Federal Circuits, 7th Cir. (August 08, 2000)
Docket number: 99-2442
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Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 99-CV-2167--Suzanne B. Conlon, Judge.[Copyrighted Material Omitted]
Before Bauer, Diane P. Wood, and Evans, Circuit Judges.Diane P. Wood, Circuit Judge.Boguslaw Fornalik is a seventeen year old whom the Immigration and Naturalization Service (INS) is trying to deport to Poland even though his mother, father, and three brothers are all living in the United States. (Because other members of his family also play important parts in this case, we refer to each individual by his first name.) After proceeding through various INS administrative channels, he filed this habeas corpus action, alleging that he is entitled to immediate permanent resident status by virtue of his father's permanent residency. Meanwhile, he also filed a petition to proceed as an abused child of a lawful permanent resident, a status created by Congress as part of the Violence Against Women Act of 1994 (VAWA), 42 U.S.C. sec. 13981 et seq. (1994). The district court dismissed Boguslaw's habeas petition after the INS had independently determined that he had established a prima facie case under the VAWA, but before it had rendered a final decision.Between the district court's disposition and our consideration of the case, the Vermont Service Center of the INS notified Boguslaw that it had placed his case in deferred action status for at least fifteen months. At roughly the same time, the Chicago office of the INS told this court that it intends to remove him anyway. No Act of Congress requires us to permit this type of inconsistent treatment and we will not. We therefore reverse the judgment of the district court and remand with instructions to enforce the order from the Vermont Service Center that places Boguslaw in deferred status.* A.Boguslaw's story begins with his father, Ryszard Fornalik, who participated in the 1995 "Diversity Immigrant" visa lottery established under 8 U.S.C. sec. 1153(c). This program established 55,000 immigrant visa numbers that are allocable to citizens of countries that, in recent years, have not been well represented in the flow of immigrants to the United States. Citizens of eligible countries apply and their applications are chosen at random. In 1995, Poland was an eligible country. Ryszard took advantage of that fact, entered the United States, and was successful in the visa lottery. On August 22, 1995, Ryszard's status was adjusted to lawful permanent resident. At this point, Ryszard's wife, Helena, and sons, Boguslaw and Kryzsztof, anticipated that they, too, would come to the United States as permanent residents. The three were coming not merely to join Ryszard in the United States, but also to obtain better medical care for Kryzsztof, who suffers from Epidermolysis Bullosa, a rare genetic skin disorder that requires continuous medication. In September 1996, all three arrived in the United States on tourist visas. Thinking that he was going to stay here, Boguslaw (then 13) enrolled in a local school and, from all indications, began living the life of a typical American teenager.Ordinarily, when a family intends to immigrate to the United States, the most difficult hurdle has been surmounted once one member becomes a permanent resident (or, better still, a United States citizen). This is because of a general principle in United States immigration law that sets family unity as one of the principal goals of the statutory and regulatory apparatus. In fact, the original title of the Immigration Act of 1990 was the "Family Unity and Employment Opportunity Immigration Act of 1990." See H.R. Rep. 101-723(II) (1990), reprinted in 1990 U.S.C.C.A.N. 6779. The Immigration and Naturalization Act (INA) itself provides that "[a] spouse or child . . . shall be entitled to the same status, and the same order of consideration provided in the respective subsection, if accompanying or following to join, the spouse or parent." 8 U.S.C. sec. 1153(d). Sometimes, however, the complexities of the immigration laws overwhelm this basic principle.That is what happened here. The specific problem lay in the rapid expiration of visa numbers reserved through the Diversity Visa program. Under 8 U.S.C. sec. 1154(a)(1)(G) (ii)(II), these visas expire at the end of the fiscal year in which they are issued (September 30). Ryszard's adjustment of status was finalized on August 22, which meant that he and his family had only a little more than a month to arrange their affairs. Apparently, for reasons that are unclear, Ryszard did not place any requests with the INS to proceed with his family's cases at that time. Boguslaw alleges that Ryszard appeared personally at the American Consulate in Warsaw at some point within four months of his adjustment (but not before September 30), but the record does not reveal what he tried to do when he was there. In any event, when the family came to the United States in 1996, they did not have the immigrant visas to which they would have been entitled as derivative beneficiaries of a successful diversity applicant.Ordinarily, the fact that Boguslaw did not get a visa number by September 30, 1995, would be the end of the story. The INS points out repeatedly that diversity visa numbers are valid only through the end of the fiscal year in which they are issued. But once again, the rules have their exception. As a result of various administrative problems in Poland's 1995 diversity visa program, Congress carved out a special exception that applies only to diversity visas, only to Poland, and only to the 1995 program, which is found in sec. 637 