Federal Circuits, 6th Cir. (July 15, 2002)
Docket number: 00-6611
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US Code - Title 29: Labor - 29 USC 626 - Sec. 626. Recordkeeping, investigation, and enforcement
US Code - Title 29: Labor - 29 USC 623 - Sec. 623. Prohibition of age discrimination
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John B. Rayson (briefed), Penny A. Arning (argued and briefed), Kramer, Rayson, Leake, Rodgers & Morgan, Knoxville, TN, for Defendant-Appellee.
Before: DAUGHTREY and MOORE, Circuit Judges; SIMPSON, District Judge.*OPINIONMOORE, Circuit Judge.Plaintiff-Appellant Betty Weigel appeals the district court's grant of summary judgment to Defendant-Appellee Baptist Hospital of East Tennessee ("BHET"). Weigel's suit alleged that BHET violated the Age Discrimination in Employment Act ("ADEA") by: (1) discriminating against her on the basis of her age in the terms and conditions of her employment while she worked as a nurse at BHET; (2) refusing to rehire her following her resignation on the basis of her age; and (3) refusing to rehire her in retaliation for her earlier complaints concerning age-based discrimination at BHET. The district court concluded that: (1) Weigel's claims relating to discrimination at BHET arising before her resignation were time-barred; (2) Weigel could not show that BHET's nondiscriminatory reasons for not rehiring her were pretextual; and (3) Weigel had not established a prima facie case of retaliation based upon BHET's refusal to rehire her because she could not show a causal connection between her protected conduct and BHET's adverse hiring decision. For the reasons stated below, we AFFIRM the district court's decision.I. FACTS AND PROCEDUREA. Weigel's Employment at BHETWeigel was hired as a nurse by BHET in 1994. At that time, Weigel was fifty-six years old. For most of her tenure at BHET, Weigel worked in the Birthing Center at BHET's Knoxville hospital. Weigel's work records reveal that she had recurring attendance problems and exhibited some difficulty cooperating with superiors and coworkers. Weigel's performance evaluations marked "Performance Improvement Required" in the area of "Attendance & Punctuality," indicating that Weigel's "levels of performance are less than job standards" in this area. Joint Appendix ("J.A.") at 132-33, 142-43, 150-51, 156-57 (Performance Evaluations). Weigel received a number of oral and written warnings and one three-day suspension for absenteeism while at BHET. Weigel's employment records also indicated that she received negative marks for refusing to perform duties as a "charge nurse" and "preceptor."According to Weigel, her supervisors at BHET made work assignments and disciplinary decisions in a manner that discriminated against older nurses. Weigel claims that older, more experienced nurses were required to assume more work responsibilities than younger nurses. Weigel contends that younger nurses received more favorable treatment than older nurses when they asked to leave work for medical- or family-related reasons. Weigel also contends that she was unfairly disciplined for absences from work while younger nurses received no disciplinary action for similar instances of absenteeism.Weigel never filed a formal grievance relating to her complaints about discrimination and unfair treatment. However, she did voice her concerns to her superiors on a number of occasions. On May 17, 1996, she met with Frank Ensworth in BHET's Human Resources Department to discuss her claims of unfair treatment. Weigel's notes state that she also met with Donna Herrin, President of Nursing, on November 25, 1997, concerning her complaints.On April 30, 1998, Weigel resigned from her position at BHET without giving the hospital two-weeks notice as required by BHET policy. According to hospital policy, Weigel's failure to provide the requisite two-weeks notice rendered her ineligible for rehire at BHET. J.A. at 177 (Baptist Health System Employee Handbook at 40) ("All employees are requested to give a notice of two (2) weeks.... Employees failing to give proper notice will not be eligible for rehire."). In his affidavit, J. Scott Shaffer, Vice President of Human Resources, explained that only he and Herrin possess the authority to waive the policy and rehire a former employee who had resigned without notice. Shaffer stated that the policy is "rarely waived" and "[w]hen it is waived, it is almost always for an applicant who has a critical skill, not otherwise readily available." J.A. at 412.Upon her