Appeal from the United States District Court for the Northern District of Florida. (No. 97-00001-CV-MMP), Maurice M. Paul, Judge.
Before CARNES, Circuit Judge, and RONEY and HILL, Senior Circuit Judges.
CARNES, Circuit Judge:
Stephen and Patrice Boyes own property in Gainesville, Florida that is allegedly contaminated with petroleum waste as a result of service stations previously owned or operated by Shell Oil Company ("Shell") and Tenneco Oil Company ("Tenneco"). The Boyes sued Shell and Tenneco for violations of the Resource Conservation and Recovery Act ("RCRA"),
42 U.S.C. 6901-6992, seeking an injunction requiring remediation of the contamination. They also asserted various state law claims. On the basis of Burford abstention and, alternatively, the primary jurisdiction doctrine, the district court dismissed the RCRA claims without prejudice. In its analysis, the court relied heavily on 376.308(5) of the Florida Statutes, which prohibits the Boyes' suit for remediation. The district court then declined to exercise its supplemental jurisdiction over the state law claims. The Boyes appeal.
In Part I of this opinion, we outline the RCRA and its regulatory scheme and Florida's State Underground Petroleum Environmental Response Act and its regulatory scheme. We then describe the facts and procedural history of the case. Part II contains the standard of review. In Part III, we briefly outline Burford abstention and the primary jurisdiction doctrine and their applicability in a preemption case. We then provide a general discussion of federal preemption and proceed to consider whether Florida law is preempted by the RCRA.
As we explain in Part III, the RCRA neither expressly preempts all state law, nor occupies the entire field of underground storage tank regulation. However, 376.308(5) of the Florida Statutes is in direct conflict with
42 U.S.C. 6972, the RCRA citizen suit provision, and is thus preempted under the Supremacy Clause of the Constitution. Because 376.308(5) is preempted, we conclude that the district court erred in dismissing the Boyes' suit against Shell and Tenneco.
I. BACKGROUND
A. FEDERAL STATUTORY FRAMEWORK
In 1976, Congress enacted the Resource Conservation and Recovery Act ("RCRA"),
42 U.S.C. 6901-6992, "to promote the protection of health and the environment...."
42 U.S.C. 6902(a). The "RCRA is a comprehensive environmental statute that governs the treatment, storage, and disposal of solid and hazardous waste." Meghrig v. KFC Western, Inc.,
516 U.S. 479 , 483, 116 S.Ct. 1251, 1254, 134 L.Ed.2d 121 (1996) (citation omitted). As part of the RCRA, Congress provided for federal regulation of underground storage tanks. See
42 U.S.C. 6991-6991i. The Environmental Protection Agency ("EPA") subsequently promulgated release detection, prevention and corrective action regulations for underground storage tanks, and those regulations are enforceable by the EPA Administrator. See id. 6991b; 40 C.F.R. pt. 280 (1999).
A state underground storage tank program, however, can operate "in lieu of the Federal program" if the EPA Administrator formally approves the state program.
42 U.S.C. 6991c(d)(2). The EPA Administrator must approve a state program if, "after notice and opportunity for public comment," he determines that the program complies with the RCRA provisions and "provides for adequate enforcement of compliance...." Id. 6991c(d)(1). The RCRA also contains a citizen suit provision which grants federal district courts jurisdiction to hear suits against any person alleged to be in violation of any RCRA regulation or against any person for "past or present ... storage ... or disposal of any solid or hazardous waste which may present an imminent and substantial endangerment to health or the environment." Id. 6972(a).
B. STATE STATUTORY FRAMEWORK
In 1986, under the State Underground Petroleum Environmental Response Act, Florida adopted the Early Detection Incentive ("EDI") program. See Fla. Stat. 376.3071(9). If a site contaminated by petroleum waste from an underground storage tank is accepted into the EDI program, Florida will absorb the full cost of remediating the site. See 376.3071(9)(b). The Florida Department of Environmental Protection ("FDEP") assigns each contaminated site a priority ranking and undertakes remediations in accordance with those rankings. See 376.3071(5). Florida later enacted 376.308(5), which prohibits any person from pursuing any "administrative or judicial action" to require remediation of a contaminated site that is eligible for the EDI program before the state has committed funding for the remediation. See 376.308(5).