of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (IIRIRA), 110 Stat. 3009-546. That section commands the Attorney General to grant a diversity visa, without regard to any numerical or priority limitations, to any Polish applicant who: (1) was selected as a diversity immigrant under such section for fiscal year 1995; (2) applied for adjustment of status to that of an alien lawfully admitted for permanent residence pursuant to section 245 of such Act during fiscal year 1995, and whose application, and any associated fees, were accepted by the Attorney General, in accordance with applicable regulations; (3) was not determined by the Attorney General to be excludable under section 212 of such Act or ineligible under section 203(c)(2) of such Act; and (4) did not become an alien lawfully admitted for permanent residence during fiscal year 1995.IIRIRA sec. 637(a).Boguslaw applied for an adjustment of status to permanent resident alien under this statutory provision. The INS district director denied his request, reasoning that sec. 637 does not apply to Boguslaw's case because he did not meet the requirements of sec. 637(a)(2)--specifically, the requirement of an application for adjustment of status some time during fiscal year 1995.In October 1997, Boguslaw, along with his mother and brothers, received notices to appear before an immigration judge. However, as a result of a variety of INS administrative errors and his mother's change of address, the timetable for removing his mother and brothers has become quite different from his own, meaning that the Chicago office of the INS intends to send Boguslaw back to Poland by himself. The INS is unconcerned about this, indicating at oral argument that Boguslaw can receive care from his nonagenarian grandmother (about whose physical, mental, and financial condition there is nothing in the record) and that its interpretation of the statutes and regulations relating to his case permits this deportation. Surprisingly, the INS could not articulate an agency policy regarding at what age an unaccompanied child would not be deported alone to a country in which he has not lived for nearly four years, but the subsequent course of this case allows that question to be left for another day.B.Facing return to Poland alone, Boguslaw took two steps that affect the present appeal. First, on March 26, 1999, he filed a petition under Form I-360, which is entitled "Petition for Amerasian, Widow, or Special Immigrant." That petition, as required by law, was submitted to the INS Vermont Service Center, which processes all such forms. Second, on April 1, 1999, he filed his habeas corpus petition in the United States District Court for the Northern District of Illinois. The habeas corpus petition, which we discuss first, was based on the theory that Boguslaw is entitled to an immediate adjustment of status, while the Form I-360 procedure was based on his unfortunate condition as an abused child of a visa recipient.In the habeas corpus action, Boguslaw argued principally that the INS itself is at fault for his irregular status. In his view, it had a duty to notify the American Consulate in Warsaw of Ryszard's success in the diversity lottery and subsequent adjustment of status. By failing to do so, it undermined what would otherwise be Boguslaw's clear entitlement to permanent residency in the United States as a derivative beneficiary of his father. He points to a 1995 State Department Cable that discusses procedures for processing "following to join" applicants. That cable says that "[u]nder current procedures, INS notifies both NVC [the National Visa Center] and posts of the adjustment of status of a principal applicant." The INS counters that it has no duty to inform derivative beneficiaries of a principal immigrant's adjustment of status and that it notifies consular posts only after being prompted to do so. Finding no specific statutory or regulatory command that imposes a duty of notification, we accept for present purposes the INS's position that it did not have a duty to notify the American Consulate of Ryszard's adjustment without any action on the family's part (though we make no ruling on the point).A closer examination of the complex statutes involved here, however, shows that the underlying merits do not turn solely on Boguslaw's failure to pursue a visa in 1995. Rather, it appears that the entire fiasco was the result of Ryszard's failure to file Form I-824, entitled "Application for Action on an Approved Application or Petition," which would have instructed the Service to inform the American Consulate in Warsaw that his adjustment of status application had been approved. Had this happened, then Boguslaw would be right--the INS would have had a duty to notify the Consulate, which would in turn have sent him "Packet Three," the State Department's shorthand for the initial materials containing an application for an immigrant visa. See Procedural Note 5 to Foreign Affairs Manual sec. 42.33, reprinted in Gordon, et al., Immigration Law and Procedure sec. 992.12 (Rev'd Ed. 1999); Operations Instructions of the Immigration and Naturalization Service sec. 245.7(a) (describing procedures for forwarding principal alien's adjustment of status form to consular posts). So, the failure in this case is attributable not to Boguslaw, who was a boy of twelve years at the end of fiscal year 1995, but rather to his father.This course of events illustrates an unfortunately common problem with the family- based immigration regime. Derivative beneficiaries are just that--derivativemeaning that they have few rights of their own and instead depend on the competence and cooperation of the principal immigrant. That led Congress to authorize the alternative route Boguslaw took in his Vermont application. Recognizing that ordinarily aligned family interests may become skewed when the principal alien misuses his power over the immigration status of the derivative beneficiaries, Congress included a section in the VAWA that allows abused spouses and children to petition the INS themselves. 