Federal Circuits, 7th Cir. (September 22, 2006)
Docket number: 05-1411
Published
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Jonathan E. Hawley, Office of the Federal Public Defender, Peoria, IL, for Defendant-Appellant.
Before POSNER, ROVNER and WOOD, Circuit Judges.ROVNER, Circuit Judge.Following a jury trial, Louis James was convicted of possession of more than fifty grams of crack cocaine (Count I), possession of and carrying a firearm in furtherance of a drug trafficking crime (Count II), and possession of a firearm by a felon (Count III). He was sentenced to 360 months' imprisonment. He challenges the sufficiency of the evidence on the carrying prong of Count II, complains of a number of errors in the jury instructions, and charges that the admission of certain "other bad acts" evidence unfairly prejudiced him. We affirm.I.In the fall of 2002, Louis James met Bradley Collier, a Decatur-area drug dealer, when both were living at a local motel. Collier learned from others at the motel that James was selling cocaine. Collier began to buy crack cocaine from James, at first in small quantities but later in larger quantities. At times, Collier paid cash for the drugs, and at other times, James fronted the cocaine to him. Collier typically resold the drugs at a profit, earning several hundred dollars per day at this trade. This arrangement continued until January 2004, when Collier moved into James' home at 1061 East William Street in Decatur (hereafter the "William Street house"). James lived there with his girlfriend, Tiara Woods. During Collier's two- to three-week stay at the William Street house, Collier and James sold marijuana and manufactured and sold crack cocaine. After Collier moved out, he continued to obtain cocaine from James.In early February 2004, Decatur police officers began surveilling Collier after receiving a tip. On February 2nd, they observed him visit James' home where, they later learned, he purchased an ounce of cocaine. Collier then sold that ounce and returned to James' home to purchase two additional ounces of cocaine. After that second purchase, Collier proceeded to the Decatur Best Western motel where the officers then arrested him. The officers searched Collier's person, car, and motel room and recovered approximately seventy-four grams of cocaine, plastic baggies and a digital scale. After the arrest, the officers returned to the William Street house to conduct further surveillance. They saw James exit the house with two duffel bags and three dogs, all of which he loaded into his car. The officers followed James as he drove in an evasive manner to a house at 456 East Johnson Street (hereafter the "Johnson Street house"). James stayed at the Johnson Street house for approximately thirty minutes, and then drove to two separate residences, staying at each for less than half an hour. James returned to the Johnson Street house for a few minutes and then proceeded to an alley. In the alley, a man entered James' car and exited again a minute later. After the man drove away, the officers stopped him and recovered a small amount of cocaine and a cell phone that had been used to call James shortly before the rendezvous in the alley.The officers conducted a traffic stop of James and recovered $100 in cash, two cell phones and a key to the William Street house. Based on the arrest of Collier, the officers obtained a search warrant for the William Street house, where they discovered many items related to drug trafficking. They seized a rock of crack cocaine, marijuana, plastic baggies, two digital scales, baking soda, two cell phones and a stun gun. They also recovered two loaded shotguns and one loaded .25 caliber pistol.At roughly the same time, two Decatur police officers approached the Johnson Street house and attempted to obtain consent to search the house. Tiara Woods was in the house with her aunt, Evita Boey, who resided at the house. When the officers knocked on the door, Woods asked who was knocking but did not open the door. One of the officers could see into the house and he saw Woods pick up a shoebox and carry it to the back of the house. After several more minutes of knocking, Boey opened the door and consented to a search of the house. During the search, the officers found the shoebox in a bedroom at the back of the house. Inside the shoebox was a pair of size 10 sneakers. On top of the sneakers were a small scale, a Crown Royal bag and a glove. Inside the glove was a loaded .25 caliber handgun. Collier, the main witness against James at trial, testified that James owned four firearms, including two rifles and two .25 caliber handguns. Inside the Crown Royal bag and inside one of the shoes, the officers found a Newport cigarette wrapper, several plastic baggies containing more than eighty grams of crack and fifty grams of powder cocaine. James' fingerprint was discovered on one of the baggies of cocaine found inside the shoe. In addition to the contents of the shoebox, the officers seized six ounces of marijuana from a black bag in the living room and $2,375 in cash found in the pocket of a coat. In another pocket of the same coat, the officers found an identification card for Woods listing the William Street house as her address.Following the searches, James and Woods moved to 1152 West Ash Street (hereafter the "Ash Street house") in Decatur. Throughout February and extending into early March 2004, Collier continued to obtain crack cocaine from James, who was manufacturing and distributing crack from