Federal Circuits, Seventh Circuit (November 15, 1988)
Docket number: 87-2838
Permanent Link:
http://vlex.com/vid/america-plaintiff-carl-leibowitz-defendant-37227335
Id. vLex: VLEX-37227335
Click here to download this article in graphic format (Acrobat Reader)

U.S. Supreme Court - United States v. Bagley, 473 U.S. 667 (1985)
U.S. Supreme Court - Strickland v. Washington, 466 U.S. 668 (1984)
U.S. Supreme Court - Jackson v. Virginia, 443 U.S. 307 (1979)
U.S. Supreme Court - Brady v. Maryland, 373 U.S. 83 (1963)
U.S. Supreme Court - Ledbetter v. United States, 170 U.S. 606 (1898)
U.S. Court of Appeals for the Seventh Circuit - USA v. Walker, Raymond M. (7th Cir. 2006)
Kenneth E. Barden, Richmond, Ind., for defendant-appellant.
Thomas O. Plouff, Asst. U.S. Atty., James G. Richmond, U.S. Atty., South Bend, Ind., for plaintiff-appellee.Before CUDAHY and EASTERBROOK, Circuit Judges, and ESCHBACH, Senior Circuit Judge.ESCHBACH, Senior Circuit Judge.Defendant Carl Leibowitz ("defendant") was convicted after a jury trial of hiring a "hit man" to kill his business partner. Specifically, he was found guilty of conspiracy to use interstate commerce facilities in the commission of a murder-for-hire (18 U.S.C. Sec . 371), use of interstate commerce facilities in the commission of murder-for-hire (18 U.S.C. Sec . 1952A), obstruction of justice (18 U.S.C. Sec . 1503), and witness tampering (18 U.S.C. Sec . 1512). He appeals from his conviction on several grounds: 1) there was a fatal variance between the indictment, which charged him with use of the telephone to facilitate a murder-for-hire on or about October 12, 1986 and the government's evidence, which established that the call took place on September 21, 1986; 2) there is newly-discovered evidence which would serve to impeach the testimony of the government's chief witness; 3) the verdict was not supported by substantial evidence; 4) the government improperly referred to the guilty plea of its chief witness in its final argument to the jury; and 5) defendant was denied effective assistance of counsel. For the reasons stated below, we affirm the judgment of the district court.* FACTUAL BACKGROUNDA. The Murder-for-Hire SchemeDefendant is a lawyer (currently suspended from practice) and a promoter of tax shelters. In 1984, he became the subject of a two-year federal grand jury investigation into a tax shelter business known as "OPEC" in which he and his business partner, Gary Van Waeyenberghe ("Van Waeyenberghe"), leased non-existent ethanol equipment to investors. Van Waeyenberghe had already been indicted in connection with an unrelated tax shelter scheme and was a potential grand jury witness in the OPEC investigation.During the summer of 1986, defendant contracted to have Van Waeyenberghe murdered by one Donald Wrobel, presumably to prevent Van Waeyenberghe from testifying against defendant in the OPEC investigation. The history of Wrobel's various attempts on Van Waeyenberghe's life reads like a macabre comedy of errors. According to the evidence adduced at trial, defendant first contacted Wrobel in or around July 1986 and hired him to murder Van Waeyenberghe. The precise terms of the contract are unclear. Defendant made an initial payment of $300 to Wrobel, but Wrobel told an employee that defendant had agreed to pay him an additional $3,000 upon completion of the murder. In August 1986 defendant promised to provide Wrobel with free legal services for the rest of his life as compensation for the contract murder of Van Waeyenberghe. On August 16, 1986, defendant sent a $300 Western Union money order to Wrobel to reimburse him for expenses in attempting to execute the murder. Thus defendant paid Wrobel a total of $600 to perform the contract.During August 1986, defendant contacted Wrobel by telephone on several occasions, provided Wrobel with detailed information about Van Waeyenberghe's physical appearance, and again instructed him to kill Van Waeyenberghe. During one of those telephone conversations, defendant told Wrobel that he and Van Waeyenberghe were at a lawyer's office and asked Wrobel to "choke Van Waeyenberghe in the elevator." Wrobel declined to do so.Notwithstanding that he had already contracted for Van Waeyenberghe's murder, defendant had several telephone conversations with Van Waeyenberghe in August and September 1986, in which he warned Van Waeyenberghe not to talk to the federal government or any other agency and that to do so could be "detrimental to Van Waeyenberghe's health."During the month of September 1986 Wrobel made five abortive attempts to murder Van Waeyenberghe at various pay phones in Indiana where Van Waeyenberghe had been "set up" to receive a telephone call from defendant. The first unsuccessful attempt on Van Waeyenberghe's life occurred on September 4, 1986, in the Americana Hotel in South Bend, Indiana. Defendant had told Van Waeyenberghe that he would be calling him at a pay phone in the hotel, and instructed Wrobel to shoot Van Waeyenberghe at the phone. Wrobel arrived at the hotel with a snub-nose .357 magnum and went to a set of pay phones located upstairs. Van Waeyenberghe, however, had gone to a second set of pay phones downstairs. Defendant called the upstairs telephone. Wrobel answered and said that Van Waeyenberghe had not shown up.The next three unsuccessful attempts on Van Waeyenberghe's life occurred at a pay phone booth on Ireland Road in Mishawaka, Indiana during the two weeks following the Americana incident. Twice Van Waeyenberghe appeared at the phone booth, at defendant's request. Wrobel was present, as well, armed with a rifle, but could not manage to get a shot off. On the third occasion, Wrobel went to the Ireland Road location, but Van Waeyenberghe did