Federal Circuits, 7th Cir. (April 10, 1990)
Docket number: 88-2916
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U.S. Supreme Court - Granberry v. Greer, 481 U.S. 129 (1987)
U.S. Supreme Court - Rose v. Lundy, 455 U.S. 509 (1982)
U.S. Supreme Court - Anderson v. Harless, 459 U.S. 4 <I>(per curiam)</I> (1982)
U.S. Supreme Court - Fay v. Noia, 372 U.S. 391 (1963)
U.S. Court of Appeals for the 7th Cir. - Notice: Seventh Circuit Rule 53(B)(2) States Unpublished Orders Shall Not Be Cited or Used as Precedent Except To Support a Claim of Res Judicata, Collateral Estoppel or Law of the Case in Any Federal Court Within the Circuit. United States of America Ex Rel. William J. Varellas, Petitioner-Appellant, v. James Greer, Warden, Respondent-Appellee., 985 F.2d 563 (7th Cir. 1993) Collateral Estoppel or Law of the Case in Any Federal Court Within the Circuit. United States of America Ex Rel. William J. Varellas, Petitioner-Appellant, v. James Greer, Warden, Respondent-Appellee.
Kathryn Butler O'Neall, O'Neall & O'Neall, Remington, Ind., for petitioner-appellee.
Michael A. Schoening, Deputy Atty. Gen., Indianapolis, Ind., for respondents-appellants.Before WOOD, Jr., COFFEY and MANION, Circuit Judges.COFFEY, Circuit Judge.Respondent-appellant, G. Michael Broglin, Superintendent of the Westville (Indiana) Correctional Center appeals from the district court's grant of a writ of habeas corpus to petitioner-appellee, James A. Burgin, under 28 U.S.C. Sec . 2254. Burgin's failure to bring evidence relevant to the existence of an alleged plea agreement between the State and his accomplice, Marlene Beitler, to the attention of the state court during his direct appeal effectively waived his right to challenge the state court's rulings in a federal habeas proceeding based on this evidence. We reverse.* James Burgin was convicted of a felony in the Indiana state court system, dealing in a controlled substance, and was sentenced to a period of 14 years of confinement following a jury trial. The conviction resulted from a November 5, 1987, drug transaction in which Burgin and his girlfriend, Marlene Beitler, sold LSD to an undercover police detective at the residence Burgin and Beitler shared. During the meeting between Burgin, Beitler and Allen County, Indiana, Police Detective Steven J. Hamilton, Beitler asked if Hamilton wished to purchase acid (LSD). When Hamilton responded in the affirmative, Beitler left the room to obtain the LSD from the refrigerator. During the ensuing conversation between Hamilton and Burgin, a price of $80 was agreed upon. Burgin refused to handle drugs in Hamilton's presence and stated during their discussion that he had been "busted" previously on drug charges and thus was more cautious with the persons with whom he dealt. Upon Beitler's return, she handed the drugs to Hamilton, who, in turn, passed the $80 to Burgin who counted and pocketed the money.At Burgin's trial Hamilton and Beitler were the principal prosecution witnesses and their respective testimony corroborated each other concerning the drug conspiracy. Beitler further testified that while she helped Burgin store the drugs, Burgin retained all the proceeds from the drug sales.During the state court trial there was some testimony during Beitler's direct and cross-examination on the question of whether the state had failed to disclose the alleged fact that Beitler had been offered favorable treatment from the state in exchange for her testimony against Burgin. During her direct examination, Beitler denied that she had any deal or had reached an agreement with the prosecution:"DANIEL SIEGEL (Prosecutor): You agreed to be a witness here today for the state of Indiana, is that correct?BEITLER: Yes.SIEGEL: What, if anything, have you been promised?BEITLER: Nothing at all.SIEGEL: Have I told you anything about the case today?BEITLER: No. Just to tell the truth.SIEGEL: Have you been promised a suspended sentence or dismissal of charges in order to testify here today?MR. GRIMM (Defense Attorney): We will object to this your Honor. Seems like it should be improper for him to try and create in the minds of the jury the fact that there is no arrangement or no anything and that the woman is going to just sit here and tell the truth. They can draw that conclusion, we think, on her testimony.COURT: The objection is overruled. You may answer the question.SIEGEL: I asked if you have been promised a suspended sentence or dismissal of charges in order for you to testify here today?BEITLER: No sir."Under defense attorney Howard Grimm's vigorous cross-examination, Beitler admitted that her case had been continued because she agreed to testify against Burgin but reaffirmed her prior statement that no negotiations had taken place:"GRIMM: You mean to tell me that you gave up any right to a trial and agreed to testify against Jimmy Burgin and nobody promised you or even led you to believe that you would get any kind of favorable treatment, is that right?BEITLER: That's right.GRIMM: So your belief is then I take it that here shortly now you will go on trial yourself?BEITLER: Yes.GRIMM: And you will plead not guilty.BEITLER: Yes sir."Following Burgin's conviction for dealing in a controlled substance, and pursuant to a plea