspiracy to manufacture, possess with intent to distribute, and distribute methamphetamine, in violation of 21 U.S.C. 846, and (2) continuing criminal enterprise, in violation of 21 U.S.C. 848. The indictment was based on substantially the same conduct as the Oklahoma manufacturing charge that was dismissed pursuant to the confession agreement. Leonard moved to suppress his statement to the Oklahoma authorities. The district court denied Leonard's motion to suppress the statement, finding that the confession agreement contained no grant of immunity from federal prosecution and that, notwithstanding this fact, Leonard gave his statement voluntarily.3When the district court denied his motion to suppress, Leonard pled guilty to the continuing criminal enterprise charge. His guilty plea was made pursuant to a plea agreement in which the Government agreed to (1) drop the conspiracy charge, (2) prosecute no other federal charges against Leonard for any acts occurring in connection with the federal investigation, (3) arrange for Oklahoma to drop a first degree murder charge brought against Leonard for the Canup murder, (4) request a two-level decrease in offense level for acceptance of responsibility, (5) stipulate that the methamphetamine received by Leonard was less than pure, and (6) stipulate that Leonard's participation in the manufacturing of methamphetamine was minimal.Leonard asserts that he entered the plea agreement, and the unconditional guilty plea, upon the advice of counsel that he could subsequently appeal the district court's denial of his suppression motion. This advice, to the extent that it was given, was erroneous. United States v. Davis, 900 F.2d 1524, 1526 (10th Cir.) ("Because the effect of the guilty plea was to waive all nonjurisdictional defenses, we need not and do not review the trial court's denial of [the defendant's] suppression motions.") cert. denied, 111 S.Ct. 155 (1990). On appeal, Leonard argues that this advice constituted ineffective assistance of counsel.DISCUSSIONTo show ineffective assistance of counsel in connection with a guilty plea, a defendant must prove two elements. First, he " 'must show that counsel's representation fell below an objective standard of reasonableness.' " Hill v. Lockhart, 474 U.S. 52, 57 (1985) (quoting Strickland v. Washington, 466 U.S. 668, 687-88 (1984)). Second, he "must show that there is a reasonable probability that, but for counsel's errors, he would not have pleaded guilty and would have insisted on going to trial." Hill, 474 U.S. at 59.Giving plainly erroneous legal information regarding important consequences of a guilty plea may fall below the objective standard of reasonableness. Although there is a "strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance," Strickland, 466 U.S. at 689, the Supreme Court has explained that this presumption is essentially "that, under the circumstances, the challenged action [by counsel] 'might be considered sound trial strategy,' " id. (citation omitted). We fail to see how erroneous advice regarding important consequences of a guilty plea can be considered sound trial strategy.This is not to say that any error by counsel in advising a defendant about a guilty plea renders counsel constitutionally deficient. Where counsel errs in predicting the future course of the law or how a court will apply present law whose application allows discretion, counsel acts within the range of competence mandated by the Constitution. See, e.g., Parker v. North Carolina, 397 U.S. 790, 797-98 (1970) (counsel's allegedly mistaken conclusion that confession was admissible "was well within the range of competence required of attorneys representing defendants in criminal cases"); United States v. Zweber, 913 F.2d 705, 712 (9th Cir.1990) ("[The defendants'] lawyers failed to anticipate the court's interpretation of [the U.S. Sentencing Guidelines], but their approach was not clearly wrong under the existing cases.... Defense counsel's assistance was not outside of the acceptable range of competence."). As noted by the Fourth Circuit, " '[A]lthough counsel need not be a fortune teller, he must be a reasonably competent legal historian. Though he need not see into the future, he must reasonably recall (or at least research) the past....' " Kennedy v. Maggio, 725 F.2d 269, 272 (4th Cir.1984) (citation omitted).In a nearly identical case to this, the Seventh Circuit held that an attorney who mistakenly informed a defendant that he could appeal evidentiary rulings after pleading guilty was constitutionally deficient. United States ex rel. Healey v. Cannon. 553 F.2d 1052, 1058 (7th Cir.), cert. denied,Try vLex for FREE for 3 days
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