C. FACTS AND PROCEDURAL HISTORY
From 1958 to mid-1982, Shell Oil Company ("Shell") owned and operated a gasoline service station at 404 South Main Street in Gainesville, Florida. From 1980 to late 1985 or early 1986, Tenneco Oil Company ("Tenneco") leased property at 403 South Main Street in Gainesville, Florida on which a gasoline station was located. The 403 and 404 South Main Street sites are across the street from each other at an intersection. Both sites are contaminated with petroleum waste. The 403 South Main Street site that Tenneco leased was accepted into Florida's EDI program in October 1987; the 404 South Main Street site that Shell owned was accepted into the EDI program in October 1988.
The Boyes purchased 602 South Main Street, also in Gainesville, Florida, in July 1992. In March 1996, they purchased 601 South Main Street. The intersection where the 403 and 404 South Main Street properties are located is approximately two city blocks from the sites currently owned by the Boyes. The FDEP recognizes the Boyes' property as being within a plume of underground petroleum contamination that must be addressed during the remediation of the Shell and Tenneco sites.
Pursuant to
42 U.S.C. 6972(c), the Boyes gave written notice to Shell, Tenneco, Mobil, the EPA, and the FDEP on June 19, 1996 of their intent to file suit under the RCRA. They filed suit against Shell, Tenneco, and Mobil on January 2, 1997. Counts I and II alleged violations of the RCRA,
42 U.S.C. 6972(a)(1)(A) and (B) respectively, and sought a permanent injunction requiring the removal of the entire petroleum contamination and its adverse impacts, as well as costs and attorney fees. Counts III, IV, V, VI and VII raised various state law claims and sought compensatory damages, as well as costs and attorney fees.
On October 23, 1988, the district court dismissed without prejudice Counts I and II, the RCRA counts, on the grounds that the district court was abstaining from exercising its jurisdiction based on the Burford abstention doctrine and, in the alternative, on the primary jurisdiction doctrine. Having abstained from exercising jurisdiction over the federal law counts, the district court also declined to exercise its supplemental jurisdiction over the Boyes' pendant state law claims, Counts III, IV, V, VI and VII, and dismissed them without prejudice. The Boyes filed this appeal.
II. STANDARD OF REVIEW
While we ordinarily review the grant of motions to dismiss or summary judgment de novo, see Parks v. City of Warner Robins, Georgia,
43 F.3d 609, 612-13 (11th Cir.1995), "a district court's decision to abstain will only be reversed upon a showing of abuse of discretion." Rindley v. Gallagher,
929 F.2d 1552, 1554 (11th Cir.1991) (citations omitted). "An abuse of discretion occurs if the judge fails to apply the proper legal standard or to follow proper procedures in making the determination...." American Civil Liberties Union of Georgia v. Barnes,
168 F.3d 423, 427 (11th Cir.1999) (quoting In re Hillsborough Holdings Corp.,
127 F.3d 1398, 1401 (11th Cir.1997) (internal citation and quotation omitted)).
III. DISCUSSION
A. ABSTENTION
The decision that gave Burford abstention its name is Burford v. Sun Oil Co.,
319 U.S. 315, 63 S.Ct. 1098, 87 L.Ed. 1424 (1943). In a later case, the Supreme Court summarized Burford abstention as follows:
Where timely and adequate state-court review is available, a federal court sitting in equity must decline to interfere with the proceedings or orders of state administrative agencies: (1) when there are difficult questions of state law bearing on policy problems of substantial public import whose importance transcends the result in the case then at bar; or (2) where the exercise of federal review of the question in a case and in similar cases would be disruptive of state efforts to establish a coherent policy with respect to a matter of substantial public concern.
