Federal Circuits, 10th Cir. (March 16, 1999)
Docket number: 97-2303
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Id. vLex: VLEX-18482355
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US Code - Title 21: Food and Drugs - 21 USC 841 - Sec. 841. Prohibited acts A
U.S. Supreme Court - United States v. Young, 470 U.S. 1 (1985)
U.S. Court of Appeals for the 10th Cir. - Archuleta v. Shanks (10th Cir. 2000)
U.S. Court of Appeals for the 10th Cir. - U.S. v. Levitt (10th Cir. 1999)
U.S. Court of Appeals for the 10th Cir. - Wimbley v. Werholtz (10th Cir. 2006)
U.S. Court of Appeals for the 10th Cir. - Wimbley v. Werholtz (10th Cir. 2006)
U.S. Court of Appeals for the 10th Cir. - Johnson-Howell v. McKune (10th Cir. 2000)
U.S. Court of Appeals for the 10th Cir. - U.S. v. Walters (10th Cir. 2001)
Submitted on the briefs:*
Michael G. Katz, Federal Public Defender, and Jenine Jensen, Assistant Federal Public Defender, Denver, Colorado, for Defendant-Appellant.John J. Kelly, United States Attorney, and David N. Williams, Assistant United States Attorney, Albuquerque, New Mexico, for Plaintiff-Appellee.Before TACHA, BALDOCK, and MURPHY, Circuit Judges.TACHA, Circuit Judge.Defendant/Appellant Mariano Hernandez-Muniz appeals his federal court conviction for possession with intent to distribute 500 grams or more of cocaine in violation of 21 U.S.C. 841(a)(1) and (b)(1)(B). He alleges several trial errors that he claims deprived him of his constitutional rights and require reversal of his conviction. We have jurisdiction under 28 U.S.C. 1291 and affirm.BackgroundOn September 21, 1996, Hernandez-Muniz and co-defendant Robert Abbud drove a car from Mexico into the United States Border Patrol checkpoint at Orogrande, New Mexico. In response to routine questioning, the men told Agent Jesus Torres that they were going mountain biking in Ruidoso, New Mexico. Agent Torres became suspicious because most mountain bikers coming through the checkpoint prefer other areas to Ruidoso, because the car had a temporary tag instead of a license plate, and because Abbud, the driver of the car, was visibly nervous. Agent Torres asked for and received permission to have the car inspected by a border patrol canine. The dog alerted to the rear bumper of the car, and a subsequent search revealed two bundles of cocaine totaling over five pounds concealed inside the bumper. Agents arrested the men, and, on October 5, 1996, a federal grand jury returned a one-count indictment charging them with violating 21 U.S.C. 841(a)(1) and (b)(1)(B).Abbud initially told an officer that Hernandez-Muniz had provided the car but had nothing to do with the cocaine. Hernandez-Muniz told Agent Ray Sanchez that Abbud owned the car and that he did not know Abbud well. Abbud pled guilty prior to Hernandez-Muniz's trial and testified for the government against defendant. Abbud testified that he had known Hernandez-Muniz for years and that Hernandez-Muniz had provided the car, knew about the drugs, and actually proposed the whole plan.Agent Sanchez also testified at defendant's trial. However, when the prosecution sought to question him regarding the statement Hernandez-Muniz made to him, defense counsel objected because the government had not disclosed the statement during discovery. After questioning counsel outside the presence of the jury, the trial court ruled that the government had adequately disclosed the substance of Hernandez-Muniz's statement when Agent Sanchez testified about it at a preliminary hearing. The court noted that defendant's trial counsel had attended the preliminary hearing and cross-examined Agent Sanchez.Defendant exercised his Fifth Amendment right not to testify at trial. During his closing argument, the prosecutor emphasized the importance of several statements made by defendant that were admitted at trial through the testimony of third-party witnesses. The prosecutor also argued that some of the defendant's statements were "lies." Defense counsel raised no contemporaneous objection to the prosecutor's closing argument. At the conclusion of the trial, the jury returned a guilty verdict. The trial court imposed a sentence of eighty-four months.In this appeal, defendant alleges three sources of reversible error. First, he claims that the federal prosecutor failed to adequately disclose prior to trial his statement to Agent Sanchez. Second, defendant asserts that the prosecutor engaged in impermissible conduct during his closing argument by referring to the fact that defendant had not testified at trial and injecting his personal opinion as to the credibility of defendant's statements. Third, defendant claims that even if the individual errors do not warrant reversal, their cumulative effect rendered the trial fundamentally unfair.I.Hernandez-Muniz contends that the government's alleged failure to disclose his statement to Agent Sanchez violated Federal Rule of Criminal Procedure 16, United States District Court for the District of New Mexico Local Criminal Procedure Rule ("Local R.Crim. P.") 16.1, and his due process rights under Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). Discovery