departure from BHET, Weigel completed an exit questionnaire. On the questionnaire, she marked four areas as "satisfied," including "Relationship with Coworkers," "Department Orientation," "Ability to Influence Work Area," and "Opportunities for Promotion." She marked the remaining ten categories as "unsatisfied." In response to a question asking whether she would be willing to remain at BHET under a more favorable arrangement, Weigel marked "no." She also wrote a number of comments on the questionnaire expressing her complaints about BHET, including those relating to age discrimination. Weigel's comments included the following:2 [Benefits] ? Have been nurse (RN) for almost 40 years, never have worked at place you were penalized for using benefits.3 [Hours] ? Was "bumped" to [night shift] 7P-7A when stepped down to part-time position ? younger RN returned with [full time] day position made available to her.. . . .8 [Relationship with Manager] ? Manager was partial to younger staff (Recruited and hired younger employees[)].11 [Staff Training Opportunities] ? Majority of staff not competent in all areas as job description implies, ex, OR-scrubbing tech, etc.J.A. at 124 (Exit Questionnaire). On the questionnaire, Weigel explained her "[r]eason for separation" as follows:Had voiced concerns ... with present and past Presidents of Nursing, Nurse Manager without any positive response. Nurse Manager and President of Nursing have copies of discriminatory acts over past 2 years with favoritism to younger staff.Was advised by legal counsel (attorney) to terminate employment with ETBH because of lack of response from administration and for my "self preservation."J.A. at 125. Weigel also noted her suggestions for improving BHET, including ensuring that "[p]ay reflects years of experience," hiring "qualified management with `people' skills" who can "communicate with people in [an] impartial way," and "enabling the staff to use benefits." J.A. at 125.B. Weigel's Application for Rehire at BHETDespite her negative experiences at BHET, Weigel decided to reapply for employment as a PRN nurse in BHET's Birthing Center in December of 1998. PRN nurses provide "as needed" services and are used to fill temporary gaps in staffing. Weigel asserts that she discussed returning to work at BHET with Dr. Greg Glover, the Director of Obstetrics. Weigel testified in her deposition that Dr. Glover told her that Herrin had informed him that Weigel would be eligible for rehire despite her failure to give two-weeks notice prior to her resignation. In her affidavit, Herrin admitted that Dr. Glover recommended Weigel for rehire, but denied ever approving Weigel's eligibility for rehire.On December 29, 1998, Weigel met with Deana Bowers, the interim Nurse Manager of the Birthing Center at BHET, to discuss Weigel's return to work at the hospital. What transpired at the meeting is disputed. Weigel believes that she informed Bowers about her failure to give two-weeks notice prior to her resignation from BHET and that "it was brought up that I would not have come back for an interview unless I had known that I was eligible for re-hire." J.A. at 95 (Weigel Dep. at 51). Weigel claims that Bowers offered her a position at BHET during the meeting, and told Weigel that "Baptist would be happy to have [Weigel] back in their employment, in their obstetrical unit." J.A. at 91 (Weigel Dep. at 35). Weigel did not speak with anyone from Human Resources at that meeting and did not complete an employment application at that time.Bowers denies making Weigel an offer of employment at the December 29 meeting. In her affidavit, Bowers stated that she "make[s] it a point to tell applicants that I do not have authority to make a job offer." J.A. at 165 (Bowers Aff. at 3). She further explained that "Human Resources made such offers pending the results of a pre-employment physical and drug screen, after checking the references on the applicant's application form, and, in the case of former employees, reviewing the employee's personnel file." J.A. at 165.On January 8, 1999, Weigel again met with Bowers and submitted her completed application. According to Weigel, Bowers told her that her orientation would start the next week. Weigel also contends that after she left Bowers's office, Bowers announced to several staff members who were standing nearby that Weigel would be returning to work at BHET. Bowers admits that when she took Weigel's application to the Human Resources department on that day, she recommended that Weigel be offered a