Federal Circuits, 1st Cir. (March 02, 1990)
Docket number: 89-1752
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U.S. Supreme Court - Tate v. Short, 401 U.S. 395 (1971)
U.S. Supreme Court - Morris v. Schoonfield, 399 U.S. 508 <I>(per curiam)</I> (1970)
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U.S. Court of Appeals for the 1st Cir. - US v. Caceres-Cabrera (1st Cir. 2007)
U.S. Court of Appeals for the 1st Cir. - US v. Impemba (1st Cir. 1994)
Jeffrey M. Williams, Santurce, P.R., by Appointment of the Court, for defendant, appellant.
Luis A. Plaza, Asst. U.S. Atty., with whom Daniel F. Lopez-Romo, U.S. Atty., Hato Rey, P.R., was on brief, for the U.S.Before CAMPBELL, Chief Judge, SELYA and CYR, Circuit Judges.SELYA, Circuit Judge.For the second time, defendant-appellant Timothy Alexander Levy, a convicted drug trafficker, asks that we intercede to rectify sentencing errors. On the first such occasion, Levy argued that the district court made no finding as to a pivotal (and disputed) fact, namely, whether certain of his vast business interests were legitimate. Because of "the importance of the factual controversy," and the district court's failure "to explain clearly whether or not it relied on the disputed facts," we ordered resentencing. United States v. Levy, 870 F.2d 37, 39 (1st Cir.1989) (Levy I ).On remand, the court below expressly disclaimed reliance on the government's version of the facts originally disputed. But, a new imbroglio erupted. In presentence interviews, during his initial sentencing hearing, and throughout his appeal, Levy claimed to be a multimillionaire. Not surprisingly, then, the presentence investigation report (PSI) portrayed defendant as a parvenu, "a man of means and substantial financial resources" who was worth over $10,000,000. At the new sentencing hearing, the tune changed dramatically: Levy's counsel protested, for the first time, that the PSI overstated Levy's wealth; that the financial statement, earlier corroborated by Levy, was inaccurate; and that he was in fact penniless.The government asserted that defendant, having fostered, as well as enthusiastically acquiesced in, the extravagant estimate of his resources at the first sentencing hearing, should not be allowed to turn the coach back into a pumpkin. The district court overruled the procedural objection, stating that the point was open to review. Nevertheless, after all was said and done, the court neglected to make an explicit finding in respect to the issue. The judge sentenced appellant to serve two years on each of three counts (the terms to run consecutively) and imposed a stand-committed fine of $15,000.1 Defendant appeals afresh.Levy makes various arguments before us. His brief lists three. From our coign of vantage, however, the second and third issues which he posits telescope into a single asseveration. Refined to bare essence, he contends that (1) the court below erred in imposing a stand-committed fine upon an arguably indigent defendant; and (2) history repeated itself in that the court again neglected to comply with Fed.R.Crim.P. 32(c)(3)(D).The Stand-Committed FineIt is beyond question that "the Constitution prohibits the state from imposing a fine as a sentence and then automatically converting it into a jail term, solely because the defendant is indigent." Tate v. Short, 401 U.S. 395, 398, 91 S.Ct. 668, 671, 28 L.Ed.2d 130 (1971) (quoting Morris v. Schoonfield, 399 U.S. 508, 509, 90 S.Ct. 2232, 2233, 26 L.Ed.2d 773 (1970)). Levy claims that his case falls within this encincture: he says that because the fine cannot be paid he will not be paroled in the normal course, "thereby ensuring longer incarceration [for an indigent] than a more solvent inmate [would face]." We do not believe he has standing to pursue the point presently.A convict, confronted by the prospect of delayed release upon nonpayment of a stand-committed fine, has ready access to a panoply of administrative remedies tailored to determining whether he is able to pay, and if not, crafting condign relief. See 18 U.S.C. Sec . 3569; 28 C.F.R. Secs. 571.50-571.56 (1988); cf. Federal Bureau of Prisons Policy Statement 2101.2A (June 25, 1971) (no indigent will be incarcerated for failure to pay a fine). In the context of direct appeals from "mixed" sentences imposed on defendants claiming impecuniousness--a "mixed" sentence being one which combines a substantial, noncontingent term of imprisonment with a stand-committed fine--other circuits have refused to rule on the fine's constitutionality until the prisoner has exhausted available administrative remedies, or has begun, or is on the verge of beginning, serving time in consequence of the fine's nonpayment. See, e.g., United States v. Hewes, 729 F.2d 1302, 1324-25 (11th Cir.1984), cert. denied,Try vLex for FREE for 3 days
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