rulings rest within the sound discretion of the district court, and we review them only for abuse of discretion. See, e.g., Pippinger v. Rubin, 129 F.3d 519, 533 (10th Cir.1997). Even if the district court erred in admitting defendant's statement at trial, we review his claim for harmless error. See Fed.R.Crim.P. 52(a); United States v. Scafe, 822 F.2d 928, 936 (10th Cir.1987). The applicable harmless error standard, as articulated in Kotteakos v. United States, 328 U.S. 750, 765, 66 S.Ct. 1239, 90 L.Ed. 1557 (1946), requires that the error have a " 'substantial influence' on the outcome of the trial." United States v. Nieto, 60 F.3d 1464, 1468 (10th Cir.1995) (quoting United States v. Perez, 989 F.2d 1574, 1583 (10th Cir.1993) (en banc)). We review Brady claims de novo. See Newsted v. Gibson, 158 F.3d 1085, 1094 (10th Cir.1998).Federal Rule of Criminal Procedure 16(a)(1)(A) provides that the government "must ... disclose to the defendant the substance of any ... relevant oral statement made by the defendant whether before or after arrest in response to interrogation by any person then known by the defendant to be a government agent if the government intends to use that statement at trial." In addition, Local R.Crim. P. 16.1 provides: "If a question exists of the exculpatory nature of material sought under Brady, it will be made available for in camera inspection at the earliest possible time. Motions to enforce the continuing duty of the U.S. Attorney's Office ... should not be necessary." Defendant claims that the prosecutor violated these rules by failing to disclose defendant's statement to Agent Sanchez. We disagree.Federal Rule 16 only requires the government to alert the defendant as to the "substance" of his unrecorded oral statements made under interrogation. Agent Sanchez testified at a preliminary hearing and disclosed the substance of defendant's statement to him. Defendant's trial counsel attended this hearing and cross-examined Agent Sanchez. In addition, the prosecution made available to the defendant transcripts of Sanchez's preliminary hearing testimony. We find, under these circumstances, that the government met its disclosure obligations under Rule 16.The underlying purposes of Rule 16 further support our conclusion. Rule 16 is designed to provide the defendant with sufficient information to make an informed decision about a plea, to allow the court to rule on admissibility motions before trial, to minimize prejudicial surprise at trial, and to generally increase the efficiency of litigation. See Fed.R.Crim.P. 16 advisory committee notes to the 1974 amendment. The disclosure of the defendant's statement at the preliminary hearing, along with provision of the hearing transcript, combine to satisfy these purposes. Defendant cannot now complain about a lack of notice or prejudice in this matter. The district court did not abuse its discretion in admitting the statement.The above analysis also disposes of defendant's Brady argument and his argument regarding a violation of Local R.Crim. P. 16.1. The Supreme Court in Brady held that "the suppression by the prosecution of evidence favorable to an accused upon request violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution." 373 U.S. at 87, 83 S.Ct. 1194; see also Newsted, 158 F.3d at 1094. "[E]vidence is material only if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different." United States v. Bagley, 473 U.S. 667, 682, 105 S.Ct. 3375, 87 L.Ed.2d 481 (1985). Because we find that the government did not "suppress" the statement at issue, we need not evaluate the statement's nature and materiality.Defendant argues that because his statement was not included "in the discovery," the government suppressed it. However, "[t]here is no general constitutional right to discovery in a criminal case, and Brady did not create one." Weatherford v. Bursey, 429 U.S. 545, 559, 97 S.Ct. 837, 51 L.Ed.2d 30 (1977). The government violates a defendant's due process rights when it fails to provide him with exculpatory information, but due process does not necessarily require disclosure in a specific form or manner. The government provided the allegedly exculpatory information at the preliminary hearing. As the Eighth Circuit noted in a case based on similar facts, "[t]here could be no suppression by the state of evidence already known by and available to [defendant] prior to trial." DeBerry v. Wolff, 513 F.2d 1336, 1340 (8th Cir.1975). Because there is no Rule 16 or Brady violation, we also find no violation of Local R.Crim. P. 16.1. Accordingly, defendant's discovery claims have no merit.II.Hernandez-Muniz next claims that the prosecutor engaged in misconduct during his closing argument by allegedly commenting on Hernandez-Muniz's failure to testify and expressing his personal opinion about Hernandez-Muniz's credibility. Because Hernandez-Muniz did not contemporaneously object, we review this claim for plain error only. See United States v. Russell, 109 F.3d 1503, 1514 (10th Cir.), cert. denied,Try vLex for FREE for 3 days
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