job. Bowers contends, however, that "at the time [she] made this recommendation, ... [she] had no knowledge of Ms. Weigel's work record at BHET or of any of the problems she had had." J.A. at 165.On January 8, 1999, the same day that Weigel submitted her completed application, Bowers interviewed another candidate, Pam White, for a PRN nurse position in the Birthing Center. White was forty-two years old at the time of her interview. White was hired by BHET on February 2, 1999.On January 19 and 26, 1999, Weigel called and left telephone messages for Bowers requesting information about her employment. On February 3, 1999, Weigel spoke with Bowers on the telephone. Bowers told Weigel that the hospital did not have a position at that time because Herrin had placed a "freeze" on hiring due to a projected low patient census for the early part of 1999.Subsequently, BHET has asserted other reasons, in addition to the low patient census, for its decision not to rehire Weigel. In her affidavit, Bowers stated that she encountered Frank Ensworth shortly after taking Weigel's application to Human Resources. Ensworth suggested that Bowers review Weigel's personnel file before offering her a position, because Weigel had not left on positive terms. After reviewing the file, Bowers asked her supervisor, Brenda Collins, to review the file as well. Collins and Bowers discussed the contents of the file with Herrin, and the three collectively decided not to offer Weigel a job at that time. According to Bowers, the decision was "based upon several factors," including:Ms. Weigel's attendance record, her attitude problem and lack of teamwork with her co-workers in the Birthing Center (several nurses expressed to me the opinion that Ms. Weigel should not be rehired: Amy Watson, Penny McNutt and Julie Palmer), the nature of Ms. Weigel's comments on the exit questionnaire, her resignation without notice, and the fact that there was then a very low census in the Birthing Center.... Age was not a factor in our decision.J.A. at 166 (Bowers Aff. at 4).Ensworth's affidavit discusses the hiring process at BHET. In his affidavit, Ensworth explained that "[t]he Human Resources department is responsible for overseeing the hiring process at BHET." J.A. at 171. According to Ensworth, the normal process is for an applicant to be reviewed initially by the managers of the department in which the job opening exists, who then make recommendations to Human Resources. Ensworth claims that "[a]t the time Ms. Weigel applied for a PRN position only the Human Resources Department made job offers on behalf of BHET." J.A. at 171.C. Legal ProceedingsOn February 25, 1999, Weigel met with Attorney Stephen T. Hyder, her counsel in the instant appeal, to discuss her legal rights. This was the last full work day before March 1, 1999, which was the 300th day after Weigel had resigned from her position at BHET. This date is significant because under 29 U.S.C. 626(d)(2), a plaintiff must file a charge with the Equal Employment Opportunity Commission ("EEOC") within 300 days of a discriminatory act, or any claims arising from that act will be dismissed as untimely. See Janikowski v. Bendix Corp., 823 F.2d 945, 947 (6th Cir.1987). Hyder, however, was in the midst of trial preparation and could not meet with Weigel again until March 5, 1999. On that day, Hyder drafted an EEOC charge, had Weigel sign it, and mailed it. The charge was received by the EEOC on March 8, 1999. On March 30, 1999, the EEOC issued a right to sue letter to Weigel.On June 3, 1999, Weigel filed suit against BHET in the United States District Court for the Eastern District of Tennessee. The complaint alleged that Weigel had been discriminated against on the basis of her age in the terms and conditions of her employment between June 1994 and April 30, 1998. The complaint further alleged that BHET had decided not to offer Weigel a position as a PRN nurse in February 1999, and instead offered the position to a substantially younger applicant. On August 7, 2000, Weigel filed a motion to amend the pretrial order to add a claim alleging that BHET refused to rehire her in retaliation for her opposition to age discrimination at the hospital.On October 23, 2000, the district court entered an order granting plaintiff's motion to amend the complaint and granting defendant's motion for summary judgment. The court found that Weigel's claims relating to discriminatory treatment during her tenure at BHET were time-barred, because Weigel's EEOC charge was filed more than 300 days