not appear.The next attempt by Wrobel on Van Waeyenberghe's life occurred on Sunday, September 21, 1986 at a phone booth in Wyatt, Indiana. Wrobel arrived at the location, armed with a rifle and a .357 magnum. Van Waeyenberghe arrived at the phone booth thereafter and received a call from defendant at about 10:00 p.m. The defendant said to Van Waeyenberghe, "I hear you've been talking to the feds." At that point, Wrobel shot at Van Waeyenberghe through the phone booth glass. The glass broke, but Wrobel missed hitting Van Waeyenberghe and Van Waeyenberghe emerged with only a small scrape on the back of his head. Twenty minutes later, Van Waeyenberghe called defendant at his home and accused him of being involved in the murder attempt.Wrobel made a final unsuccessful attempt on Van Waeyenberghe's life in December 1986. On December 13, 1986, defendant called Wrobel and told him to "get the job done" and that if anyone was with Van Waeyenberghe to "kill them both." The following Monday, December 16, defendant called Wrobel and Wrobel informed him that the job was still not done because there had been too many people around. Defendant again urged Wrobel to get the job done quickly.On December 17, 1986, Wrobel was arrested, based on information provided to the government by one of his employees, Harry Dieter. Dieter had worked with the government to obtain a tape recording of Wrobel confessing to having shot at a person at the Wyatt phone booth. After his arrest, Wrobel, along with Van Waeyenberghe (who was in protective custody at the time) cooperated with the government in securing the following tape-recorded evidence which resulted in defendant's arrest. On December 18, 1986, defendant spoke on the telephone to Wrobel, who asked him to find out where Van Waeyenberghe was. Defendant then called Van Waeyenberghe and was told by the victim's wife that he was out of town. Defendant immediately called Wrobel back. Wrobel asked defendant if there was "any way to get [Van Waeyenberghe] set-up like that Wyatt deal." Defendant said that he wouldn't know that until he found out where Van Waeyenberghe was going to be. That same night Van Waeyenberghe called defendant and told defendant that he would be home the following day, December 19, at about 1:00 p.m. Van Waeyenberghe called defendant the next day and left a message on his answering machine saying that he was back in town and would be at his parents' restaurant that night. Defendant later left a message on Wrobel's beeper informing him that Van Waeyenberghe would be at the restaurant all night. Wrobel and defendant had their final conversation in the evening of December 19. Wrobel told defendant that he was going to need more money and defendant agreed to get him $1,000 by Monday. Wrobel further told defendant that he had a ".303" that he had been practicing with and that he was thinking about using it on Van Waeyenberghe when he walked out of the restaurant. Defendant told Wrobel that he should walk away if there were anyone with Van Waeyenberghe. "Don't take no chances," defendant said. Wrobel then expressed to defendant his fear about carrying out the murder, but said "I need money now, and I think I'm gonna have the guts to do it." Defendant responded, "Okay, that sounds real good, good luck."B. The Indictment and TrialOn February 5, 1987, defendant was charged, along with Wrobel and one Jimie Ray Estep, in a twenty-four count superseding indictment, with implementing two murder-for-hire schemes. The first six counts pertained to the attempted murder of Van Waeyenberghe described above. The remaining counts pertained to an alleged scheme by defendant and Estep to have one Paul Holland murdered by Wrobel. The trial of the indictment was bifurcated. Wrobel pled guilty to four counts and served as the government's chief witness in both trials. Van Waeyenberghe, who had been granted immunity from prosecution in connection with his tax schemes, also testified.The first six counts were tried to a jury in July 1987. Defendant maintained throughout the trial that he had hired Wrobel simply to tail Van Waeyenberghe because he was concerned that Van Waeyenberghe would leave the country before the OPEC investigation was concluded. He portrayed Wrobel as a man with severe emotional and psychological disorders who had either imagined or fabricated the existence of a murder contract.The defense engaged in a vigorous cross-examination of Wrobel to challenge his credibility. In doing so, it relied on two psychological reports. One (the "Springfield Report") was prepared by a psychiatrist who had examined Wrobel at the Federal Medical Facility in Springfield, Missouri. Although the report found Wrobel competent to stand trial, and noted that he had told an essentially consistent story throughout his stay at the facility, it characterized Wrobel as a paranoid individual who suffered from delusions. The second report used by the defense in cross-examining Wrobel (the "Samaritan Report"), was prepared by a social worker who had had several therapy sessions with Wrobel at the Samaritan Center. Wrobel had told the therapists at the Samaritan Center that the devil "had him," that he had seen military battles in Colorado, that he could travel in space without leaving, and that he could move a pencil with his mind. The Samaritan Report concluded that Wrobel suffered a moderate to severe psychological disorder and could be considered a paranoid or schizotype personality.A major element in the government's case against defendant was the Wyatt phone booth shooting incident. Count 3 of the indictment alleges that "in [sic] or about October 12, 1986" defendant used the telephone to facilitate a murder-for-hire during a conversation between