New Orleans Pub. Serv., Inc. v. Council of the City of New Orleans,
491 U.S. 350, 361, 109 S.Ct. 2506, 2514, 105 L.Ed.2d 298 (1989) (citations and internal quotations omitted). The purpose of Burford abstention is to "protect[ ] complex state administrative processes from undue federal interference...." Id. at 362, 109 S.Ct. at 2515.
The primary jurisdiction doctrine is similarly concerned with protecting the administrative process from judicial interference. See United States v. Western Pac. R.R. Co.,
352 U.S. 59, 63, 77 S.Ct. 161, 165, 1 L.Ed.2d 126 (1956). It is "a doctrine specifically applicable to claims properly cognizable in court that contain some issue within the special competence of an administrative agency. It requires the court to enable a 'referral' to the agency, staying further proceedings so as to give the parties reasonable opportunity to seek an administrative ruling." Reiter v. Cooper,
507 U.S. 258, 268, 113 S.Ct. 1213, 1220, 122 L.Ed.2d 604 (1993) (citations omitted). "[T]he main justifications for the rule of primary jurisdiction are the expertise of the agency deferred to and the need for a uniform interpretation of a statute or regulation." County of Suffolk v. Long Island Lighting Co.,
907 F.2d 1295, 1310 (2nd Cir.1990) (citations omitted). In the context of this case, Burford abstention and the primary jurisdiction doctrine are "different labels for the same thing." PMC, Inc. v. Sherwin-Williams Co.,
151 F.3d 610, 619 (7th Cir.1998).
Abstention under Burford and under the primary jurisdiction doctrine is rarely, if ever, appropriate when federal law preempts state law. See Baggett v. Department of Prof'l Regulation, Bd. of Pilot Comm'rs,
717 F.2d 521, 524 (11th Cir.1983) ("When, because of preemption, a particular state proceeding is beyond its regulatory authority, the need for protection of the state's comprehensive regulatory scheme, to the extent that it is legitimate, lends no support for abstention...."). The parties agree that abstention was inappropriate in this case if the RCRA preempted Florida law. What they disagree about, and what is the decisive issue in this case, is whether federal law preempted otherwise applicable Florida law.
B. PREEMPTION
Congressional intent governs our determination of whether federal law preempts state law. See Gade v. National Solid Wastes Mgmt. Ass'n,
505 U.S. 88, 96, 112 S.Ct. 2374, 2381, 120 L.Ed.2d 73 (1992) (plurality). If Congress so intends, "[p]re-emption ... is compelled whether Congress' command is explicitly stated in the statute's language or implicitly contained in its structure and purpose." Id. at 98, 112 S.Ct. 2374 (citation and quotation omitted). The Supreme Court has recognized three types of preemption: (1) express preemption, where the statute contains "explicit pre-emptive language," (2) field preemption, "where the scheme of federal regulation is so pervasive as to make reasonable the inference that Congress left no room for the States to supplement it," and (3) conflict preemption, "where compliance with both federal and state regulations is a physical impossibility, or where state law stands as an obstacle to the accomplishment and execution of the full purposes and objectives of Congress." Id. (citations and quotations omitted).
The RCRA does not expressly preempt Florida's program. There is no statutory directive that requires the RCRA to displace all state laws regulating underground storage tanks. Field preemption is equally inapplicable. Congress explicitly sought to establish "a viable Federal-State partnership to carry out" the purposes of the statute.
