Federal Circuits, 4th Cir. (December 20, 1984)
Docket number: 84-5003,84-5004
Permanent Link:
http://vlex.com/vid/america-sandy-goldman-teresa-l-crush-37061981
Id. vLex: VLEX-37061981
Click here to download this article in graphic format (Acrobat Reader)

U.S. Supreme Court - Glasser v. United States, 315 U.S. 60 (1942)
U.S. Supreme Court - Kotteakos v. United States, 328 U.S. 750 (1946)
U.S. Supreme Court - Berger v. United States, 295 U.S. 78 (1935)
U.S. Supreme Court - In re Winship, 397 U.S. 358 (1970)
U.S. Court of Appeals for the 4th Cir. - US v. Littlejohn (4th Cir. 2002)
U.S. Court of Appeals for the 4th Cir. - US v. Roberts (4th Cir. 2007)
U.S. Court of Appeals for the 4th Cir. - US v. Taylor (4th Cir. 2007)
U.S. Court of Appeals for the 4th Cir. - US v. Cobb-Leonard (4th Cir. 1998)
U.S. Court of Appeals for the 4th Cir. - US v. Davis (4th Cir. 2007)
U.S. Court of Appeals for the 4th Cir. - US v. Henderson (4th Cir. 2002)
Thomas A. Livingston, Pittsburgh, Pa. (Livingston, Miller, O'Malley & Clark, Pittsburgh, Pa., on brief) and Joan Gaughan Devlin, Pittsburgh, Pa., for appellants.
Thomas O. Mucklow, Philippi, W. Va. (William A. Kolibash, U.S. Atty., Linda Bordas, Legal Intern, Betsy C. Steinfeld, Asst. U.S. Atty., Wheeling, W. Va., on brief) for appellee.Before WINTER, Chief Judge, RUSSELL and CHAPMAN, Circuit Judges.CHAPMAN, Circuit Judge:Appellants, Goldman and Crush, were convicted by a jury in the Northern District of West Virginia under Counts 1 and 2 of the indictment, and appellant Goldman was also convicted of Counts 4, 5, 6, 8, 9, 11, 12 and 13 but he was acquitted on Counts 3, 7 and 10. Count 1 charged both Goldman and Crush with a conspiracy to possess cocaine, with an intent to distribute it between November 1979 and May 1980 in the Northern District of West Virginia, in violation of 21 U.S.C. Sec . 846. Count 2 charged Goldman and Crush with a conspiracy to possess hashish, with an intent to distribute it between November 1982 and March 5, 1983, in the Northern District of West Virginia, in violation of 21 U.S.C. Sec . 846. The remaining counts, except Count 5, charged Goldman with the use of a communication device in facilitating the distribution of a controlled substance in violation of 21 U.S.C. Sec . 843(b). Count 5 charged Goldman with using a facility in interstate commerce, the United States Mail, to promote and to facilitate the carrying on of an unlawful activity in violation of 18 U.S.C. Sec . 1952(a)(3) and (2).Appellants claim that the district court erred in (1) failing to sever Counts 1 and 2 and grant separate trials; (2) failing to sever the defendants' trials; (3) failing to charge the jury that it must find the Northern District of West Virginia to be the proper venue as to Counts 1 and 2; (4) failing to grant an acquittal as to Count 5 because of a variance between the allegations of the indictment and the proof at trial; (5) failing to grant Goldman's motion for judgment of acquittal as to Count 1 because of insufficient evidence; and (6) failing to grant appellant Crush's motion for a judgment of acquittal as to Counts 1 and 2 because of insufficient evidence.Finding no prejudicial error in the trial, we affirm.* John DeSantis began dealing in cocaine, marijuana, hashish, and quaaludes in 1975. He sold these drugs in West Virginia, Pennsylvania, and Ohio. From time to time he would sell small quantities of cocaine to appellant Teresa Crush. In the spring of 1980 he sold Crush two ounces of cocaine on credit. This cocaine was lost in a flood, and Crush remained in debt to DeSantis for $3,800, the agreed purchase price. In an effort to work out a means of repaying this debt, DeSantis required Crush to introduce him to one of her other drug connections. Crush then introduced DeSantis to Sandy H. Goldman. Goldman and DeSantis met in Morgantown, West Virginia, and discussed a number of drugs, particularly cocaine. Goldman indicated he could supply DeSantis with large quantities of cocaine, and for the next several months, DeSantis purchased cocaine from Goldman. These cocaine deals ended about January 1981. During this time Goldman was living in Sutton, West Virginia, DeSantis was living in Morgantown and Wheeling, West Virginia, and Crush was living in Bridgeport, West Virginia.In the spring of 1981, DeSantis abandoned the drug business. In the fall of 1982, however, he was contacted by Pennsylvania law enforcement officers and was subpoenaed to testify before a Pennsylvania grand jury investigating the drug business. He then entered into an agreement with the office of the Attorney General of Pennsylvania whereby he agreed to provide information regarding his drug dealings and to cooperate with the police. DeSantis testified in the present case under a grant of immunity, and the facts related herein are largely taken from his testimony.In February 1983 DeSantis talked several times by telephone with Goldman, who was then in Colorado, regarding the purchase of cocaine and hashish. At the time Goldman had no cocaine, but it was agreed that Goldman would sell DeSantis approximately 100 pounds of hashish and that Crush would receive $20 per pound from this sale. These telephone calls were recorded and later played at the trial. Goldman forwarded a sample of the hashish to DeSantis in a Federal Express package, and this transaction is the basis of Count 5 of the indictment. The various telephone conversations resulted in the substantive counts in the indictment regarding the use of communication devices to facilitate the distribution of hashish. There was also