Federal Circuits, 2nd Cir. (September 12, 2005)
Docket number: 04-5479PR
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U.S. Court of Appeals for the 2nd Cir. - Nunez vs INS (2nd Cir. 2007)
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U.S. Court of Appeals for the 2nd Cir. - Elzoul vs B.C.I.S. [Summ. Ord.] (2nd Cir. 2006)
U.S. Court of Appeals for the 2nd Cir. - Johnson vs Gonzales [Summ. Ord.] (2nd Cir. 2006)
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Jorge Guttlein, Aranda & Guttlein, New York, NY, for Petitioner-Appellant.
Patricia L. Buchanan, Assistant United States Attorney (David N. Kelley, United States Attorney for the Southern District of New York; Kathy S. Marks, Assistant United States Attorney, on the brief), for Respondents-Appellees.Before: KEARSE, JACOBS, and STRAUB, Circuit Judges.STRAUB, Circuit Judge.Petitioner-appellant Arturo Rafael Guaylupo-Moya brought a petition for writ of habeas corpus pursuant to 28 U.S.C. 2241 challenging a final administrative order of removal by the Board of Immigration Appeals ("BIA"), and he now appeals from the judgment of the United States District Court for the Southern District of New York (Naomi Reice Buchwald, Judge) denying his petition in an unpublished memorandum and order. Guaylupo-Moya is a lawful permanent resident whose removal order was based on a February 3, 1997, conviction for attempted rape in the second degree in violation of New York state law. Before the District Court and on appeal, Guaylupo-Moya has argued that he is eligible for a discretionary waiver of deportation based on extreme family hardship under section 212(h) of the Immigration and Nationality Act of 1952 ("INA"), codified as amended at 8 U.S.C. 1182(h).It is uncontested that, under the law at the time of Guaylupo-Moya's conviction, he is ineligible for a section 212(h) waiver because of two provisions of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 ("IIRIRA"), Pub.L. No. 104-208, Div. C., Title III, 110 Stat. 3009-546, enacted September 30, 1996: Section 348(a) of IIRIRA amended section 212(h) to preclude family hardship waivers for lawful permanent residents convicted of an "aggravated felony," and section 321(a) of IIRIRA simultaneously expanded the definition of "aggravated felony" in a way that encompasses Guaylupo-Moya's offense. Guaylupo-Moya, however, contends that these provisions should not apply to him because his crime was committed prior to IIRIRA's enactment. Under the law when the offense was committed, his conviction would not have been classified an aggravated felony, and section 212(h) relief would have been available.In making this argument, Guaylupo-Moya relies primarily on Beharry v. Reno, 183 F.Supp.2d 584 (E.D.N.Y.2002) (Weinstein, J.), rev'd on jurisdictional grounds sub nom. Beharry v. Ashcroft, 329 F.3d 51 (2d Cir.2003), which held that it would violate United States treaty obligations and customary international law to apply IIRIRA's restrictions on section 212(h) relief to an alien whose disqualifying criminal conduct occurred prior to IIRIRA's enactment. To avoid the perceived violation of international law, Beharry1 ruled that section 212(h) should be interpreted to allow waivers for otherwise-eligible aliens who "have been convicted of an `aggravated felony' as defined after they committed their crime, but which was not so categorized when they committed the crime." Beharry, 183 F.Supp.2d at 605. On appeal, we reversed Beharry for lack of subject matter jurisdiction due to a failure to exhaust administrative remedies. See Beharry v. Ashcroft, 329 F.3d at 62-63 (explaining that petitioner never sought relief under section 212(h) before the BIA). But we did not reach the merits of Beharry's international law rationale, see id. at 63, and we have not done so in any subsequent case.The facts of Guaylupo-Moya's case fall squarely within the parameters of Beharry and require us to confront that decision directly. In doing so, we now find that the Beharry decision, while commendable for its efforts and concern for human interests, cannot support the remedy it attempted to provide. In its most doctrinally sound form, Beharry urges that where a statute is ambiguous, we should construe the statute to conform to the principles of international law. Congress, however, plainly provided that IIRIRA's restriction on 212(h) relief and expanded definition of an aggravated felony should apply