Federal Circuits, 7th Cir. (October 29, 1996)
Docket number: 95-2949,95-3400
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U.S. Court of Appeals for the 3rd Cir. - Richard C. Watters, Appellant, v. City of Philadelphia: W. Wilson Goode, Honorable, Individually, and in His Capacity as Mayor of the City of Philadelphia; Willie L. Williams, Honorable, Individually, and in His Capacity as Police Commissioner of the Philadelphia Police Department; David H. Pingree, Honorable, Individually, and in His Capacity as Managing Director of the City of Philadelphia, 55 F.3d 886 (3rd Cir. 1995) Appellant, v. City of Philadelphia: W. Wilson Goode, Honorable, Individually, and in His Capacity as Mayor of the City of Philadelphia; Willie L. Williams, Honorable, Individually, and in His Capacity as Police Commissioner of the Philadelphia Police Department; David H. Pingree, Honorable, Individually, and in His Capacity as Managing Director of the City of Philadelphia
U.S. Supreme Court - Rankin v. McPherson, 483 U.S. 378 (1987)
U.S. Supreme Court - Connick v. Myers, 461 U.S. 138 (1983)
U.S. Court of Appeals for the 3rd Cir. - Persico v. Jersey City (3rd Cir. 2003)
U.S. Court of Appeals for the 4th Cir. - Worrell v. Bedsole (4th Cir. 1997)
U.S. Court of Appeals for the 7th Cir. - Karen Snider, Plaintiff-Appellant, v. Belvidere Township, and H. Robert Falkenstein, in His Official Capacity as Belvidere Township Assessor and in His Individual Capacity, Defendants-Appellees., 216 F.3d 616 (7th Cir. 2000) Plaintiff-Appellant, v. Belvidere Township, and H. Robert Falkenstein, in His Official Capacity as Belvidere Township Assessor and in His Individual Capacity, Defendants-Appellees.
Richard D. Frazier (argued), Fred Schlosser, Metnick, Wise, Cherry & Frazier, Springfield, IL, for Gregory Campbell in No. 95-2949.
Christine L. Olson, D. Kendall Griffith (argued), Hinshaw & Culbertson, Chicago, IL, William F. Kopis, Hinshaw & Culbertson, Belleville, IL, for Sylvester Jones in both cases.Frederick J. Hess (argued), Lewis, Rice & Fingersh, L.C., Belleville, IL, for R. W. Towse.William L. Hanks, Keefe & Depauli, Fairview Heights, IL, for City of Alton, Illinois.Richard D. Frazier (argued), Fred Schlosser, Thomas W. Patton, Metnick, Wise, Cherry & Frazier, Springfield, IL, for Gregory Campbell in No. 95-3400.Christine L. Olson, D. Kendall Griffith, Hinshaw & Culbertson, Chicago, IL, William F. Kopis, Hinshaw & Culbertson, Belleville, IL, William L. Hanks, Keefe & Depauli, Fairview Heights, IL, for City of Alton, Illinois in No. 95-3400.Before POSNER, Chief Judge, and ROVNER and EVANS, Circuit Judges.ILANA DIAMOND ROVNER, Circuit Judge.Gregory Campbell, a lieutenant with the City of Alton Police Department (Department) in Alton, Illinois, was suspended with pay for nine days after he wrote a letter to Chief of Police Sylvester Jones asking to be relieved of his position as Commander of the Bureau of Field Services and to be reassigned to another position. In the letter, Campbell stated that he disagreed with the "management style" and "law enforcement philosophy" of the Department as administered by Jones, that he had grave doubts about the wisdom of Jones' decision to institute a community-oriented policing program known by the acronym "C.O.P.S.,"1 and that he objected to the way the C.O.P.S. program was being carried out because he believed that the needs of the nonminority residents of Alton were being slighted. Following the suspension, Campbell filed suit in state court under 42 U.S.C. 1983, alleging that the defendants had retaliated against him for exercising his First Amendment right to express his views on a matter of public concern. Campbell sought compensatory and punitive damages from Jones and the Mayor of Alton, R.W. Towse, for the violation of his rights. Campbell also asserted several state law claims that are not at issue here. The defendants removed the case to federal district court and filed various dispositive motions. The district court ultimately entered judgment for the defendants on all of Campbell's claims. In this appeal, Campbell challenges the district court's grant of summary judgment in favor of the defendants on his First Amendment claim; Jones and the City of Alton in turn contest the court's decision to assess attorneys' fees against them for missing the deadline for filing dispositive motions. For the reasons that follow, we affirm summary judgment with respect to Campbell's claim, and reverse the award of attorneys' fees to Campbell's counsel.I. BACKGROUNDAt the time that he was suspended with pay, Campbell had been a police officer with the Department for nearly fifteen years, having been promoted to the rank of sergeant in June 1986 and lieutenant in June 1989. Shortly after Jones became Chief of Police in May 1993, he chose Campbell to be Commander of the Bureau of Field Services. In that position, Campbell's primary responsibility was to coordinate the activities of the Traffic Division and the Patrol Division so as to ensure that a sufficient number of police officers were assigned to serve the needs of each area. Immediately before being selected bureau commander, Campbell had been a watch commander, and thus had been responsible for coordinating the duties of a significantly smaller number of police officers. Although Campbell and Jones had little personal contact on a day-to-day basis, Campbell was expected to be present at meetings of Jones' command staff and to play a role in advising Jones on various issues of departmental policy.Shortly after his appointment as Chief of Police, Jones instituted the C.O.P.S. program, which provided extra police patrols to the two or three areas of Alton with the highest rates of serious crime. Implementation of the C.O.P.S. program thus entailed diverting police officers from other areas of Alton to