42 U.S.C. 6902(a)(7). Congress provided for cooperative agreements pursuant to which a state could implement the RCRA regulations. See id. 6991b(h)(7)(A). Moreover, a state can operate its own underground storage tank program in lieu of federal regulation, provided it obtains the explicit approval of the EPA Administrator. See id. 6991c(d). The RCRA also expressly permits a state to adopt underground storage tank requirements that are more stringent than the federal program. See id. 6991g. As the Fourth Circuit has put it, instead of comprehensively preempting state law, the RCRA "seems to contemplate state law action...." Feikema v. Texaco, Inc.,
16 F.3d 1408, 1413 (4th Cir.1994); see also Blue Circle Cement, Inc. v. Board of County Comm'rs of the County of Rogers,
27 F.3d 1499, 1504 (10th Cir.1994) (finding no "express preemption nor implied field preemption of state and local hazardous waste regulations that are more restrictive than RCRA"); Old Bridge Chemicals, Inc. v. New Jersey Dept. of Envtl. Protection,
965 F.2d 1287, 1296 (3rd Cir.1992) ("RCRA sets a floor, not a ceiling, for state regulation of hazardous wastes.").
Because neither express nor field preemption is applicable, the question becomes whether the Florida law regulating underground storage tanks conflicts with the RCRA. "Any state law that conflicts with federal law is preempted by the federal law and is without effect under the Supremacy Clause of the Constitution." Lewis, 107 F.3d at 1500 (citing Cipollone v. Liggett Group, Inc.,
505 U.S. 504, 516, 112 S.Ct. 2608, 2617, 120 L.Ed.2d 407 (1992)). The RCRA, however, has a somewhat unusual provision. Pursuant to 6991c(d)(2), a state program can operate "in lieu of" the RCRA if the EPA Administrator formally approves the state program for that purpose.
42 U.S.C. 6991c(d)(2). For a state program to be approved, the Administrator must determine, after "notice and opportunity for public comment," that the state program "provides for adequate enforcement." Section 6991c(d)(1). Thus, a state has an alternative to the federal program: If a state enacts its own underground storage tank program and gets it approved by the EPA Administrator, the state program essentially replaces the federal regulations, and no conflict between the state and federal program will exist. But the clear negative implication of the approval requirement in 6991c(d)(2) is that if a state does not get its underground storage tank program approved, the state cannot operate its program in place of the federal program.
Our conclusion about the negative implication of 6991c(d)(2) is supported not only by common sense, but also by the Supreme Court's Gade decision. Gade, 505 U.S. 88, 112 S.Ct. 2374, 120 L.Ed.2d 73. In that case, a majority of the Court found preemption based upon a similar inference it drew from 18(b) of the Occupational Safety and Health Act,
29 U.S.C. 651 et seq. That statutory provision states "that a State 'shall' submit a plan if it wishes to 'assume responsibility' for 'development and enforcement ... of occupational safety and health standards relating to any occupational safety or health issue with respect to which a Federal standard has been promulgated.' " Id. at 99, 112 S.Ct. 2383. The Court held that 18(b) preempted "any state law or regulation that establishes an occupational health and safety standard on an issue for which OSHA has already promulgated a standard, unless the State has obtained the Secretary's approval for its own plan." Id. at 97, 112 S.Ct. 2382 (citation omitted). The Court reasoned that "[t]he unavoidable implication of [the approval requirement] is that a State may not enforce its own occupational safety and health standards without obtaining the Secretary's approval...." Id. at 99, 112 S.Ct. 2383.
The Supreme Court in Gade also reasoned that two other provisions of the Occupational Safety and Health Act supported its reading of the approval requirement of 18(b). The first provision was 18(c),
29 U.S.C. 667(c), "which sets forth the conditions that must be satisfied before the Secretary can approve a plan submitted by a State under subsection (b)." Id. at 100, 112 S.Ct. 2384. The Court said, "If a State could supplement federal regulations without undergoing the 18(b) approval process, then the protections that 18(c) offers ... would easily be undercut. It would make little sense to impose such a condition on state programs intended to supplant federal regulation and not those that merely supplement it...." Id. at 100-01, 112 S.Ct. 2384. The second provision was 18(f) of the Act, which "gives the Secretary the authority to withdraw her approval of a state plan.
