Federal Circuits, 5th Cir. (May 14, 1976)
Docket number: 75-2623
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U.S. Court of Appeals for the 5th Cir. - USA vs. Moreno (5th Cir. 2000)
Al Horn, Mary Joyce Johnson, Atlanta, Ga., for defendant-appellant.
John W. Stokes, U.S. Atty., Dorothy T. Beasley, Asst. U.S. Atty., Atlanta, Ga., for plaintiff-appellee.Appeal from the United States District Court for the Northern District of Georgia.Before GEWIN, COLEMAN and GOLDBERG, Circuit Judges.COLEMAN, Circuit Judge.Harvey Park was tried on consolidated indictments, one charging manufacture of phencyclidine (PCP), a Schedule III controlled substance, 21 U.S.C. § 841(a)(1), and the other charging receipt by a convicted felon of a rifle and a shotgun, 18 U.S.C. App. § 1202(a)(1). Park unsuccessfully objected to the consolidation. The jury found him guilty of the drug charge and acquitted him of the gun charge. He was sentenced to five years imprisonment, followed by three years special parole.Park assigns four grounds for reversal: (1) the sufficiency of the search warrant authorizing the search of his home; (2) trial of the gun and drug cases together was error; (3) the evidence was insufficient for a jury determination that any controlled substance was manufactured; and (4) the District Court should have held a hearing on the claim that there had been illegal electronic surveillance.Upon an intensive consideration of the briefs, record, and oral arguments, we are of the view that the assignments of error are lacking in merit. The judgment of the District Court is affirmed.FactsOn September 20, 1973, the appellant, an automotive research mechanic, went to a chemical supply house in Atlanta, Georgia, where he purchased $329 worth of various chemicals and supplies for which he paid cash, but signed the receipt with the name of Glen Evans, a former business associate. After making the purchase Park returned to his place of business, remained there for some period of time, made a trip to a small store to purchase some ice and then drove home.Previously, Drug Enforcement Administration (DEA) agents, in checking the chemical supply house's records, had noticed what they considered large sum cash purchases on several occasions by a particular individual. The supply house was requested to notify DEA if it should be contacted by this individual. On September 20th an order was placed for this account, so the supply company notified DEA. DEA agents observed the purchase by the appellant Park, followed him to his place of business, and, after losing contact with him for awhile, followed him home, whereupon they placed his house under surveillance.Through the kitchen window the agents observed Park and his wife, while both appeared to be mixing something. There is some testimony that this surveillance was accomplished with the aid of binoculars. At 2:15 on the morning of September 21st, DEA agents (with the assistance of a U.S. Attorney and a local officer) swore out a search warrant before a state court judge. Armed with the warrant thus obtained, the agents searched Park's house, confiscating beakers, glass tubing, bowls, filters and similar equipment, along with various chemicals, a paper containing a list of chemicals, a recipe that could possibly produce PCP, and residue of a substance which the government's expert identified as phencyclidine.Based on alleged invalidity of the search warrant, Park filed a motion to suppress the evidence and also moved for discovery of any electronic surveillance. Both motions were denied.The Validity of the Search WarrantThe affidavit to the search warrant alleged the following facts as grounds for issuance of the warrant:1. William Harvey Park has a prior conviction for violation of the Georgia Drug Abuse Control Act. In addition he has been associated and involved with another person who has been convicted of the illegal manufacture of drugs.2. During the past eight months Park has purchased approximately 11 gallons of toluene spectro, 159 pounds of ethyl ether, 10 pints of piperdine, 3 gallons of cyclohexanone, two 115 volt ac-dc heating mantels, 1 transformer, 4 packages of beakers, 2000 ml. flasks, 4 packages of 11 cm filter paper, 12 grams of para-toluene sulfonic acid. Of these chemicals Park on September 20, 1973, at approximately 4:30 p. m. picked up and paid $329 cash to Fisher Scientific, in Atlanta, for 12 grams of para-toluene sulfonic acid, 124 pounds of anhydrous ethyl ether, five 2000 ml. flasks, 4 packages of 11 cm filter paper. These items were ordered in the name of Glen Evans for EPT, Inc. of 1532 Curtis Road, Atlanta, Ga. On past orders an address of 2419 Bucknell, Lexington, Kentucky, has been used for EPT, Inc. On September 20, 1973, when these items were picked up Park used the name of Glen Evans. This was observed by agents of the Drug Enforcement Administration. William Harvey Park's only known occupation is as a mechanic.3. Since Park picked up the chemicals and items on the afternoon of September 20, 1973, agents of DEA have maintained a continual surveillance of Park. He was followed to 4036 Green Hawk Trail, DeKalb County, Georgia, where he has remained since approximately 8:30 p. m. DEA agents have walked and driven past this house on