8 U.S.C. sec. 1154(a)(1)(B). (We note that the Supreme Court's recent decision in United States v. Morrison, 120 S. Ct. 1740 (2000), holding unconstitutional another section of the VAWA, 42 U.S.C. sec. 13981, was limited to that particular section of the statute and did not suggest that it was striking down the entire law. See id. at 1748. The section before us now, 8 U.S.C. sec. 1154(a) (1)(B), rests on Congress's plenary power over immigration. See, e.g., Sale v. Haitian Centers Council, Inc., 509 U.S. 155, 201 (1993); Kleindienst v. Mandel, 408 U.S. 753, 766 (1972). Nothing in Morrison casts doubt on its constitutionality.) To apply for protection under this provision, a spouse or child files Form I- 360, entitled "Petition for Amerasian, Widow, or Special Immigrant." INS approval of this petition allows a formerly dependent potential immigrant to file on her or his own behalf, thereby avoiding the problems created by the usual dependence on the principal alien.The question that eventually must be resolved in Boguslaw's case is how to reconcile these two statutory regimes--the application requirement of IIRIRA sec. 637 and the VAWA exception for abused dependents. No one in this case has yet explored whether an INS finding of abuse affects the proper interpretation of the application requirement of IIRIRA sec. 637, but it was such a finding that prompted the action of the Vermont Service Center. Boguslaw details in his brief the sad deterioration of his family situation. Arguments degenerated into physical fights, and Boguslaw himself was the target of physical abuse from his father. His mother left the household and obtained a court order of protection against Ryszard. This issue is not properly before us at present, but it may be cognizable at some point if Boguslaw is frustrated again in his effort to correct his father's omissions and then takes an appeal to this court.The habeas corpus proceedings and the Form I- 360 proceedings have been moving along in tandem. The district court dismissed the habeas corpus case, reasoning that under sec. 242(g) of the IIRIRA, codified at 8 U.S.C. sec. 1252(g), it did not have subject matter jurisdiction over Boguslaw's case. In so ruling, it construed Boguslaw's claim as one that arose from a decision of the Attorney General to "commence removal proceedings" against him. It further concluded that, even if subject matter jurisdiction were present, Boguslaw did not state a claim because he failed to apply for a visa in 1995, taking his case out of those covered by sec. 637 of the IIRIRA. After the district court's dismissal but before our consideration of this appeal, the Vermont Service Center rendered its final decision on Boguslaw's I-360 petition. It granted his request, indicating that he now should either petition for adjustment of status (if in the United States) or request further action (if outside). More importantly, the INS also included a "Notice of Deferred Action," which informed Boguslaw thatIn the exercise of its prosecutorial discretion, the Service has decided to place this case under deferred action. Deferred action is an administrative choice to give some cases lower priority for removal. The Service does not anticipate instituting action for removal in this case at this time.. . .Deferred action will remain in effect for a period of fifteen (15) months from the date of this notice [August 16, 1999], unless terminated earlier by the Service for reasonable cause and upon appropriate notice.The INS did not address this action in its brief to this court, nor did it consider the notice relevant when we inquired about it during oral argument. Since we heard arguments in this case, the INS granted a similar petition for Boguslaw's mother, though it appears she is still on a different timetable than her son.IIA.The essential problem in this case comes from the interaction (or lack thereof) between the INS's August 16 decision to place Boguslaw in deferred action status after granting his petition to proceed as a self-petitioning child of an abusive lawful permanent resident and the decision of the Chicago office that prompted his case. Despite having nearly a month to think about the proper way to reconcile these two outstanding orders (since the Vermont Service Center rendered its final decision on August 16 and the INS's brief to this court was due on September 14), the INS offered no additional help in its brief.At oral argument, the INS finally addressed the issue, repeatedly maintaining that it is not proper for us to consider its most recent action, consisting of the notice sent to Boguslaw informing him that "[i]n the exercise of its prosecutorial discretion, the Service has decided to place this case under deferred action." This is a very strange claim, especially because the preliminary determination by the INS notifying Boguslaw that he had established a prima facie case under the self-petitioning provisions of the VAWA was included in the record on appeal. In any event, this court and at least one other Court of Appeals have specifically held that we may take judicial notice of official INS actions. Opoka v. INS, 94 F.3d 392, 394-95 (7th Cir. 1996) (taking judicial notice of a motion to reopen BIA proceedings); Lising v. INS,Try vLex for FREE for 3 days
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