locations in Michigan (where defendant lives) and St. Joseph County, Indiana (where Wyatt is located). This allegation was based on the testimony of a number of witnesses before the grand jury that the Wyatt incident occurred in October. Van Waeyenberghe had testified in the grand jury that the shooting incident occurred on a Sunday evening around 10:00 p.m. on October 12 and that he had circled that date on his calendar. An IRS agent, Clements, also testified in the grand jury that he thought the Wyatt shooting had taken place on or about October 12, 1986.Defendant prepared for trial on the assumption that the date of the alleged incident was October 12, 1986 and came prepared with an alibi. He and his wife had been in Boston October 10-13 and he had airline ticket receipts to prove it. As the government gathered further evidence, however, it became apparent that the shooting incident had taken place on another Sunday--September 21. Telephone records, which were made available to the defense prior to trial, showed that a call was placed from defendant's home to the Wyatt phone booth at 10:02 p.m. on September 21 and another call was placed from Van Waeyenberghe's residence to defendant's at 10:19 p.m. that same night. A witness had also seen shattered glass in the Wyatt phone booth on September 26, 1986.At trial, Van Waeyenberghe testified that the Wyatt shooting incident happened within 2 1/2 weeks after his September 5 birthday. He admitted that he had testified as to the October date in the grand jury, but that he had been mistaken. He knew, however, that the incident happened on a Sunday around 10:00 p.m. on a date having a "1" and a "2" in it. IRS Agent Clements also changed his testimony at trial, and stated that based on the telephone and witness reports, he now believed the incident occurred in September. Wrobel testified initially at trial that he had shot Van Waeyenberghe at the Wyatt phone booth on October 1, but after having his memory refreshed with the telephone records acknowledged that the incident happened in September 1986.The jury found defendant guilty on all six counts of the indictment. Defendant, through his attorney, then filed a "Motion for New Trial" alleging that 1) there was a fatal variance between the indictment and the proof at trial as to the date of the Wyatt shooting incident, 2) the government had improperly elicited testimony from Wrobel concerning his plea agreement and referred to such agreement in its final argument, 3) the jury should not have been permitted to assess Wrobel's credibility, 4) there was insufficient evidence to support the verdict, and 5) the government engaged in outrageous conduct. The trial court rejected all these arguments and denied the motion. Defendant subsequently filed pro se a "Supplementary Motion for New Trial" alleging, among other things, ineffective assistance of counsel. He also filed a "Motion to Dismiss With Prejudice Based Upon Current Newly Discovered and/or Pre-Existing Evidence of Outrageous Government Conduct," and a "Motion To Dismiss Indictment Upon Grounds of Abuse of Grand Jury Process." All three motions were denied by the trial court.The trial of the remaining eighteen counts of the indictment was held in October 1987. During this trial, Wrobel made additional statements which indicated that he suffered from psychological delusions and that his testimony might not be credible. Defendant and Estep were acquitted on Counts 7-24 of the indictment. Defendant then filed a "Motion for New Trial" on the first six counts alleging, among other things, that the guilty verdict in his first trial was inconsistent with the not guilty verdict in the second trial. The court denied this motion.On October 30, 1987, the district court sentenced defendant to five years imprisonment on each of the six counts, to be served concurrently. He was also fined $50.00 on each count.IIA. Variance Between Proof and IndictmentDefendant argues on appeal that the government failed to prove, as alleged in Count 3 of the indictment, that "in [sic] or about October 12, 1986" defendant used the telephone to facilitate the murder-for-hire of Van Waeyenberghe. The incident referred to in this count was the shooting at the Wyatt phone booth. All the evidence the government produced at trial showed that the incident took place on September 21, 1986.Based on the variance between the allegations in the indictment and the evidence produced at trial, defendant argues that 1) the government failed to prove its case beyond a reasonable doubt; 2) the government withheld information concerning the September 21 date from the defense prior to trial so that the defense could not properly prepare its case; and 3) the grand jury testimony of the government's witnesses as to the October 12 date was perjured and therefore the government engaged in subornation of perjury in permitting the trial to proceed with proof of the September 21 date.In order to hold that the government failed to prove its case beyond a reasonable doubt, we must find that the variance between the September 21 date proved at trial and the "in [sic] or about October 12" date alleged in the indictment was a material one. We do not find the variance to be material. Unless the particular date is an element of the alleged offense, it is generally sufficient to prove that the offense was committed on any day before the indictment and within the statute of limitations. Ledbetter v. United States, 170 U.S. 606, 612-13, 18 S.Ct. 774, 776, 42 L.Ed. 1162 (1898); United States v. Krepper,Try vLex for FREE for 3 days
Access legal information from United States including:
Try vLex without any commitment for 3 days and see why you need it.
3
days of Free Access