retroactively. Because Congress's intent is clear, it displaces any inconsistent norms of customary international law or prior treaty obligations. For this reason, we need not reach a number of controversial issues underlying the Beharry decision, including: whether the international law sources cited by Beharry actually rise to the level of customary international law; the extent to which international law, in general, can influence the construction and application of even ambiguous statutes; and whether domestic law actually is in conflict with the cited principles of international law. Our holding is thus a limited one: Even if we were to accept several controversial premises in the Beharry decision as true, the result in this case is controlled by Congress's plainly stated intent that IIRIRA's restrictions on section 212(h) relief apply retroactively.We thus find that Guaylupo-Moya is not eligible for section 212(h) relief, and we further find Guaylupo-Moya's additional argument ? that it is an impermissible ex post facto application of the law to classify him as an aggravated felon ? to be unavailing. The judgment of the District Court is thus affirmed.I. BACKGROUNDA. Statutory ContextThe benchmark for modern immigration law is the Immigration and Nationality Act of 1952, Pub.L. No. 82-414, 66 Stat. 163, codified as amended at 8 U.S.C. 1101 et seq. In pertinent part, section 212(a) of the INA, codified as amended at 8 U.S.C. 1182(a), lists grounds rendering an alien inadmissible to the United States, including prior criminal activity.2 Section 212(h) of the INA provides that the "Attorney General may, in his discretion, waive the application" of certain crime-related grounds for inadmissibilityin the case of an immigrant who is the spouse, parent, son, or daughter of a citizen of the United States or an alien lawfully admitted for permanent residence if it is established to the satisfaction of the Attorney General that the alien's denial of admission would result in extreme hardship to the United States citizen or lawfully resident spouse, parent, son, or daughter of such alien . . . .8 U.S.C. 1182(h)(1)(B) (2000). Section 212(h) thus allows both lawful permanent residents and unlawful aliens to obtain discretionary waivers from exclusion or deportation based on such extreme family hardship.3Prior to IIRIRA, such waivers were available where the exclusion or deportation was based on any of a broad range of criminal acts, but with IIRIRA's enactment on September 30, 1996, Congress substantially limited the availability of section 212(h) relief by providing: No waiver shall be granted under this subsection in the case of an alien who has previously been admitted to the United States as an alien lawfully admitted for permanent residence if either since the date of such admission the alien has been convicted of an aggravated felony or the alien has not lawfully resided continuously in the United States for a period of not less than 7 years immediately preceding the date of initiation of proceedings to remove the alien from the United States.IIRIRA § 348(a), 110 Stat. at 3009-639 (amending 8 U.S.C. 1182(h)).4 Section 348(a) of IIRIRA, as interpreted by the BIA and as applied by the Immigration and Naturalization Service ("INS"),5 thus precludes lawful permanent residents who commit aggravated felonies from obtaining section 212(h) relief, even though unlawful aliens who commit the same offenses are still eligible for such relief. See Jankowski-Burczyk v. INS, 291 F.3d 172 (2d Cir.2002) (upholding section 348(a) of IIRIRA against a challenge under the Equal Protection Clause).IIRIRA heightened the impact of section 212(h)'s new aggravated felony limitation by simultaneously broadening the INA's definition of "aggravated felony." See IIRIRA § 321(a), 110 Stat. 3009-627 (amending 8 U.S.C. 1101(a)(43)). The term "aggravated felony" had been introduced in 1988 as section 101(a)(43) of the INA and was initially defined to include only murder, drug trafficking, and illicit trafficking in a firearm or destructive device (as well as any attempt or conspiracy to commit such crimes). See Anti-Drug Abuse Act of 1988, Pub.L. No. 100-690 Title VII, Subtitle J, § 7342, 102 Stat. 4181, 4469-70 (codified at 8 U.S.C. 1101(a)(43)). Congress had expanded the definition on multiple occasions thereafter,6 but, prior to IIRIRA, several crimes-such as crimes of violence or theft offenses-only