several occasions and have smelled the strong odor of ether. From a surveillance point DEA agents have observed Park and a female standing at the kitchen window, apparently over the sink, measuring and mixing what are believed to be chemicals.4. At 12:15 a. m., September 21, 1973, S/A P. W. Perry talked with Stanley Schreiber, a chemist with the DEA Regional Laboratory in Miami, Florida. Mr. Schreiber was given all the above details and information regarding the chemicals and equipment in Park's possession. Mr. Schreiber stated it would be his opinion that these chemicals could be used to manufacture PCP, Phencyclidinehydrochloride, a drug controlled under the Georgia Drug Abuse Control Act and the Federal Controlled Substances Act.5. Your affiant has talked within the past few minutes to S/A Wayne Smith, a DEA agent, and others who personally observed the activity of Park described in the paragraphs above.Like the odor of ether emanating from Park's house, this affidavit reeked with probable cause. Nevertheless, appellant attacks it on two grounds.First, he argues that the affidavit contained negligent and material misstatements, as well as deliberate omissions, thus vitiating the search warrant. Second, it is contended that the search warrant issued on information obtained by an unconstitutional search and seizure because the agents used binoculars to observe activities in Park's home.Astonishing though it may be, the original hearing on the motion to suppress was conducted on a false copy of the affidavit actually used to obtain the search warrant. Appellant had attached to his motion to suppress what he mistakenly thought to be a true copy of the affidavit. At the preliminary hearing the court reporter incorporated the information contained in the affidavit. Defense counsel then made his copy from the reporter's transcript and attached it to his motion. During one of the transcriptions several errors were made.[fn1] Pursuant to the hearing held on the inaccurate copy the District Judge found the alleged misstatements to have been immaterial and unintentional. Appellant asked for rehearing. Prior to that rehearing, the actual affidavit was discovered. This affidavit contained only one misstatement. Appellant contended that the actual affidavit was materially false and reurged his motion to suppress. The trial judge denied the motion for reconsideration, noting that the government's position had been strengthened since the actual affidavit contained only one inaccurate statement.The only misstatement in the affidavit was the statement that Park had been involved with and associated with another person who had been convicted of the illegal manufacture of drugs. In fact, the person had been convicted of the sale of illegal drugs.Park complains also that the agents failed to inform the magistrate that he has a place of business called Performance Research, where he experiments on race cars and uses various chemicals. While declining to concede that the single error and the lone omission were not deliberate, the appellant makes no showing that they were intentional, designed to deceive the judge issuing the warrant. There is no evidence in the record indicating that the misstatement was anything other than an honest mistake. Hence, we need only to determine whether the mistake and the omission were material to the existence of probable cause.If a misrepresentation in an affidavit for a search warrant is made with the intention of deceiving the magistrate it will invalidate the warrant regardless of whether the error is material to the showing of probable cause. On the other hand, if the error was unintentional, it is of no moment unless it was material to the establishment of probable cause. See United States v. Thomas, 5 Cir. 1973, 489 F.2d 664[fn2] (and cases there cited), cert. denied, 1975, 423 U.S. 844, 96 S.Ct. 79, 46 L.Ed.2d 64.As to the manufacturer/dealer mistake, we agree with the trial court that it was the previous relationship with controlled substances which was most important. This mistake could invalidate the warrant only if its correction, reviewed with the other legitimate allegations, presented a very close case on probable cause. See United States v. Belcufine, 1 Cir. 1974, 508 F.2d 58.Probable cause could easily have been found had the affidavit alleged only the following: (a) Park had a prior drug conviction; (b) Park had previously associated with a convicted drug dealer; (c) Park had purchased in the previous eight months specified chemicals and equipment which could be used in the manufacture of PCP; (d) on the day in issue, Park had picked up a specified large amount of chemicals and supplies which could be used in the manufacture of PCP, and had used the name Glen Evans in purchasing the chemicals; (e) DEA agents had surveilled Park continuously, and he had taken these chemicals to his home; (f) agents smelled the strong odor of ether coming from Park's house on the night the warrant was sought.Park's second charge of "misrepresentation" - that the affiant failed to state that Park stopped by his business after buying the chemicals and before going home - is without merit. Had the affidavit detailed this sequence, it could only have strengthened the showing of probable