the Ash Street house. The Decatur police surveilled the Ash Street house and on March 5, 2004, saw several people leave the house in a gray car. The officers stopped the car, in which James and Woods were passengers. The officers searched the car and seized $345 in cash and a small amount of marijuana from the floorboard under James' seat. They then searched the Ash Street house, recovering a glass dish with white residue, plastic baggies, baking soda, a Newport cigarette box containing marijuana and a digital scale. From a dryer vent on the outside of the house, the officers recovered seven grams of crack and twenty-seven grams of powder cocaine.Prior to the start of trial, defense counsel requested that the government disclose any evidence it intended to present under Federal Rule of Evidence 404(b). Rule 404(b) provides:Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident, provided that upon request by the accused, the prosecution in a criminal case shall provide reasonable notice in advance of trial, or during trial if the court excuses pretrial notice on good cause shown, of the general nature of any such evidence it intends to introduce at trial.Fed.R.Evid. 404(b). The government then notified the defense that it intended to introduce, among other things, evidence from the search of the Ash Street house and evidence seized during the traffic stop of James that same day. Unfortunately, the government informed the court that this evidence was seized on February 10, 2004, only a week after the crimes that were charged in the indictment, and the government portrayed this evidence as intricately related to the crime charged. In fact, the traffic stop and search had taken place on March 4, 2004, more than a month after the offense charged in the indictment. Without knowing about the error in the date, the court ruled that the drugs, drug paraphernalia and cash seized from Ash Street and from the contemporaneous traffic stop were admissible as evidence intricately related to the crime charged. No one noticed the error in the date until shortly before the trial commenced. On the morning the trial began, defense counsel filed a motion to exclude the evidence seized on March 4th on the ground that there was insufficient foundation for its admission. The government informed the court that it had mistakenly represented in its previous filing that the evidence was seized on February 10th but maintained that the court should still find that the evidence was intricately related to the charged conduct. The court denied the defense motion to exclude the March 4th evidence because the motion was untimely, not the result of surprise, and not supported by either fact or law. As we noted earlier, the jury returned a guilty verdict on all three counts. James appeals.II.On appeal, James contends that the district court should have ordered a judgment of acquittal on the "carrying" part of Count II because there was no evidence that he transported firearms at any time. He takes issue with the district court's wording of the "no adverse inference" jury instruction. He also maintains that the court erred by denying him jury instructions related to "mere presence" and "mere association." Finally, he charges that the evidence seized on March 4th should not have been admitted because it was not intricately related to the charged conduct.A.We begin with James' claim that the district court should have granted his motion for a judgment of acquittal on the charge of carrying a firearm in relation to a drug trafficking crime. We review the district court's denial of a motion for judgment of acquittal de novo. United States v. Jones, 371 F.3d 363, 365 (7th Cir.2004); United States v. O'Hara, 301 F.3d 563, 569 (7th Cir.2002). Such a motion should be granted only when the evidence is insufficient to sustain the conviction. O'Hara, 301 F.3d at 569. In reviewing the sufficiency of the evidence, we view the evidence in the light most favorable to the prosecution and overturn a conviction only if the record contains no evidence from which a rational jury could have returned a verdict of guilty. O'Hara, 301 F.3d at 569-70.The indictment charged that James knowingly carried and possessed a firearm in furtherance of a drug trafficking crime. James does not dispute that the evidence is sufficient to prove he possessed a firearm in relation to a drug trafficking crime, but argues that there is nothing more than speculation in the record to support a charge of carrying. In defining the term "carry," we have turned to the ordinary, dictionary definition of the word and took "carry" to mean "to move while supporting: TRANSPORT." United States v. Molina, 102 F.3d 928, 930 (7th Cir.1996) (citing United States v. Baker, 78 F.3d 1241, 1247 (7th Cir.1996)). We emphasized that something more than possession of the firearm in relation to the drug trafficking crime was required to demonstrate carrying. Baker, 78 F.3d at 1247. For example, a defendant who transports a gun on his person or within his reach, available for immediate use, during and in relation to a drug-trafficking crime meets the definition. Baker, 78 F.3d at 1241. Circumstantial evidence could suffice to support the charge, and the government argues here that the circumstantial evidence was compelling, relying on Young v. United States, 124 F.3d 794 (7th Cir.1997).The evidence regarding the guns was thin. Collier testified that James owned four firearms, two .25 caliber pistols and two twelve gauge shotguns. Two shotguns and a