agreement, Beitler's charge was reduced from a Class B felony to a Class D felony.1 Beitler was then given a prison sentence of two years that the sentencing judge suspended on the condition she serve six weekends in the County Jail.Burgin filed a direct appeal of his conviction to the Indiana Supreme Court raising as one issue the question of whether the state impermissibly failed to disclose an agreement made with Beitler for her testimony.2 The Indiana Supreme Court affirmed Burgin's conviction in Burgin v. State, 475 N.E.2d 1155 (Ind.1985). In disposing of the question of whether the non-disclosure of Beitler's alleged plea agreement prejudiced Burgin, the court stated:"Appellant claims he is entitled to a new trial because the state failed to completely disclose the arrangements made for the testimony of Beitler. There is absolutely no evidence in this record to indicate that there was any transaction between the prosecutor and Beitler prior to her testimony against the appellant.... There is no evidence in this case that there was a failure on the part of the state to disclose an arrangement between the state and Beitler. Mere speculation as to the circumstances surrounding Beitler's testimony is not sufficient to give rise to a presumption that any agreement had been reached. Asbell v. State (1984), Ind., 468 N.E.2d 845. The appellant must do more than create an inference of an agreement. Bland v. State (1984), Ind., 468 N.E.2d 1032."Burgin v. State, 475 N.E.2d at 1156-57.After the Indiana Supreme Court had denied Burgin's contentions regarding the plea agreement, Burgin, incarcerated at the Westville Corrections Center, Westville, Indiana, filed a 28 U.S.C. Sec . 2254 petition for habeas corpus in federal court on December 4, 1985. The petition was based upon evidence that Burgin's son, Jeffrey Burgin, 14 years of age, allegedly overheard a conversation between Beitler, her attorney and the prosecutor that took place prior to Beitler's testimony against Burgin during the trial on Burgin's state drug charge. During this alleged conversation the parties supposedly discussed an agreement in which Beitler would plead guilty to a lesser charge and receive a reduced sentence in exchange for her testimony against Burgin. The record states that this evidence was discovered "shortly after" Burgin commenced his confinement. However, Burgin's post-conviction petition and the testimony of his son Jeffrey fails to reflect when, in relation to the date of Burgin's confinement, he (Burgin) actually became aware of the details of the evidence. Interestingly, at oral argument, in order to defeat the state's argument on the exhaustion issue, Burgin's attorney stated that "Burgin became aware of what his son had overheard prior to the filing of his appellate brief" before the Indiana Supreme Court, and we accept as true and accurate, her characterization of the time of Burgin's knowledge.3 In spite of his knowledge of this alleged conversation during the pendency of his state court appeal, Burgin failed to bring the evidence of the conversation Jeffrey Burgin supposedly overheard to the attention of the Indiana state courts. We see no reason why this evidence was not brought to the attention of the Indiana Supreme Court, and Burgin's failure to present this evidence leaves us with a grave doubt as to whether this alleged conversation took place, much less was overheard for this information, if true, would certainly add to his argument. We note that this alleged "new" evidence is the only difference between the record presented in Burgin's unsuccessful attempt to reverse his conviction on the basis of the state's alleged non-disclosure of Beitler's plea agreement in his state court appeal and his attempt to upset his conviction on this same basis in federal habeas corpus proceedings.The district court granted Burgin's habeas corpus petition on the basis of the alleged newly discovered evidence.4 The district court concluded that while it had "some lurking doubt" about whether Burgin had exhausted his state remedies, it ruled that Burgin had exhausted these remedies because he would likely be unable to obtain Indiana state post-conviction relief in light of the Indiana Supreme Court's adverse ruling in his direct appeal concerning the nondisclosure of Beitler's alleged plea agreement. The district court ruled, despite its "lurking doubt" on the exhaustion question, that Burgin had been deprived of due process of law in that the state failed to disclose Beitler's alleged plea agreement to Burgin or to correct Beitler's erroneous testimony concerning the absence of a plea agreement, in effect, denied Burgin his right to due process of law. Neither party raised the question of whether Burgin's failure to bring the evidence of the alleged overheard conversation between Beitler and the prosecuting attorneys to the state courts' attention before instituting a federal proceeding constituted a procedural default. Thus, neither the attorneys nor the district court addressed the procedural default issue.5IIThe Indiana Supreme Court's decision on the question of the non-disclosure of Beitler's alleged plea agreement in Burgin's direct appeal turned upon the fact that "[t]here is no evidence ... that