the areas targeted for the most vigorous patrolling. It was Campbell's understanding that a significant number of officers assigned to work under his command in the Patrol Division would be transferred to the C.O.P.S. program. During the summer of 1993, Campbell had several discussions with Jones regarding the shortage of police officers assigned to the Patrol Division, and he expressed his concern that the number of officers in that division had fallen to dangerously low levels. Although at that time Campbell had not yet indicated to Jones that he was opposed in principle to the C.O.P.S. program, he did express his dissatisfaction with Jones' decision to adopt the program to other officers, some of whom conveyed the information to Jones. In the early fall of 1993, Jones asked Campbell to prepare a grant application to obtain funds for the purpose of hiring new police officers to be assigned to the C.O.P.S. program. After approximately four to six weeks, Jones asked Campbell where things stood with the application, and Campbell informed him that he had not completed it. Jones later completed the application himself.On October 25, 1993, shortly after informing Jones that he had not completed the grant application, Campbell delivered the following memorandum (dated October 22, 1993) to Jones:I respectfully request to be relieved of my current assignment as Commander of the Bureau of Field Services, and reassigned to a Watch Commander's position in the Patrol Division.Also, it has become increasingly evident to me that we have a big conflict with regard to management style and law enforcement philosophy. Perhaps COP is the wave of the future; but I remain unconvinced that a Police Department of our size can implement the wide program changes that you envision. So far there is no indication that your program for the future is targeted for any segment of the community outside minorities. There are a lot of other people out there with problems also, and I think they are going to be ignored under this administration.I would think it to be in your best interest, to have a person in my current position who understands, agrees with, and enthusiastically supports what you are attempting for this Department and community; I am not that person!Please give my request serious and immediate consideration./s/Lt. Greg CampbellCommanderBureau of Field Services(R. at 31, Amended Complaint Ex. A.)In response, Jones sent Campbell a written memorandum dated October 26, 1993, in which Jones reaffirmed his support for community-oriented policing, noting that it had been endorsed by various professional law enforcement associations as a means of reducing crime. Jones also expressed his surprise and displeasure that an officer "of [Campbell's] stature and experience" would assert that he could not support the course Jones had set for the police department. Jones' memorandum then posed the following questions to Campbell:Inasmuch as you have stated that you are unable to "agree with and enthusiastically support" this program, my question to you is how can you continue to function adequately in any position of authority with an opposing view point [sic] particularly in the patrol division.In my opinion, all supervisors and commanders will be involved in implementing and executing the program. Please give this response serious and immediate consideration. I will forward a copy of your request to Mayor Towse along with a copy of this response.(Id., Ex. B.)Not having received a reply, on November 1, 1993 Jones summoned Campbell to his office, ordered Campbell to respond to the questions he had posed, and informed Campbell that he was suspended with pay until their disagreement was resolved. Jones followed his oral order with another memorandum to Campbell, confirming that Campbell was suspended with pay "pending resolution of your opposing views," and stating that he expected Campbell to answer Jones' query concerning his ability to function in any position of authority within the Department given his lack of support for the community policing program that Jones was determined to implement. (Id., Ex. C.) Jones also informed Campbell that failure to obey Jones' order could result in disciplinary action. (Id.) Copies of this memo were forwarded to Mayor Towse and the city attorney.Within four days of receiving this order, Campbell provided a detailed written explanation to Jones concerning specific problems he had encountered with the C.O.P.S. program, and gave several suggestions for improving it. He continued, however, to voice his opposition to Jones' adoption of the program in its present form. Campbell apologized to Jones for the misunderstanding his initial memorandum had created between them, and asserted his willingness to continue to serve the community in his current position if Jones so desired, despite preferring to be reassigned to his former position with the Patrol Division. Campbell's memorandum also contained the following paragraph:I do consider this exchange of memorandum [sic] to be unfortunate in that certain of the documents have been given to the press. As you know, I did not do that. Honest disputes and differences of opinion among management are best solved internally, and publication of memos and personnel matters only complicates the resolution of these issues. I am concerned about the release of these documents and believe that is a problem that needs to be addressed.