Federal Circuits, 9th Cir. (February 11, 2000)
Docket number: 99-55029
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U.S. Supreme Court - Arizonans for Official English v. Arizona, 520 U.S. 43 (1997)
U.S. Supreme Court - Ankenbrandt v. Richards, 504 U.S. 689 (1992)
U.S. Supreme Court - Pennzoil Co. v. Texaco Inc., 481 U.S. 1 (1987)
U.S. Court of Appeals for the 5th Cir. - Phillip Lawrence, Plaintiff-Appellant, v. D.M. Mccarthy, Lieutenant General, United States Marine Corps, Commander, Marine Forces Reserve; J.M. Codega, Lieutenant Colonel, United States Marine Corps Reserve, Investigating Officer; C.C. Miller, Major, United States Marine Corps, Trial Counsel; M.E. Sayegh, Major, Trial Counsel, Defendants-Appellees., 344 F.3d 467 (5th Cir. 2003) Plaintiff-Appellant, v. D.M. Mccarthy, Lieutenant General, United States Marine Corps, Commander, Marine Forces Reserve; J.M. Codega, Lieutenant Colonel, United States Marine Corps Reserve, Investigating Officer; C.C. Miller, Major, United States Marine Corps, Trial Counsel; M.E. Sayegh, Major, Trial Counsel, Defendants-Appellees.
U.S. Court of Appeals for the 5th Cir. - Avoyelles Pblsh Co vs. Ieyoub (5th Cir. 2001)
U.S. Court of Appeals for the 9th Cir. - MOLSKI V EVERGREEN DYNASTY (9th Cir. 2007)
COUNSEL: Cynthia E. Gitt, Epstein, Becker & Green, Los Angeles, California; Richard L. Ducote, New Orleans, Louisiana, for the plaintiffs-appellants.
Frederick R. Bennett, Assistant County Counsel, Los Angeles, California; Carol A. Sobel, Santa Monica, California, for the defendants-appellees.Appeal from the United States District Court for the Central District of California; Dickran M. Tevrizian, District Judge, Presiding D.C. No. CV-98-06244-DTBefore: Sidney R. Thomas, Barry G. Silverman and Kim McLane Wardlaw, Circuit Judges.OPINIONTHOMAS, Circuit Judge:In this case, plaintiffs seek to invoke the power of the federal courts to alter the course of pending state custody proceedings. We conclude that, as to the claims that are not moot, Younger abstention requires the federal courts to refrain from interference.* H.C., a minor girl, is the subject of a bitter custody dispute in Los Angeles County Superior Court between her mother, Idelle Clarke, and her father, Ovando Cowles. Los Angeles County Superior Court Judge Sandoz initially awarded custody to Clarke, providing Cowles with limited supervised visitation. Attorney Dianna Gould-Saltman acted as H.C.'s guardian ad litem.During the prolonged custody proceedings, Judge Sandoz fell ill and Judge Koppel was assigned to the case pro tempore. On June 2, 1998, at a hearing noticed only the preceding day, but with counsel for all parties present, Judge Koppel issued an order immediately transferring custody of H.C. pendente lite from Clarke to Cowles, citing concerns about Clarke's "flight risk." The order also barred all contact between H.C. and Clarke, and bailiffs escorted Clarke to her car. Judge Koppel based her order on an ex parte conversation with the court-appointed psychiatrist.Clarke petitioned the Court of Appeal of the State of California, Second Appellate District, for a writ reversing Judge Koppel's order. The Court of Appeal denied the writ application on July 16, 1998. Clarke then filed a petition for review, or in the alternative, for remand to the Court of Appeal for rehearing, in the California Supreme Court on July 27. The California Supreme Court denied the petition on September 2. Meanwhile, on August 13, 1998, Judge Sandoz returned to the case (replacing Judge Koppel) and held a hearing on the June 2 order, which he modified to allow occasional supervised visitation by Clarke.On August 3, 1998, Clarke filed a complaint in federal district court against the Superior Court, Judge Koppel, and guardian ad litem Gould-Saltman. The complaint sought an injunction (1) ordering the Superior Court and Judge Koppel to vacate all orders rendered on and after the June 2 hearing, (2) ordering Judge Koppel's recusal