Federal Circuits, 7th Cir. (November 28, 1989)
Docket number: 88-1788,88-1816
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U.S. Supreme Court - United States v. Hensley, 469 U.S. 221 (1985)
U.S. Supreme Court - United States v. Cortez, 449 U.S. 411 (1981)
U.S. Supreme Court - Hamling v. United States, 418 U.S. 87 (1974)
U.S. Supreme Court - Cady v. Dombrowski, 413 U.S. 433 (1973)
U.S. Supreme Court - Adams v. Williams, 407 U.S. 143 (1972)
U.S. Court of Appeals for the 7th Cir. - Notice: Seventh Circuit Rule 53(B)(2) States Unpublished Orders Shall Not Be Cited or Used as Precedent Except To Support a Claim of Res Judicata, Collateral Estoppel or Law of the Case in Any Federal Court Within the Circuit. United States of America, Plaintiff-Appellee, v. Clyde C. Forbes, Defendant-Appellant., 4 F.3d 997 (7th Cir. 1993) Collateral Estoppel or Law of the Case in Any Federal Court Within the Circuit. United States of America, Plaintiff-Appellee, v. Clyde C. Forbes, Defendant-Appellant.
Anton R. Valukas, U.S. Atty., David J. Stetler, Howard M. Pearl, Victoria J. Peters, and Rocco J. DeGrasse, Asst. U.S. Attys., Office of the U.S. Atty., Criminal Receiving, Appellate Div., Chicago, Ill., for U.S.
Robert F. Nemzin, Office of the Corporation Counsel, Law Dept., Antonio J. Curiel, Curiel & Jones, Chicago, Ill., for Juan C. Ocampo.James W. Reilley, Reilley & Associates, Des Plaines, Ill., for Luis A. Escobar.Before FLAUM, RIPPLE, and MANION, Circuit Judges.FLAUM, Circuit Judge.Defendants Juan Carlos Ocampo and Luis Alfonso Escobar were each convicted by a federal jury of conspiring to possess with intent to distribute approximately ten kilograms of cocaine (Count I), possessing with intent to distribute approximately ten kilograms of cocaine in violation of 21 U.S.C. Sec . 841(a)(1) and 18 U.S.C. Sec . 2 (Counts II and III), and the use and possession of a firearm during and in relation to the commission of a drug trafficking crime in violation of 18 U.S.C. Sec . 924(c)(1) (Count IV). Each defendant received a five-year term of imprisonment on Counts I and III, a ten year term of imprisonment on Count II, and a five year term of imprisonment on Count IV. The sentences on Counts I, II, and III run concurrently with each other but consecutive to the sentence imposed on Count IV. Each defendant also received a term of supervised release of six years. On appeal, Escobar and Ocampo challenge their convictions claiming that: (1) the actions of a police officer who approached their vehicle with his gun drawn to "interview" them constituted a full-blown arrest which was not supported by probable cause, and consequently, all evidence thereafter seized should have been suppressed; (2) even if the actions of the officers did not constitute an arrest, the officers did not have a reasonable suspicion to support an investigatory stop; (3) the government failed to prove beyond a reasonable doubt that defendants used and carried a firearm during and in relation to a drug trafficking crime; and (4) the trial court improperly sentenced them to an enhanced penalty for their convictions on Count II. We find no merit in any of the defendants' contentions and, therefore, affirm the convictions.I. FACTSOn July 18, 1987, Lieutenant Maurice Dailey of the Chicago Police Department received a tip from a paid confidential informant that Luis Alfonso Escobar, a pilot, was expecting a large cocaine shipment and might attempt to fly or drive that shipment into Chicago. The informant told Dailey that Escobar used several locations to store his cocaine, but that he knew of only one such location, 4056 North California Avenue in Chicago. The informant described Escobar as a male Columbian in his late 20's or early 30's with black hair and a large build. At trial, Officer Dailey described the informant as reliable and as one who had never given him wrong or misleading information in the past. On cross examination, Dailey testified that the informant did not receive the information directly from Escobar.On the basis of this information, Dailey and a team of fellow officers immediately began a surveillance of the three story apartment complex located at 4056 North California. The officers continued their surveillance for a period of three days until, on July 20, at about 1:40 p.m., they observed a silver Datsun 280 ZX