pistol were found at the William Street house where Collier briefly resided with James. A second pistol was recovered from the Johnson Street house, the home of Evita Boey. Boey was the aunt of James' girlfriend, Tiara Woods. That gun was found in a shoebox along with a bag of cocaine that was marked with James' fingerprint. This was clearly enough evidence to demonstrate that James possessed a firearm in furtherance of a drug trafficking crime but we doubt it was enough to demonstrate carrying or transportation of the gun in relation to a crime of drug trafficking. Collier never testified where or when he saw the guns that James owned. Collier had been to Boey's Johnson Street house as well as the William Street house and thus could have seen James with the firearms in either location. There was no evidence that the firearm had been in one place and then was found somewhere else. When James objected at trial to a jury instruction on carrying, the government represented that there was direct testimony that James possessed the firearm found at the Johnson Street house at his William Street residence. With that understanding, the court allowed the instruction on carrying to be given because the court believed there was testimony that the gun had been in one place and then was found in another place. But the prosecutor was mistaken and inadvertently misled the court. In fact, Collier had never testified where he saw the guns that James possessed. There was no direct testimony that James possessed all of the guns at the William Street house. There was literally no evidence that any of the guns had ever been moved or had ever changed location. There was no evidence that James ever carried the gun on his person or in his car while engaged in drug trafficking. The evidence showed only that he stored the guns near drugs.The government makes much of the fact that the gun was found in a shoebox with drugs and that it did not appear at the Johnson Street house by magic. The same is surely true of the guns found at William Street; they too did not appear there by magic. Yet the government makes no argument about those guns being carried, perhaps acknowledging that possession is not the same as carrying. To prove the charge of carrying, the gun must be transported in connection with a drug trafficking crime. Nothing in this record points to anything more than possession in connection with a drug trafficking crime. In Young and in the other carrying cases, there was evidence that the defendant either carried the gun on his person or close at hand in his car or moved the gun from one place to another, while engaged in a drug trafficking crime. See Young, 124 F.3d at 801 (carrying requirement met where Young moved the gun from his apartment to his car and then transported the gun and drugs in the car to the delivery location); Molina, 102 F.3d at 932 (carrying requirement met where the defendant was transporting drugs and a gun in a secret compartment hidden in his car); Baker, 78 F.3d at 1247-48 (carrying requirement met where gun and crack cocaine were found under driver's seat of a car being driven by the defendant). The district court's initial instinct that there was no evidence of carrying was correct. The instruction should not have been given.That said, the error was harmless. As we noted earlier, James does not contest the sufficiency of the evidence that he possessed a firearm in furtherance of a drug trafficking crime. "The general rule is that when a jury returns a guilty verdict on an indictment charging several acts in the conjunctive, as [the defendant's] indictment did, the verdict stands if the evidence is sufficient with respect to any one of the acts charged." Turner v. United States, 396 U.S. 398, 420, 90 S.Ct. 642, 24 L.Ed.2d 610 (1970). We have applied this rule to multiple acts charged under section 924(c). See United States v. Jones, 418 F.3d 726, 730 (7th Cir.), cert. denied, ___ U.S. ___, 126 S.Ct. 817, 163 L.Ed.2d 642 (2005). The evidence was sufficient as to the possession prong of section 924(c) and thus the conviction will stand.B.James next argues that the district court erred when it refused to instruct the jury that it could not find him guilty if he was merely present at a crime scene or if he was merely associated with a person who committed a crime. These are referred to respectively as "mere presence" and "mere association" instructions. According to James, his main theory of defense was that, although he lived with and associated with Collier, a cocaine dealer, James himself sold only marijuana. He also relies on his association with Tiara Woods, who he contends possessed the shoebox containing cocaine at her aunt's house, as an example of his mere association with wrong-doers. The district court declined to give these instructions because, having heard the evidence and defense counsel's opening statement, the court was convinced that the instructions would be confusing and unsupported by the evidence. The court also found that these theories of defense were not presented at the outset of the case and would not be justified based on the evidence or any defense theory that had been presented up to that time. The court made this ruling at the close of evidence and shortly before closing arguments.We review a district court's refusal to give a tendered jury instruction de novo.1 United States v. Fiedeke, 384 F.3d 407, 410 (7th Cir.2004), cert. denied,Try vLex for FREE for 3 days
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