cause, in that Park's action of stopping at his place of business and not unloading the chemicals, but proceeding with them to his home, undermines rather than supports this suggestion that the chemicals might have been used for a valid business purpose.Park's second general attack on the validity of the warrant is that some of the information used to establish probable cause was obtained in a manner prohibited by the Fourth Amendment because one of the surveilling agents used binoculars to observe his activities in his home. The record does not clearly reveal whether the allegation that "Park and a female [were] measuring and mixing what appeared to be chemicals" was based solely on the agents' use of binoculars, nor whether the same scene could be viewed without the aid of binoculars.In any event, we do not here need to reach the question of when, if ever, the use of telescopic devices to view activities in a private home can constitute an impermissible invasion of an area in which the viewee might have a "reasonable expectation of privacy". See Katz v. United States, 1967, 389 U.S. 347, 88 S.Ct. 507, 19 L.Ed.2d 576. Our above statement of the bases of probable cause in the affidavit omits mention of the kitchen-mixing scene. We are convinced that the affidavit supported a finding of probable cause even in the absence of that description of kitchen activity - the conclusion that chemical mixing was in progress could be independently based on the strong smell of ether.Thus we pretermit the binocular "search" issue. Clarification of the circumstances, if any, in which the use by officers of binoculars can constitute a "search" must await cases in which the issue is clearly presented and necessary to the result. Cf. United States v. Minton, 4 Cir. 1973, 488 F.2d 37, cert. denied, 416 U.S. 936, 94 S.Ct. 1936, 40 L.Ed.2d 287; United States v. Grimes, 5 Cir. 1970, 426 F.2d 706; Commonwealth v. Hernley, 1970, 216 Pa.Super. 177, 263 A.2d 904, cert. denied, 401 U.S. 914, 91 S.Ct. 886, 27 L.Ed.2d 813; Annot., 48 A.L.R.3d 1178 (1973).The Consolidation of the Two IndictmentsThe appellant launches a dual attack on the consolidation of the separate indictments for one trial. He first states that the joinder was improper because it did not meet the requirements of Rule 8(a) Federal Rules of Criminal Procedure. And, secondly, if the joinder was proper, he was nevertheless prejudiced by the joint trial and the District Court should have severed the charges according to Rule 14, Federal Rules of Criminal Procedure.Park was first indicted on the gun charge, April 16, 1974.He was indicted on the drug charge, August 20, 1974.Both charges owed their origin to the illicit drug activities, including the arrest and search of September, 1973.The cases, as separate items, were on the calendar for the same day and the parties announced ready for trial. After an unrecorded bench conference, the Court announced that the indictments would be consolidated and tried together. The appellant objected to the consolidation as prejudicial, but the Court overruled the objection and proceeded to trial.The government argues that consolidation is discretionary with the trial court and that we may review only for an abuse of discretion. This is not precisely correct.[fn3]When a trial court consolidates separate indictments for trial, it makes a contract for a simultaneous hurdle of three obstacles. The first is that the offenses charged in the respective indictments could have been joined in a single indictment, Rule 13. The second is that before offenses may be joined in the same indictment they must be of the same or similar character or based on the same act or transaction or if more than one then connected together or parts of a common scheme or plan, Rule 8(a).[fn4] The third obstacle is that the joinder must not prejudice the defense, Rule 14.Misjoinder under Rule 8 is a matter of law and completely reviewable on appeal, United States v. Marionneaux, 5 Cir. 1975, 514 F.2d 1244, 1248; Tillman v. United States, 5 Cir. 1969, 406 F.2d 930, 933 n. 5, vacated on other grounds, 395 U.S. 830, 89 S.Ct. 2143, 23 L.Ed.2d 742; United States v. Friedman, 9 Cir. 1971, 445 F.2d 1076, 1082, cert. denied, 404 U.S. 958, 92 S.Ct. 326, 30 L.Ed.2d 275; Ingram v. United States, 4 Cir. 1959, 272 F.2d 567, 569. Therefore, when we review a trial court's decision to consolidate indictments, we review it, not merely for abuse of discretion but to determine as a matter of law whether the joinder was proper.The government argues that the drug charge and gun charge were properly joined under 8(a) since they met not one, but two, of the circumstances in which joinder is proper; they were based on the "same transaction" and, if not the same, they were "two transactions connected together"."`Transaction' is a word of flexible meaning. It may comprehend a series of many occurrences, depending not so much upon the immediateness of their connection as upon their logical relationship." Moore v. New York Cotton Exchange, 1926, 270 U.S. 593, 610, 46 S.Ct. 367, 371, 70 L.Ed. 750, 757; accord, United States v. Friedman, supra, 445 F.2d at 1083; Cataneo v. United States, 4 Cir. 1948,Try vLex for FREE for 3 days
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