a telephone conversation between DeSantis and Crush in which she asked to be of assistance in the hashish transaction.On March 5, 1983, Goldman and Crush, having traveled from Colorado to Pennsylvania, made a delivery of hashish to DeSantis. At this time they were arrested and charged as set forth in the indictment.IIFollowing indictment both appellants moved to sever counts 1 and 2 of the indictment and also to sever the defendants' trials. Federal Rule of Criminal Procedure 8(a) provides:Two or more offenses may be charged in the same indictment or information in a separate count for each offense if the offenses charged, whether felonies or misdemeanors or both, are of the same or similar character or are based on the same act or transaction or on two or more acts or transactions connected together or constituting parts of a common scheme or plan.Rule 14 provides:If it appears that a defendant or the government is prejudiced by a joinder of offenses or of defendants in an indictment or information or by such joinder for trial together, the court may order an election or separate trials of counts, grant a severance of defendants or provide whatever other relief justice requires. In ruling on a motion by a defendant for severance the court may order the attorney for the government to deliver to the court for inspection in camera any statements or confessions made by the defendants which the government intends to introduce in evidence at the trial.In United States v. Foutz, 540 F.2d 733 (4th Cir.1976), we discussed Rules 8 and 14 stating:We begin our analysis with Rule 8 which permits joinder under three circumstances: (1) if the offenses "are of the same or similar character"; (2) if they "are based on the same act or transaction"; or (3) if they are based "on two or more acts or transactions connected together or constituting parts of a common scheme or plan." In the instant case, joinder was initially permissible only because the offenses were of the same or similar character. When two or more offenses are joined for trial solely on this theory, three sources of prejudice are possible which may justify the granting of a severance under Rule 14: (1) the jury may confuse and cumulate the evidence, and convict the defendant of one or both crimes when it would not convict him of either if it could keep the evidence properly segregated; (2) the defendant may be confounded in presenting defenses as where he desires to assert his privilege against self-incrimination with respect to one crime but not the other; or (3) the jury may conclude that the defendant is guilty of one crime and then find him guilty of the other because of his criminal disposition.540 F.2d at 736 (citations omitted). In Foutz, we held that a joinder of two separate bank robberies in one indictment prejudiced a defendant because the jury might conclude that if the defendant was guilty of one crime it would find him guilty of the other and because there was no common element which could be considered a so-called "handiwork" or "signature" exception to the other crimes rule. Id. at 737.In the present case we not only have counts of the indictment alleging offenses which "are of the same or similar character" but we also have "two or more acts or transactions connected together or constituting parts of a common scheme or plan." The actors in the two conspiracies are the same, even though DeSantis could not be considered a member of the second conspiracy. The purpose of the conspiracies was to possess with intent to distribute controlled substances, in the first count cocaine and in the second count hashish. The common thread running through both conspiracies was the effort by Crush to settle her debt to DeSantis by arranging for DeSantis and Goldman to engage in drug transactions. In the first conspiracy she was reducing her debt through credits given by DeSantis, and in the second conspiracy she was being paid a part of the purchase price by Goldman.At the time the motion for severance was made, prior to the trial, the judge indicated that he had confidence that the jury could make a distinction between the parties and among the various counts. This prediction was proved correct when the jury returned not guilty verdicts as to Counts 3, 7, and 10, which indicated that it had considered the evidence as to each count separately and that it did not allow any "spillover effect" to result in a verdict of guilty on all counts.If there had been a severance of Counts 1 and 2, the evidence under Count 1 would in all probability have been admitted under Federal Evidence Rule 404(b) in the trial as to Count 2. The substantive counts so obviously applied to Count 2 that they would not have prejudiced the defendants under Count 1.The defendants have made no showing that they were "confounded in presenting defenses." Although they argue that they may have wanted to testify as to one count and not take the witness stand as to another, there has been no showing or proffer of which count they would have elected to assert their fifth amendment privilege against self-incrimination. Without some proffer by the defendant as to the testimony he might wish to present on one count, while not wishing to testify on the other, the district court was left with a guessing game. This predicament has been explained in Baker v. United States, 401 F.2d 958, 976-77 (D.C.Cir.1968), cert. denied,Try vLex for FREE for 3 days
Access legal information from United States including:
Try vLex without any commitment for 3 days and see why you need it.
3
days of Free Access