after her resignation. The court then determined that Weigel had not made her prima facie case of retaliation, because a reasonable jury could not find a causal connection between Weigel's opposition to age discrimination and BHET's decision not to rehire her. The court found that although Weigel had established a prima facie case that she was not hired due to age discrimination, Weigel had offered "no strong evidence to refute the many performance related reasons the defendant proffers for its decision not to rehire the plaintiff" and had similarly "not strongly refute[d]" BHET's patient census explanation. J.A. at 21. Weigel filed a timely notice of appeal.II. ANALYSISA. Standard of ReviewWe review de novo a grant of summary judgment. See Gen. Elec. Co. v. G. Siempelkamp GmbH & Co., 29 F.3d 1095, 1097 (6th Cir.1994). Summary judgment is proper only if there is no genuine issue as to any material fact and the moving party is entitled to a judgment as a matter of law. Fed.R.Civ.P. 56(c). This court must look beyond the pleadings and assess the proof to determine whether there is a genuine need for trial. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). The proper inquiry is whether the evidence is such that a reasonable jury could return a verdict for the plaintiff. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986); Street v. J.C. Bradford & Co., 886 F.2d 1472, 1476-80 (6th Cir.1989). "Rule 56(c) mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). In conducting the summary judgment analysis, this court must view all inferences to be drawn from the underlying facts in the light most favorable to the nonmoving party. See Gen. Elec. Co., 29 F.3d at 1097-98.B. Pre-Resignation Discrimination ClaimsWeigel appeals the district court's determination that her claims relating to the conditions of her employment during her tenure at BHET are time-barred. In Tennessee, which has state laws prohibiting age discrimination, a plaintiff's ADEA claim will be dismissed as untimely if the plaintiff fails to file a charge within 300 days of the discriminatory action. 29 U.S.C. 626(d)(2); Jackson v. Richards Med. Co., 961 F.2d 575, 578-79 (6th Cir. 1992) (noting that Tennessee is a "deferral" state, subject to 300-day limitations period). The ADEA's filing period is not jurisdictional in nature. "Rather, the ADEA filing period is more in the nature of a statute of limitations that is subject to equitable modification." Id. at 578. Weigel concedes that her EEOC charge was filed several days after the 300th day following her resignation, which would render all claims arising from conduct that preceded her departure from BHET untimely. Weigel contends, however, that the district court erred in failing to equitably toll the limitations period because her attorney's workload prevented him from addressing her claim until after the limitations period had expired. Weigel also contends that she has demonstrated a "continuing violation," which connects the discriminatory acts occurring outside the limitations period to acts that occurred within the 300-day period.This court reviews a district court's decision regarding equitable tolling for abuse of discretion. Truitt v. County of Wayne, 148 F.3d 644, 648 (6th Cir.1998). In Truitt, we identified five factors that should be considered in deciding whether to equitably toll a limitations period:1) lack of notice of the filing requirement; 2) lack of constructive knowledge of the filing requirement; 3) diligence in pursuing one's rights; 4) absence of prejudice to the defendant; and 5) the plaintiff's reasonableness [in] remaining ignorant of the particular legal requirement.Id. In light of these factors, the district court did not abuse its discretion. Weigel admits that she consulted with an attorney, Marilyn Hudson, "concerning my claims against this Defendant" immediately prior to the time of her resignation. J.A. at 285 (Weigel Aff. at 1). Constructive knowledge of a time limit will usually be imputed when the plaintiff retains an attorney within the limitations period. Jackson, 961 F.2d at 579. Moreover, the fact that Weigel waited until the last working day before the expiration of the limitations period to consult Attorney Hyder suggests a lack of diligence on her part. Therefore, the district court did not abuse its discretion in refusing to equitably toll the statute of limitations.Weigel next attempts to save her pre-resignation claims under the "continuing violation" theory. This circuit has recognized that "where there is an