qualified as aggravated felonies if the sentence imposed involved at least five years' imprisonment. See, e.g., 8 U.S.C. 1101(a)(43)(F), (G) (1994). IIRIRA, however, provided that those crimes would constitute aggravated felonies if they resulted in imprisonment of as little as one year or more. See IIRIRA § 321(a)(3), (4), 110 Stat. at 3009-627 (amending 8 U.S.C. 1101(a)(43)(F), (G)). IIRIRA also defined aggravated felonies to include "rape[] or sexual abuse of a minor" regardless of the term of imprisonment imposed. See IIRIRA § 321(a)(1), 110 Stat. at 3009-627 (amending 8 U.S.C. 1101(a)(43)(A)).B. Facts and Procedural History7Guaylupo-Moya was born on March 29, 1931 and is a native and citizen of Ecuador. He was admitted to the United States on January 7, 1970, as a lawful permanent resident and has lived in the United States since that time. He is married to a United States citizen and has children who are also United States citizens. On December 24, 1996, Guaylupo-Moya pleaded guilty to one count of attempted rape in the second degree in violation of New York Penal Law § 130.30(1), which makes it illegal to engage in sexual intercourse with a person less than fifteen years old when one is eighteen years old or more. The charge arose out of acts occurring between September 1, 1996, and September 30, 1996. On February 3, 1997, he was sentenced to a term of five years' probation and his conviction was entered.The INS served Guaylupo-Moya with a Notice to Appear on August 18, 1999, alleging that he is removable from the United States pursuant to INA section 237(a)(2)(A)(iii), codified at 8 U.S.C. 1227(a)(2)(A)(iii), as an alien convicted of an aggravated felony. The "aggravated felony" designation is based on 8 U.S.C. 1101(a)(43)(A), as amended by section 321(a)(1) of IIRIRA, which expanded the definition of an aggravated felony to include "rape[] or sexual abuse of a minor." See IIRIRA § 321(a)(1), 110 Stat. at 3009-627 (amending 8 U.S.C. 1101(a)(43)(A)); see also 8 U.S.C. 1101(a)(43)(U) (defining "aggravated felony" to include an attempt to commit any offense described in subsection (a)(43)). Prior to IIRIRA and at the time of the commission of the offense, the attempted rape likely would have been deemed a "crime of violence" but would have qualified as an aggravated felony only if it resulted in five years' imprisonment or more. See 8 U.S.C. 1101(a)(43)(F) (1994). Because Guaylupo-Moya was sentenced to five years' probation, he would not have been deemed an aggravated felon under the law prior to IIRIRA.In opposing his deportation, Guaylupo-Moya argued that he is eligible for a waiver of inadmissibility and deportation under sections 212(c) and 212(h).8 The IJ rejected these claims and ordered that Guaylupo-Moya be removed. The BIA affirmed the IJ's decision without opinion on September 10, 2001. On June 3, 2002, Guaylupo-Moya filed his habeas petition with the District Court, arguing that he is eligible for relief under section 212(c) as it existed prior to AEDPA and under 212(h) as construed by the United States District Court for the Eastern District of New York in Beharry v. Reno, 183 F.Supp.2d 584 (E.D.N.Y.2002).The District Court stayed the petition while the Beharry decision was being appealed. After Beharry was vacated for lack of jurisdiction, Guaylupo-Moya filed a motion to reopen to exhaust his administrative remedies as to his request for pre-AEDPA section 212(c) relief and for section 212(h) relief under Beharry. On November 21, 2003, the BIA denied the motion to reopen, declining to follow Beharry as to the request under section 212(h). Guaylupo-Moya then amended his habeas petition to reflect the BIA's denial of the motion to reopen and its rejection of Beharry.The District Court denied the amended petition for writ of habeas corpus. First, the District Court found Guaylupo-Moya ineligible for 212(c) relief because he pleaded guilty after the April 24, 1996 effective date of the Antiterrorism and Effective Death Penalty Act ("AEDPA"). See AEDPA § 440(d), 110 Stat. at 1277 (precluding aliens convicted of aggravated felonies from receiving section 212(c) relief where their convictions were entered on or after the effective date of AEDPA); INS v. St. Cyr, 533 U.S. 289, 326, 121 S.Ct. 2271, 150 L.Ed.2d 347 (2001) (holding that " § 212(c) relief remains available for aliens . . . whose convictions were obtained through plea agreements and