x BERNABE ENCARNACION, Plaintiff-Appellant, v. EDWARD DANN, Deputy Superintendent of Security, HANS WALKER, Superintendent, Auburn Correctional Facility, J. R. ROURKE, (2nd Cir. 2003)

Federal Circuits, 2nd Cir. (November 07, 2003)

Docket number: 02-0312


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US Code - Title 42: The Public Health and Welfare - 42 USC 1983 - Sec. 1983. Civil action for deprivation of rights

U.S. Supreme Court - Heck v. Humphrey, 512 U.S. 477 (1994)

U.S. Court of Appeals for the 2nd Cir. - Patrick Graham, Plaintiff-Appellant, v. R.J. Henderson, Former Superintendent, Auburn Correctional Facility; Hans Walker, Superintendent, Auburn Correctional Facility; Lieutenant v. Mahunik; Sergeant M. Vasquez; C. Ciaschi, Correction Officer; Gary Anthony, Industrial Superintendent, Auburn Correctional Facility; William A. Gabak, General Foreman; John Nelson Decker, I.T.S., Defendants-Appellees., 89 F.3d 75 (2nd Cir. 1996) Plaintiff-Appellant, v. R.J. Henderson, Former Superintendent, Auburn Correctional Facility; Hans Walker, Superintendent, Auburn Correctional Facility; Lieutenant v. Mahunik; Sergeant M. Vasquez; C. Ciaschi, Correction Officer; Gary Anthony, Industrial Superintendent, Auburn Correctional Facility; William A. Gabak, General Foreman; John Nelson Decker, I.T.S., Defendants-Appellees.

U.S. Court of Appeals for the 2nd Cir. - Travis Jackson-Bey, Plaintiff-Appellant, v. Robert Hanslmaier, Superintendent of Woodbourne Correctional Facility, Lieutenant Jones, Watch Commander At Woodbourne Correctional Facility, Individually and in Their Official Capacities, Philip Coombe, Commissioner of New York, Department of Correctional Services, Sylvia A. Laguna, Director of the Inmate Grievance Resolution Committee, Defendants-Appellees., 115 F.3d 1091 (2nd Cir. 1997) Plaintiff-Appellant, v. Robert Hanslmaier, Superintendent of Woodbourne Correctional Facility, Lieutenant Jones, Watch Commander At Woodbourne Correctional Facility, Individually and in Their Official Capacities, Philip Coombe, Commissioner of New York, Department of Correctional Services, Sylvia A. Laguna, Director of the Inmate Grievance Resolution Committee, Defendants-Appellees.

U.S. Court of Appeals for the 2nd Cir. - John Leather, Plaintiff-Appellant, v. Michael Ten Eyck, Individually, Thomas Lindert, Individually, Carmine Restivo, Jr., Individually, Daniel Stevens, Individually, Robert Thoubboron, Individually, and the County of Putnam, New York, Defendants-Appellees., 180 F.3d 420 (2nd Cir. 1999)


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UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT SUMMARY ORDER THIS SUMMARY ORDER WILL NOT BE PUBLISHED IN THE FEDERAL REPORTER AND MAY NOT BE CITED AS PRECEDENTIAL AUTHORITY TO THIS OR ANY OTHER COURT, BUT MAY BE CALLED TO THE ATTENTION OF THIS OR ANY OTHER COURT IN A SUBSEQUENT STAGE OF THIS CASE, IN A RELATED CASE, OR IN ANY CASE FOR PURPOSES OF COLLATERAL ESTOPPEL OR RES JUDICATA.

At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, at Foley Square, in the City of New York, on the 7th day of November, two thousand and three.

PRESENT:

Hon. John M. Walker, Jr., Chief Judge, Hon. Richard J. Cardamone, Hon. Joseph M. McLaughlin, Circuit Judges.

BERNABE ENCARNACION, Plaintiff-Appellant, -v.- No. 02-0312

EDWARD DANN, Deputy Superintendent of Security, HANS WALKER, Superintendent, Auburn Correctional Facility, J.R. ROURKE, Captain, R. PFLUEGER, Correctional Officer, S. THOMPSON, Correctional Officer, and B. SMITH, Correctional Officer, all in their official and individual capacities, Defendants-Appellees.

APPEARING FOR APPELLANT: BERNABE ENCARNACION, pro se Pine City, NY APPEARING FOR APPELLEES: JULIE S. MERENSON, Assistant Solicitor General (Peter Schiff, Senior Counsel, Eliot Spitzer, Attorney General, on the brief), Albany, NY Appeal from the United States District Court for the Northern District of New York (David N. Hurd, District Judge)

UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the judgment of the said district court be and it hereby is AFFIRMED.

