Federal Circuits, Tenth Circuit (December 28, 1990)
Docket number: 89-1301
Permanent Link:
http://vlex.com/vid/america-plaintiff-robert-s-hart-defendant-37344542
Id. vLex: VLEX-37344542
Click here to download this article in graphic format (Acrobat Reader)

Gerald J. Rafferty, Asst. U.S. Atty., for the Dist. of Colorado (Michael J. Norton, U.S. Atty., with him on the brief), Denver, Colo., for plaintiff-appellee.
William J. Genego, Santa Monica, Cal. (Michael L. Bender, Bender & Treece with him on the brief), Denver, Colo., for defendant-appellant.Before SEYMOUR, ANDERSON, Circuit Judges, and COOK*, District Judge.H. DALE COOK, District Judge.On December 21, 1987, the Government filed a felony information, charging defendant with three crimes: (1) mail fraud (18 U.S.C. Sec . 1341) (2) making a false statement in support of a loan application (18 U.S.C. Sec . 1014) and (3) failure to file a required currency transaction report (31 U.S.C. Secs . 5313 and 5322). The case was assigned to Judge Kane. On January 21, 1988, the defendant appeared before Judge Kane and pled guilty to all three counts. A presentence investigation report (PSI) was prepared by the probation department. Also attached was the Government's sentencing memo. On March 4, 1988, defendant appeared for sentencing. Because the offenses charged occurred prior to November 1, 1987, the Sentencing Guidelines were not applicable. At the sentencing hearing, defendant's counsel made an oral statement regarding the accuracy of the PSI. The district court did not hold a hearing either to make a finding resolving the dispute or disavowing reliance upon the disputed matters.The district court sentenced defendant to the maximum term on each count: five years on Count 1, two years on Count 2, and five years on Count 3. The terms were ordered to run consecutively, for a total of twelve years imprisonment. A total fine of $6,000 and $150 special monetary assessment were imposed.On July 5, 1988, defendant (by new counsel) filed a Rule 35 motion to reduce sentence. He also filed a motion to correct errors in the PSI, pursuant to Rule 32(c)(3)(D) F.R.Crim.P. Since Judge Kane was no longer active, the case was assigned to Judge Weinshienk. The motions were denied by district court order of June 19, 1989, with the exception that the sentence was modified to provide that it was imposed pursuant to 18 U.S.C. Sec . 4205(b)(2). Defendant now appeals, arguing that (1) the district court violated Rule 32 by failing to hold a hearing as to accuracy of information in the PSI or disavowing any reliance on the disputed information and (2) the district court abused its discretion in denying his motion pursuant to Rule 35.The initial issue is whether the district court properly denied the Rule 35 motion for reduction of sentence. The granting of such a motion is within the district court's discretion. See United States v. Galoob, 573 F.2d 1167, 1170 (10th Cir.1978).As we noted in United States v. Gattas, 862 F.2d 1432, 1433 n. 3 (10th Cir.1988), a number of courts have held that violations of Rule 32(c)(3)(D) may be raised pursuant to a timely filed motion under the pre-1987 version of Rule 35 F.R.Crim.P., which provided for challenges to sentences "imposed in an illegal manner". However, such a challenge is necessarily brought pursuant to Rule 35(a). Defendant expressly stated to the trial court that his motion was brought pursuant to Rule 35(b). Nowhere in the motion or the supplemental memorandum did defendant contend that his sentence was illegal or imposed in an illegal manner. Rather, he requested reduction of sentence, tangentially mentioning that the PSI did not provide the sentencing court with full information. Because the motion was made pursuant to Rule 35(b), we may reverse only for abuse of discretion. We conclude that no such abuse took place.As noted, defendant filed a motion to correct presentence report which he asserted was "pursuant to Rule 32(c)(3)(D)." Some courts have held that Rule 32, standing alone, does not give a district court jurisdiction to correct inaccuracies in a PSI report after a defendant has been sentenced, whether defendant raised alleged inaccuracies at sentencing or not. See United States v. Giaimo, 880 F.2d 1561, 1563 (2nd Cir.1989) and United States v. Engs, 884 F.2d 894, 895 (5th Cir.1989) (not raised at sentencing); United States v. Sarduy, 838 F.2d 157, 158 (6th Cir.1988) (raised at sentencing). However, in United States v. Golightly, 811 F.2d 1366 (10th Cir.1987), we reviewed the denial of a "Rule 32" motion. We conclude that jurisdiction exists.In United States v. Rutter, 897 F.2d 1558, 1565 (10th Cir.1990), we recently articulated the applicable standard:"[W]here there are disputed facts material to the sentencing decision, the district court must cause the record to reflect its resolution thereof, particularly when the dispute is called to the court's attention." United States v. Warters, 885 F.2d 1266, 1272 (5th Cir.1989). The record must reflect resolution of any "factor important to the sentencing determination" that is in dispute. See Guidelines Sec. 6A1.3; F.R.Crim.P. 32(a)(3)(D). If the disputed facts are not important to the sentencing determination and will not be relied upon in sentencing, the district court should say so. F.R.Crim.P. 32(a)(3)(D); United States v. Rantz, 862 F.2d 808, 813-14 (10th Cir.1988), cert. denied, [Try vLex for FREE for 3 days
Access legal information from United States including:
Try vLex without any commitment for 3 days and see why you need it.
3
days of Free Access