who, notwithstanding those convictions, would have been eligible for § 212(c) relief at the time of their plea under the law then in effect"). The District Court also found that Guaylupo-Moya is ineligible for 212(h) relief, as amended by section 348 of IIRIRA, which precludes such relief for permanent resident aliens convicted of an aggravated felony. The District Court found that Congress was perfectly clear in its intent to apply section 348 of IIRIRA retroactively. The court further explained that IIRIRA's expanded definition of an "aggravated felony" clearly applies retroactively and covers Guaylupo-Moya's offense even though it would not have been an aggravated felony under the law at the time of its commission.Turning to the Beharry argument, the District Court recognized that Guaylupo-Moya fits into the "narrow class of individuals subject to deportation for an act that was not deemed an aggravated felony at the time of commission." The court wrote, however, that "with all respect we disagree with the international law rationale advanced in Beharry," and it concluded that based on "the clear intent of Congress in its amendment of § 212(h), petitioner, as an aggravated felon, is not entitled to a `compassionate hearing.'"II. DISCUSSIONGuaylupo-Moya timely appealed from the judgment denying his habeas petition, but, on appeal, he only contends that he is eligible for relief under section 212(h) of the INA and does not contend that he is eligible for relief under section 212(c). In reviewing a district court's decision to deny a petition for writ of habeas corpus, we review the court's legal conclusions de novo and review factual findings supporting the decision for clear error. See Marrero Pichardo v. Ashcroft, 374 F.3d 46, 50 (2d Cir.2004). In this case, there is no dispute as to any factual finding.Instead, the issues raised in this appeal solely concern whether the relevant provisions of IIRIRA may be applied to restrict relief under section 212(h) in the case of an alien, like Guaylupo-Moya, who was convicted of an offense after IIRIRA's enactment but whose crime was committed prior to IIRIRA's passage. Our decision today marks an addition to the line of cases in this Circuit on the retroactive effect of certain provisions of the Antiterrorism and Effective Death Penalty Act ("AEDPA"), Pub.L. No. 104-132, Title IV, 110 Stat. 1214, enacted April 24, 1996, and IIRIRA, enacted September 30, 1996 (collectively, "the 1996 Acts"). This case, however, raises unique issues in two respects. First, prior decisions in this Circuit have focused primarily on the 1996 Acts' effect on section 212(c) of the INA; we have not addressed the retroactivity issue with respect to section 212(h). Second, this appeal requires us to confront directly the argument presented in Beharry v. Reno that IIRIRA's retroactive application to aliens seeking section 212(h) relief should be limited to avoid an alleged conflict with international law.Ultimately, our decision today is controlled by Congress's unambiguous intent that the relevant amendments to the INA enacted by IIRIRA shall apply retroactively. This intent is the dispositive factor both for our traditional analysis employed in the section 212(c) context and for our determination that Beharry, with its international law rationale, cannot support relief for Guaylupo-Moya.A. Analyzing the Retroactivity Issue Under Second Circuit PrecedentIn this Circuit, we have yet to address the retroactivity of IIRIRA's restrictions on relief under section 212(h), but we have developed a significant line of case law with respect to AEDPA's and IIRIRA's retroactive application to INA section 212(c) ? a since-repealed provision that, similar to section 212(h), allowed for discretionary relief from exclusion or deportation.9 Beginning with St. Cyr v. INS ("St. Cyr I"), 229 F.3d 406 (2d Cir.2000), aff'd, INS v. St. Cyr ("St. Cyr II"), 533 U.S. 289, 121 S.Ct. 2271, 150 L.Ed.2d 347 (2001), we have primarily addressed these retroactivity issues using the two-part framework provided by Landgraf v. USI Film Products, 511 U.S. 244, 114 S.Ct. 1483, 128 L.Ed.2d 229 (1994). Landgraf provides a mechanism for implementing the "deeply rooted" presumption that legislation should not have a retroactive effect unless Congress speaks plainly to the contrary. See St. Cyr I, 229 F.3d at 412 (quoting Landgraf, 511 U.S. at 265, 114 S.Ct. 1483). Under this framework, a court must