from the case, and (3) enjoining the Superior Court, Judge Koppel and guardian ad litem Gould-Saltman from interfering with Clarke's custody of H.C. without following specified procedures.Defendants moved to dismiss for lack of subject matter jurisdiction under Federal Rule of Civil Procedure 12(b)(1), and for failure to state a claim under Rule 12(b)(6). The district court granted the Rule 12(b)(1) motion on October 10, 1998, holding that the Rooker-Feldman doctrine1 prevented the federal district court from reviewing the final decision of a state court. Clarke then appealed.IIA case is moot where the issues before the court no longer present a live controversy or the parties lack a cognizable interest in the outcome of the suit. See Murphy v. Hunt, 455 U.S. 478, 481 (1982). "To qualify as a case fit for federalcourt adjudication, an actual controversy must be extant at all stages of review, not merely at the time the complaint is filed." Arizonans for Official English v. Arizona, 520 U.S. 43, 67 (1997) (internal quotations and citations omitted). Because Judge Koppel has concluded her temporary assignment, the claims for relief (a) seeking her disqualification, and (b) directing her to take certain actions and refrain from others, are moot. Likewise, to the extent that the suit seeks vacation of state court orders that have already been modified, the action is moot.IIIPlaintiffs' claim seeking to enjoin the defendants against further interference with Clarke's custody arguably presents a live controversy. The district court dismissed this claim on the basis of the Rooker-Feldman doctrine, finding that because the relief sought was the vacation of a state judgment in a particular case, the federal court action was "inextricably intertwined" with the state court rulings. As the parties made clear at oral argument, however, the state proceedings are ongoing. Because we are not asked to review the merits of a final state judgment, but rather to enjoin ongoing state proceedings, we conclude that principles of abstention rather than Rooker-Feldman, govern this case. See Pennzoil Co. v. Texaco, 481 U.S. 1, 10 (1987) (requiring Younger abstention, instead of applying Rooker-Feldman , in S 1983 challenge to ongoing state civil proceedings). The record before us indicates that the Los Angeles County Superior Court has yet to enter a final judgment, although the plaintiffs petitioned for review in the California appellate courts. Nor are we asked to review a final state judgment of an order of an interlocutory nature. The order at issue could be, and in fact was, modified by the trial court. Thus, there is no final state judgment or order to which the Rooker-Feldman doctrine might relate and we need not reach the question of the doctrine's applicability to this action.Therefore, we consider whether the district court more properly should have invoked abstention pursuant to Younger v. Harris, 401 U.S. 37 (1971), as the basis for its dismissal. See Aiona v. Judiciary of the State of Hawaii, 17 F.3d 1244, 1250 n.10 (9th Cir. 1994). We may do so for the first time on appeal because Younger abstention may be raised sua sponte at any point in the appellate process. See Bellotti v. Baird, 428 U.S. 132, 143 n.10 (1976); The San Remo Hotel v. City & County of San Francisco, 145 F.3d 1095, 1103 n.5 (9th Cir. 1998).The Supreme Court in Younger "espouse[d] a strong federal policy against federal-court interference with pending state judicial proceedings." Middlesex County Ethics Comm. v. Garden State Bar Ass'n., 457 U.S. 423, 431 (1982). "Absent extraordinary circumstances, Younger abstention is required if the state proceedings are (1) ongoing, (2) implicate important state interests, and (3) provide the plaintiff an adequate opportunity to litigate federal claims." San Remo Hotel, 145 F.3d at 1103; see also Woodfeathers, Inc. v. Washington County, Oregon,Try vLex for FREE for 3 days
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