there was a failure on the part of the state to disclose an arrangement between the state and Beitler."6 In determining the initial question of whether Burgin exhausted his state remedies, we turn to the applicable Indiana post-conviction rules. Indiana Post-Conviction Remedy Rule 1, Sec. 1(a)(4) provides that:"(a) Any person who has been convicted of, or sentenced for, a crime by a court of this state, and who claims:* * * * * * (4) that there exists evidence of material facts, not previously presented and heard, that requires vacation of the conviction or sentence in the interest of justice;* * * * * *may institute at any time a proceeding under this Rule to secure relief."The above rule would seem to provide Burgin with an opportunity to present the question of the previously undisclosed conversation Jeffrey Burgin allegedly overheard in a post-conviction proceeding in the Indiana state courts. The record merely recounts that Burgin became aware of this evidence after he was sent to prison, and leaves open the possibility that the evidence was newly discovered following the completion of his state court appeal. Indeed, the State has argued both in its brief and before this court that under the alleged factual situation Burgin would be eligible to pursue post-conviction relief under the Indiana statute. In a case where it is unclear whether a post-conviction remedy is available, we would ordinarily conclude that Burgin is required to commence state proceedings to bring the alleged newly discovered evidence to the Indiana courts' attention in order to permit the Indiana courts to have an opportunity to consider this evidence in post-conviction proceedings. See Wise v. Warden, Maryland Penitentiary, 839 F.2d 1030, 1034-35 (4th Cir.1988) (state court must be given opportunity to determine whether newly discovered plea agreement of prosecution witness could be validly raised in state post-conviction proceedings); Sampson v. Love, 782 F.2d 53, 58 (6th Cir.1986) ("[W]here the state's remedial process is open to interpretation with respect to the availability of relief via that process [in a case raising the question of newly discovered evidence], the state should be given an opportunity to adopt that interpretation"). See also Rose v. Lundy, 455 U.S. 509, 519, 102 S.Ct. 1198, 1203, 71 L.Ed.2d 379 (1982) ("[F]ederal claims that have been fully exhausted in state courts will more often be accompanied by a complete factual record to aid the federal courts in their review"). However, as previously noted, during Burgin's oral argument before the appellate court his counsel, stating Burgin's position, argued that Burgin was aware of the substance of his son Jeffrey's testimony during the pendency of his state appellate court proceedings, but did not bring this testimony to the state court's attention. Thus, since the evidence was known to the petitioner during the state court proceedings, it cannot properly be classified as "newly discovered" evidence; that would entitle the petitioner to pursue post-conviction relief under the Indiana statute. In light of Burgin's counsel's assertion, as to the time Burgin became aware of the alleged evidence, which we accept as true and accurate, we are convinced that Burgin was aware of this evidence during the pendency of his direct state court appeal. Thus, we can see no merit to our requiring Burgin to pursue a state post-conviction remedy when his counsel admitted at oral argument that Burgin was aware of the evidence of the allegedly overheard conversation during the state appellate proceedings and when the state post-conviction remedy is applicable only when evidence is newly discovered. See Mauricio v. Duckworth, 840 F.2d 454, 456 n. 1 ("[W]here, as here, the grounds asserted for habeas relief are identical to the contentions urged in [the petitioner's] unsuccessful direct appeal to the Indiana Supreme Court, we have previously held that no useful purpose is served by requiring resort to Post-Conviction Rule 1 as a condition of exhaustion") (citing Montes v. Jenkins, 581 F.2d 609, 611 (7th Cir.1978)). In light of the facts recited above, we conclude that Burgin has exhausted his state remedies and is entitled to challenge his conviction under federal post-conviction law.This determination of itself does not permit us to proceed immediately to the merits of Burgin's habeas corpus claim. In Sotelo v. Indiana State Prison, 850 F.2d 1244, 1252 (7th Cir.1988), we observed:"If a petitioner fails to raise an issue in state court proceedings, he cannot raise it for the first time in a federal habeas corpus petition. Washington v. Lane, 840 F.2d 443, 445 (7th Cir.1988). It is axiomatic that all claims raised in a federal habeas petition must first have been presented to the state courts, i.e., the state courts must have had a prior, fair opportunity to address them. 28 U.S.C. Sec . 2254(b); Anderson v. Harless, 459 U.S. 4, 103 S.Ct. 276, 74 L.Ed.2d 3 (1982). Issues that could have been raised on direct appeal but were not are generally considered waived for purposes of the Indiana post-conviction remedy. Williams v. Duckworth, 724 F.2d 1439 (7th Cir.1983), cert. denied,Try vLex for FREE for 3 days
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