first determine whether Congress "has expressly prescribed the statute's proper reach" ? i.e., whether Congress clearly intended a retroactive application. See id. at 413 (quoting Landgraf, 511 U.S. at 280, 114 S.Ct. 1522). If Congress has spoken clearly, "the inquiry is over and the court must implement Congress's intent" unless doing so would be unconstitutional. Restrepo v. McElroy, 369 F.3d 627, 631 (2d Cir.2004). But if Congress's intent is ambiguous, a court proceeds to the second step: determining whether applying a statute to prior conduct would have a "retroactive effect" ? i.e., whether it would change the legal consequences of past events. See St. Cyr I, 229 F.3d at 413 (citing Landgraf, 511 U.S. at 280, 114 S.Ct. 1483). Such an effect triggers the presumption against retroactivity, requiring a court to construe the statute to avoid upsetting settled expectations and producing unfair results. See id. at 412-13.In St. Cyr I, we applied this framework to find that section 440 of AEDPA ? which restricted the availability of section 212(c) relief for aggravated felons ? and section 304 of IIRIRA ? which eliminated section 212(c) relief altogether ? could not apply to aliens who pleaded guilty prior to the enactment of the 1996 Acts. We found, first, that Congress did not unambiguously provide for the relevant provisions' retroactive application. See St. Cyr I, 229 F.3d at 413-16. In particular, with respect to IIRIRA's repeal of section 212(c), we noted that the provision governing the temporal reach of the repeal simply provided for an effective date, and we found that provision insufficiently clear for the purposes of the first Landgraf step. See id. at 414 (discussing impact of effective date provided in section 309(a) of IIRIRA); see also St. Cyr II, 533 U.S. at 317, 121 S.Ct. 2271 (declaring that "the mere promulgation of an effective date for a statute does not provide sufficient assurance that Congress specifically considered the potential unfairness that retroactive application would produce"). Proceeding to the second step of the Landgraf analysis, we found that, prior to the 1996 Acts, aliens often pleaded guilty to crimes in reliance on the possibility of obtaining a waiver of deportation under section 212(c). See St. Cyr I, 229 F.3d at 417-21. Thus we found that eliminating section 212(c) relief for such aliens changed the legal consequences of relevant prior conduct ? the guilty plea ? and that disturbing those aliens' settled expectations triggered the Landgraf presumption against retroactivity. See id. at 419-20. In affirming our decision, the Supreme Court similarly focused on the act of pleading guilty in reliance on section 212(c) as the key conduct triggering the fairness concerns underlying Landgraf. See St. Cyr II, 533 U.S. at 320-26, 121 S.Ct. 2271.Following St. Cyr I, we held in Domond v. INS, 244 F.3d 81 (2d Cir.2001), that AEDPA's restriction on section 212(c) relief can apply to criminal conduct pre-dating the statutes where the conviction occurred after the relevant statutory enactment. We explained that such an application of AEDPA or IIRIRA had no "retroactive effect" because it did not change the legal consequences of criminal conduct; it is the conviction, not the underlying criminal act, that bars relief under section 212(c). See id. at 85-86. Citing dicta in St. Cyr I, we further found that, in contrast to aliens who may have pleaded guilty in reliance on section 212(c), "it cannot reasonably be argued that aliens committed crimes in reliance on a hearing that might possibly waive their deportation." Id. at 86 (citing St. Cyr I, 229 F.3d at 418-19). Domond was decided before the Supreme Court's decision in St. Cyr II, but we have reaffirmed that Domond is controlling and that the mere fact that criminal conduct pre-dates AEDPA or IIRIRA does not trigger any retroactivity concerns under the second Landgraf step. See Khan v. Ashcroft, 352 F.3d 521, 523-24 (2d Cir.2003); see also Restrepo, 369 F.3d at 632. In other cases, we have further held that aliens choosing to go to trial prior to the 1996 Acts, as opposed to those pleading guilty, were not detrimentally relying on the availability of 212(c) relief and thus cannot succeed under a Landgraf analysis. See Rankine v. Reno, 319 F.3d 93, 99-102 (2d Cir.2003), cert. denied sub nom. Lawrence v. Ashcroft,Try vLex for FREE for 3 days
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