29 U.S.C. 667(f). Once approval is withdrawn, the plan 'cease[s] to be in effect' and the State is permitted to assert jurisdiction under its occupational health and safety law only for those cases 'commenced before the withdrawal of the plan.' " Id. at 101, 112 S.Ct. 2384. The Supreme Court said, " 18(f) assumes that the State loses the power to enforce all of its occupational safety and health standards once approval is withdrawn." Id. The RCRA also has provisions that set forth the conditions of the EPA Administrator's approval and allow the Administrator to withdraw approval. See
42 U.S.C. 6991c. As the Supreme Court recognized with respect to the Occupational Safety and Health Act in Gade, we think that these RCRA provisions reinforce our reading of the approval requirement in 6991c(d)(2)-that if a state does not have its plan approved, it cannot operate its program in lieu of the federal program.
As previously discussed, Florida has a comprehensive statutory scheme to regulate contamination caused by underground storage tanks. See Fla. Stat. ch. 376. Its program, however, has never been approved by the EPA Administrator. Because Florida's underground storage tank program has not been approved pursuant to the RCRA, which would have allowed Florida law to supplant or replace federal law, the Florida program is preempted to the extent there is a conflict.
"In making the determination of whether state law conflicts with federal law, the test to apply is whether 'it is impossible to comply with both state and federal law' or whether 'the state law stands as an obstacle to the accomplishment of the full purposes and objectives' of federal law." Feikema, 16 F.3d at 1413 (quoting Silkwood v. Kerr-McGee Corp.,
464 U.S. 238, 248, 104 S.Ct. 615, 621, 78 L.Ed.2d 443 (1984)). Here Florida law is an obstacle to the accomplishment of the RCRA's full purposes and objectives. Under 376.308(5) of the Florida Statutes, the Boyes cannot sue to obtain the relief that they are seeking-remediation of the petroleum contamination. Under
42 U.S.C. 6972, the citizen suit provision of the RCRA, they can. Compare
42 U.S.C. 6972(a) with Fla. Stat. 376.308(5) (prohibiting Florida courts from ordering any person to remediate petroleum contamination from underground storage tank discharges on a site that is eligible for EDI cleanup prior to the date Florida commits funds). If allowed to operate in lieu of the RCRA, the Florida statute would patently "interfere[ ] with the methods by which the federal statute was designed to reach [its] goal." Gade, 505 U.S. at 103, 112 S.Ct. 2385 (quotation and citation omitted). To borrow the Third Circuit's metaphor, the RCRA sets a floor for regulation of hazardous waste, see Old Bridge Chemicals, 965 F.2d at 1296, and to allow the Florida program to restrict or limit the federal remedy would lower that floor.
Thus, Fla. Stat. 376.308(5) is preempted because it conflicts with federal law, and the provisions of the RCRA govern. The Boyes are entitled to bring their RCRA claims for remediation in federal court. The Burford and primary jurisdiction abstention doctrines are inapplicable.
IV. CONCLUSION
Because 376.308(5) of the Florida Statutes, which prohibits the Boyes' suit for remediation, is preempted by
42 U.S.C. 6972, the citizen suit provision of the RCRA, the district court abused its discretion in abstaining from hearing the Boyes' RCRA claims. Accordingly, we reverse the judgment of the district court dismissing the Boyes' RCRA claims, and remand for proceedings consistent with this opinion.
REVERSED AND REMANDED.
(1) Within one hundred and eighty days of the date of receipt of a proposed State program, the Administrator shall, after notice and opportunity for public comment, make a determination whether the State's program complies with the provisions of this section and provides for adequate enforcement of compliance with the requirements and standards adopted pursuant to this section.
(2) If the Administrator determines that a State program complies with the provisions of this section and provides for adequate enforcement of compliance with the requirements and standards adopted pursuant to this section, he shall approve the State program in lieu of the Federal program and the State shall have primary enforcement responsibility with respect to requirements of its program.
42 U.S.C. 6991c(d).