ongoing, continuous series of discriminatory acts, they may be challenged in their entirety as long as one of those discriminatory acts falls within the limitations period." Haithcock v. Frank, 958 F.2d 671, 677 (6th Cir.1992). As evidence of a continuing violation, Weigel cites the fact that BHET continued to advertise a day-shift nurse position in the Birthing Center from the time of her resignation until February 1, 1999. Weigel claims that BHET's refusal to hire her in early 1999, despite continuously having an opening since her resignation, demonstrates that BHET's refusal to hire her was part of a continuous series of discriminatory acts that stretched from the time she was employed at BHET to the time that she was ultimately refused employment in early 1999."To establish a continuing violation, plaintiff must first produce evidence of a `current' violation taking place within the limitations period. Second, plaintiff must show that the current violation ... is indicative of a pattern of similar discriminatory acts continuing from the period prior to the limitations period." Gallagher v. Croghan Colonial Bank, 89 F.3d 275, 278 (6th Cir.1996). Thus, the current violation (the one occurring within the limitations period) must be sufficiently similar or related to the time-barred acts, such that it can be said that the acts are all part of the same pattern of discrimination. See Haithcock, 958 F.2d at 678 (noting acts were "sufficiently interconnected to satisfy the definition of continuing violations"). The discriminatory conduct also must be continuous or ongoing. See id. at 677. The doctrine is designed to address circumstances where discrimination becomes increasingly apparent as discrete acts build over time to reveal a pattern or practice. See Bell v. Chesapeake & Ohio Ry. Co., 929 F.2d 220, 224 (6th Cir.1991).Applying these basic principles, Weigel has not shown a continuing violation. Weigel's pre-resignation claims relate to discriminatory terms and conditions of employment. She claims that older nurses were saddled with greater work burdens and were given less flexibility in scheduling their hours and taking sick leave than younger workers. This conduct ceased to affect Weigel once she resigned from BHET in 1998. The current violation ? BHET's refusal to hire ? relates to BHET's hiring practices, not to how nurses are treated on the job. Weigel was in an entirely different position in relation to BHET at the time of the current violation than she was during the pre-resignation incidents. Moreover, the gap in time ? eight months ? between Weigel's resignation and her unsuccessful bid to return to BHET demonstrates that the hospital's discriminatory acts were not continuous, at least with respect to Weigel.In sum, we determine that the district court correctly found Weigel's pre-resignation claims of age discrimination to be time-barred. Weigel's EEOC charge was filed more than 300 days after she resigned from BHET, so all claims arising from acts of discrimination occurring prior to her resignation are untimely.C. Discriminatory Hiring ClaimWeigel also claims that BHET discriminated against her on the basis of her age when it refused to rehire her for the PRN position eight months after her resignation, and instead hired a substantially younger candidate. Because Weigel presented no direct evidence of age discrimination, the district court analyzed her case under the burden-shifting framework articulated in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973). The district court initially concluded that Weigel had demonstrated a prima facie case of age discrimination, because "[s]he was more than 40 years old. She was subjected to an adverse employment decision; she was not rehired. A reasonable trier of fact could determine that she was qualified for the position, and a reasonable trier of fact could determine that she was replaced by a substantially younger person." J.A. at 20. Therefore, the court turned to BHET's proffered nondiscriminatory reasons: "(1) that the hospital did not anticipate needing more birthing staff as it expected a slow period in its birthing department, and (2) that the defendant did not want to rehire the plaintiff based on her previous employment record with BHET." J.A. at 21. The court concluded that no reasonable trier of fact could find that these reasons were pretextual, and that summary judgment for the defendant was warranted.Under the McDonnell Douglas burden-shifting framework, once the plaintiff establishes a prima facie case