Plaintiff-appellant Bernabe Encarnacion appeals from a judgment of the district court granting summary judgment to several correctional officials at Auburn Correctional Facility ("Auburn") on his claim that they violated his Eighth Amendment rights by failing to protect him from another inmate whom he was later convicted of murdering, as well as his claim that they violated his due process rights by placing him in solitary confinement after his conviction, without a proper hearing and based upon the insufficient evidence at his murder trial.

The claims in Encarnacion's 42 U.S.C. § 1983 action stemmed from events related to two altercations between him and Daniel Roberts while both were inmates at Auburn. Although Encarnacion claimed that he was defenseless against Roberts' first attack in June 1996, he was eventually convicted of stabbing Roberts to death during the second assault, in August 1996. Following the conviction, officials at Auburn sentenced Encarnacion to ten years in solitary confinement. Encarnacion contended that he filed an inmate grievance challenging his wrongful murder conviction and subsequent solitary confinement, but that he never received a response to his grievance. He also alleged that although Auburn officials were aware of how dangerous Roberts was, they neither separated Roberts from the general prison population nor responded to Encarnacion's letter request for protection from the inmate.

In September 2002, the district court granted defendants'

motion for summary judgment, finding that Encarnacion's letter to the prison personnel informing them that he feared future attacks by Roberts was sufficient to satisfy the exhaustion requirements of the Prison Litigation Reform Act ("PLRA"), 42 U.S.C. §

1997(e). The district court then concluded that the indisputable fact that a jury convicted Encarnacion of second-degree murder was conclusive against him on the Eighth Amendment claim, and that Encarnacion's injuries were caused by his aggression against Roberts and subsequent murder conviction, not by the defendants'

failure to protect.

This Court reviews de novo the district court's decision to dismiss Encarnacion's claims on summary judgment. Miller v. Wolpoff & Abramson, L.L.P., 321 F.3d 292, 300 (2d Cir. 2003).

Although it is unclear whether Encarnacion actually exhausted his administrative remedies, he nevertheless has failed to show a violation of his rights under the Eighth Amendment, and thus the district court properly granted summary judgment to the defendants on his failure to protect claim. As a preliminary matter, Encarnacion, in invoking the federal court's authority to entertain his failure to protect claim in this § 1983 action, must show that "(i) he personally has suffered some actual or threatened injury as a result of [the] defendants' putatively illegal conduct; (ii) the injury is fairly traceable to the challenged action; and (iii) the injury is likely to be redressed by a favorable decision." Jackson-Bey v. Hanslmaier, 115 F.3d 1091, 1095 (2d Cir. 1997). He cannot overcome this initial hurdle.

Encarnacion suffered no actual injury from the defendants'

alleged failure to provide him protection from Roberts, whom he murdered. All of his alleged injuries stemmed from his affirmative act of murder, rather than any failure on the part of the defendants. See Barnes v. Anderson, 202 F.3d 150, 158-59 (2d Cir. 1999); Pearl v. City of Long Beach, 296 F.3d 76, 80 n.2 (2d Cir. 2002). Moreover, this court is precluded, under Heck v. Humphrey, 512 U.S. 477, 486-87 (1994), from providing Encarnacion the result he seeks: essentially, a reversal of his murder conviction, and release from solitary confinement, in addition to monetary damages. Heck bars § 1983 damages actions in which a judgment in the plaintiff's favor would necessarily imply the invalidity of a conviction or sentence, where, as here, such conviction or sentence has not yet been invalidated, reversed on direct appeal, or called into question by the issuance of a writ of habeas corpus. Thus, because Encarnacion has failed to cross the initial threshold of causation in bringing his § 1983 action, the district court properly granted summary judgment to the defendants on his Eighth Amendment claim.

The court also properly granted summary judgment on the due process claim. Reading the pleadings liberally in Encarnacion's favor, see Graham v. Henderson, 89 F.3d 75, 79 (2d Cir. 1996), it appears that his due process claim primarily centers on trial error and issues that either were raised and decided against him or could have been raised in his state proceedings, including his direct appeal. Encarnacion is precluded from raising those claims in his federal civil rights action, see Leather v. Eyck, 180 F.3d 420, 424 (2d Cir. 1999); Kulak v. City of New York, 88

F.3d 63, 71 (2d Cir. 1996), and this Court is required to give preclusive effect to the conviction, which has been affirmed on appeal. Heck, 512 U.S. at 486-87. With respect to alleged deficiencies in the institutional hearing that resulted in his sentence of solitary confinement, the record reveals no constitutional violation. Thus, the district court properly granted summary judgment to the defendants on Encarnacion's due process claim.

We have carefully considered all of appellant's arguments and find them to be without merit.

For the reasons set forth above, the judgment of the district court is hereby AFFIRMED.

FOR THE COURT:

Roseann B. MacKechnie, Clerk By:

Lucille Carr, Deputy Clerk

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