(Id., Ex. D.) Upon receiving this latest missive, Jones wrote back to Campbell that he accepted Campbell's apology, and that he was directing Campbell "to return to duty as patrol shift commander on November 10, 1993," thus honoring Campbell's request to be relieved of his current post and reassigned to the Patrol Division. (Id., Ex. E.)On May 26, 1994, Campbell filed a complaint in state court against Jones, Mayor Towse, and the City of Alton, alleging that the defendants had violated Campbell's First Amendment rights by suspending him from the police force for nine days in retaliation for expressing his "philosophical disagreement" with the concept of community-oriented policing, and his skepticism that it could ever prove to be an effective means of controlling crime in Alton. Campbell further alleged that his suspension constituted a retaliatory discharge under state law, and that Jones and Towse had intentionally inflicted emotional distress upon him by their conduct. As relief, he sought compensatory and punitive damages from all the defendants. The Mayor and the City filed a notice of removal on June 8, 1994, followed by a joint motion to dismiss Campbell's complaint. Jones later filed a motion to dismiss the complaint as well. In light of the fact that Campbell's original complaint was filed in state court, and thus did not conform to the requirements of the federal rules, the district judge granted Campbell leave on March 14, 1995 to file an amended complaint and dismissed as moot the defendants' motions. Campbell then filed an amended complaint on April 3, 1995, asserting the same claims as he had advanced in his original complaint and appending as exhibits the memoranda he and Jones had exchanged.The district court set June 10, 1995 as the deadline for all parties to file dispositive motions. Jones and the City of Alton filed motions to dismiss Campbell's amended complaint in mid-April 1995, and Towse filed a motion for summary judgment on May 11, 1995. On August 1, 1995, the district court granted Towse's motion for summary judgment, holding that Campbell's initial memorandum to Jones (dated October 22, 1993) was facially insubordinate and that its foreseeable effect was to impair departmental discipline, and so, too, the efficiency of the public services that the police department is charged with performing. The judge then concluded that the interests of the police department in maintaining harmonious working relationships outweighed Campbell's interest in voicing his opposition to the C.O.P.S. program. See Pickering v. Board of Education, 391 U.S. 563, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968). Yet the court simultaneously denied the other two defendants' motions to dismiss. The district court's rationale for taking this course was that Campbell's First Amendment claim could not be rejected as legally insufficient because the speech that was alleged to have resulted in Campbell's suspension did indeed touch upon a matter of public concern, and was thus arguably protected. According to the district court, Campbell's complaint could only be disposed of, if at all, on a motion for summary judgment on the basis of a Pickering analysis. Viewing the latter inquiry as one involving a mixed question of law and fact, the district judge thought it inappropriate to decide the issue on a motion to dismiss.On August 2, 1995, Jones and the City of Alton requested leave to file motions for summary judgment, which the court allowed. The motions were filed the following day and were granted. The judge concluded, however, that the motions had been filed in a dilatory fashion, and ordered Campbell's counsel to submit an affidavit in support of sanctions and a bill for the time he had spent between August 1 and August 3, 1995 preparing for trial. The judge then awarded attorneys' fees to Campbell's counsel in the amount of $5,332.64, assessing one-half the sum against Jones and one-half against the City of Alton.II. DISCUSSIONCampbell contends that he was suspended in retaliation for his memorandum of October 22, 1993, in which he expressed doubts concerning the efficacy of the C.O.P.S. program in combatting crime, a matter of significant concern to the residents of Alton. Campbell further contends that his interest in expressing his views outweighed the defendants' interest in promoting harmony in the workplace and discouraging criticism of the Department's policies. He therefore maintains that the district court erred in awarding summary judgment to the defendants on the ground that his speech was not protected from reprimand by his employer under the Pickering balancing test. We review de novo the grant of summary judgment in the defendants' favor, construing the evidence in the light most favorable to Campbell and according him the benefit of all reasonable inferences that may be drawn from it. Cliff v. Board of School Comm'rs of Indianapolis, 42 F.3d 403, 408 (7th Cir.1994). The question whether speech is on a matter of public concern is one for the judge, id. at 409, as is the balancing of the respective interests of the speaker and his public employer, Dishnow v. School Dist. of Rib Lake, 77 F.3d 194, 198 (7th Cir.1996).In determining whether a public employee's speech is entitled to First Amendment protection against retaliation by his employer, we apply the familiar Pickering-Connick analysis to which we have already alluded. We first consider whether the speech that motivated the employer's reprimand addressed a matter of public concern, and if so, whether the speaker's interest in his expression was "outweighed by any injury the speech could cause to 'the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees.' " Waters v. Churchill, 511 U.S. 661, ----, 114 S.Ct. 1878, 1884, 128 L.Ed.2d 686 (1994) (quoting Connick v. Myers, 461 U.S. 138, 142, 103 S.Ct. 1684, 1687, 75 L.Ed.2d 708 (1983), and Pickering, 391 U.S. at 568, 88 S.Ct. at 1734) (internal quotations omitted) see Mt. Healthy City School Dist. Board of Educ. v. Doyle, 429 U.S. 274, 284-86, 97 S.Ct. 568, 574-76, 50 L.Ed.2d 471 (1977); Smith v. Fruin, 28 F.3d 646, 650 (7th Cir.1994), cert. denied,Try vLex for FREE for 3 days
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