of intentional discrimination, the burden shifts to the defendant to articulate a nondiscriminatory reason for its actions. The defendant bears only the burden of production; the burden of persuasion remains with the plaintiff at all times. Texas Dep't of Cmty. Affairs v. Burdine, 450 U.S. 248, 253, 101 S.Ct. 1089, 67 L.Ed.2d 207 (1981). Once the defendant has articulated a nondiscriminatory reason for its decision, the presumption of discrimination that arises from the plaintiff's prima facie case disappears and the plaintiff must have the opportunity to show that the defendant's proffered explanation is merely a pretext for discrimination. Id. at 255-56, 101 S.Ct. 1089. This circuit has recognized three primary routes to proving pretext: the plaintiff may show "either (1) that the proffered reasons had no basis in fact, (2) that the proffered reasons did not actually motivate his discharge, or (3) that they were insufficient to motivate discharge." Manzer v. Diamond Shamrock Chems. Co., 29 F.3d 1078, 1084 (6th Cir.1994) (quotation omitted). "[A] plaintiff's prima facie case, combined with sufficient evidence to find that the employer's asserted justification is false, may permit the trier of fact to conclude that the employer unlawfully discriminated," although such a showing might not "always be adequate to sustain a jury's finding of liability." Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 148, 120 S.Ct. 2097, 147 L.Ed.2d 105 (2000).Upon review of the record, we can find no material facts showing BHET's nondiscriminatory explanations to be pretextual. BHET initially alleges that Weigel was not eligible for rehire due to her failure to give two-weeks notice upon her resignation in April of 1998. The evidence in the record clearly supports BHET's contention that its policy was to rehire employees who had resigned without notice only in exceptional circumstances, which were not present in Weigel's case.Weigel has presented some facts to dispute BHET's notice explanation; but the factual disputes raised by Weigel are not material. Weigel claims that she was told by Dr. Glover that Herrin told him that Weigel was eligible for rehire despite her failure to give notice. As BHET correctly points out, however, this evidence is inadmissible double hearsay insofar as it offers Dr. Glover's out-of-court statement to prove an out-of-court statement made by Herrin, which in turn is offered for its truth. Therefore, Dr. Glover's statement cannot be considered for the purposes of summary judgment. Wiley v. United States, 20 F.3d 222, 226 (6th Cir.1994). Weigel also claims that Bowers offered her a job at the December interview even though Bowers knew about Weigel's failure to give notice. Any dispute about what Bowers said to Weigel during the December meeting is immaterial, however, because Weigel does not contradict the statements of Shaffer, Bowers, and Ensworth indicating that Bowers did not have the authority to waive the notice requirement or make hiring decisions.BHET also cites Weigel's poor attendance record during her previous term of employment with BHET as a reason for not rehiring her. In response, Weigel claims that similarly situated younger nurses were not disciplined as severely as older nurses for absenteeism. Weigel's allegations, even if true, do not demonstrate a material issue of fact as to whether BHET's absenteeism explanation is pretextual. In order to show that an employer's proffered nondiscriminatory explanation is pretext on the grounds that a similarly situated employee received disparate treatment for the same conduct, "the plaintiff and the employee with whom the plaintiff seeks to compare himself or herself must be similar in all of the relevant aspects." Ercegovich v. Goodyear Tire & Rubber Co., 154 F.3d 344, 352 (6th Cir. 1998) (quotation omitted). The younger nurses that Weigel identifies are not similarly situated to her insofar as they did not resign and then seek to be rehired by BHET. In addition, Weigel's deposition testimony identifies only a few isolated instances of unexcused absences by younger nurses. There is no evidence to suggest that any younger nurses exhibited systematic absenteeism problems similar to Weigel's. Thus, Weigel has not made the necessary showing that similarly situated employees "engaged in misconduct of `comparable seriousness.'" Harrison v. Metro. Gov't of Nashville, 80 F.3d 1107, 1115 (6th Cir.) (quotation omitted), cert. denied,Try vLex for FREE for 3 days
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