Federal Circuits, 4th Cir. (September 19, 1994)
Docket number: 93-5772
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U.S. Court of Appeals for the 4th Cir. - US v. Baccouche (4th Cir. 1998)
U.S. Court of Appeals for the 4th Cir. - US v. Coleman (4th Cir. 1999)
ARGUED: Justin Michael Miller, Jacobovitz, English & Smith, Alexandria, VA, for appellant. Nancy Silverman, Sp. Asst. U.S. Atty., Alexandria, VA, for appellee. ON BRIEF: Helen F. Fahey, U.S. Atty., Alexandria, VA, for appellee.
Before HALL, MURNAGHAN, and NIEMEYER, Circuit Judges.OPINIONK.K. HALL, Circuit Judge:A jury found Rosa M. Lewis guilty of three counts of making false statements to the Department of Housing and Urban Development (HUD), in violation of 18 U.S.C. Sec . 1001.1 The indictment alleged that from 1988 to 1991, Lewis thrice failed to list her work income on recertification forms used by HUD to ascertain continued eligibility for rent subsidies. The sole issue before us is whether the government's failure to turn over HUD's entire investigatory report to Lewis in response to her Jencks Act2 request necessitates reversal of her conviction. We hold that it does not.I.The report, compiled by HUD's Office of Inspector General (OIG), is approximately one hundred twenty pages long. The first part of the report contains transcribed summaries of nine interviews conducted by the OIG agents in charge of the investigation. Special Agents Jerry C. Gilbert and Danny Michelle Barbat jointly conducted the first two interviews contained in the report--those of Lewis herself and of Cherrie French, resident manager of the apartment complex where Lewis resides; the summary of each interview fills slightly more than one single-spaced, typewritten page.The other interviews were conducted by Barbat alone. Six of those interviewed were Lewis's former co-workers or supervisors; the other was a loan specialist in HUD's field office, contacted to estimate HUD's loss in excess subsidies paid to Lewis. None of these summaries are longer than a few sentences. The remaining one hundred pages or so of the report consist almost entirely of Lewis's personnel records and the recertification forms that Lewis had signed.3In preparation for trial, Lewis moved for discovery pursuant to Fed.R.Crim.P. 16(a). With regard to the OIG report, the government provided only the pages numbered 5 and 6--the summary of the agents' interview with Lewis. At a pretrial hearing, counsel for Lewis argued that the government had not complied with the district court's standing order to produce all Jencks Act materials prior to trial.4 The court declined to order the government to produce the rest of the report, and it rejected defense counsel's suggestion to examine the report in camera.5 The case proceeded promptly to trial. Barbat, Lewis, French, and John Miles--another of the Barbat interviewees--all testified.II.Rule 16(a) specifies the evidence that the government must, upon request, provide to the defendant prior to trial. Though much of the government's evidence is subject to disclosure under Rule 16(a), the rule "does not authorize the discovery or inspection of reports ... made by ... government agents in connection with the investigation or prosecution of the case." Fed.R.Crim.P. 16(a)(2). According to the rule, nothing contained in the OIG report would ordinarily have been discoverable by Lewis.However, Rule 16(a) also provides that "the government shall disclose to the defendant ... that portion of any written record containing the substance of any relevant oral statement made by the defendant whether before or after arrest in response to interrogation by any person then known to the defendant to be a government agent." Fed.R.Crim.P. 16(a)(1)(A). The government dutifully complied with this requirement by providing the agents' summary of their interview with Lewis, though the summary was, at least technically, part of the OIG report. Up to this point, no error had been committed.The problems started when the government tried to comply with the district court's standing order that it produce all Jencks Act material prior to trial. Such an order is plainly inconsistent with the language of the Act:In any criminal prosecution brought by the United States, no statement or report in the possession of the United States which was made by a Government witness or prospective Government witness (other than the defendant) shall be the subject of ... discovery ... or inspection until said witness has testified on direct examination in the trial of the case.18 U.S.C. Sec . 3500(a) (emphasis supplied). The district court may not require the government to produce Jencks Act material relating to one of its witnesses until after the witness has testified. See United States v. Peterson, 524 F.2d 167, 175 (4th Cir.1975), quoting United States v. Harris, 458 F.2d 670, 679 (5th Cir.1972) ("a Jencks Act request is wholly inappropriate in a pretrial motion for discovery"), cert. denied,Try vLex for FREE for 3 days
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