pull into a carport area at the rear of the apartment complex. A registration check on the vehicle's license plates revealed that the automobile was not a rental and that it was registered to a female with a last name different from Escobar. Dailey testified at trial that as a police officer with fifteen years of experience in narcotics investigations, it was his opinion that narcotics traffickers often use automobiles with fictitious license plates or vehicles belonging to someone else. He also testified that the Datsun 280 ZX is the type of automobile that drug dealers prefer to use during narcotics transactions.The officers observed as two males exited the Datsun. Both men met the general description of Escobar provided by the informant. The driver was later identified as Luis Alfonso Escobar and the passenger as Juan Carlos Ocampo. Escobar was observed carrying a white plastic bag. The officers could not see the contents of the bag but Officer Dailey testified that narcotics dealers often use plastic bags of this sort to transport money or narcotics.Escobar carried the white bag up a stairway to the third floor. Ocampo did not immediately follow Escobar up the stairwell but instead stopped and scanned back and forth down an alley adjacent to the parking lot. He also looked westward down the street bordering the apartment complex. Dailey testified, and the trial judge found at the suppression hearing, that based on his experience as a law enforcement officer, Ocampo was conducting "countersurveillance."After a brief interval, Ocampo followed Escobar up the stairwell to the third floor where Escobar opened Apartment 3-D with a key. Both men then entered the apartment. They remained in the apartment for approximately fifteen to twenty minutes and then exited together. Ocampo walked down the stairwell first to the parking lot and again engaged in counter-surveillance while Escobar remained in the stairwell. Escobar stayed in that location until Ocampo looked up in his direction, at which point he walked down the stairs and met Ocampo in the parking lot. Escobar was still carrying a white plastic bag. They then entered the Datsun with Escobar driving.At this point, Officer Dailey decided to "interview" Escobar and Ocampo and he transmitted his intentions by radio to the other officers. Dailey and one or two other officers then approached the vehicle. As he approached, Dailey drew his gun for protection and as he came within 20 feet of the automobile he observed Ocampo bent over inside the vehicle placing an object on the floor of the passenger side. The officers were unable to identify the object as they approached but they did observe Ocampo attempting to kick it underneath the passenger seat. Officer Dailey removed Ocampo from the vehicle and Dailey recovered the object, a loaded blue steel revolver, from underneath the passenger seat. Ocampo and Escobar were then placed under arrest for the unlawful use of a weapon in violation of state law1 and were immediately transported to the DEA offices in Chicago. The officers secured the Datsun and sealed the door to Apartment 3-D after performing an initial search in order to preserve evidence.A narcotics detecting dog was then brought to the scene. Dailey testified that he had used that dog on at least six or seven previous occasions. The dog had never falsely alerted to the presence of narcotics. The dog gave a positive alert for narcotics at both the passenger and driver doors of the Datsun. Likewise, the dog gave a positive alert for the presence of narcotics at the front door to Apartment 3-D. The officers then sought and received separate search warrants for the automobile and the apartment. They executed the warrants and found 5,000 grams of cocaine in Apartment 3-D and 4,998 grams of cocaine in the Datsun. The cocaine in the vehicle was found in the white plastic bag which Escobar was observed carrying into and out of the apartment premises.Ocampo and Escobar were indicted by the July 1989 Grand Jury in a single four count indictment. Count I of the indictment charged each with conspiring to possess with intent to distribute approximately ten kilograms of cocaine. Counts II and III charged each defendant with possessing with intent to distribute a mixture containing cocaine in the amounts of 5,000 net grams (Count II) and 4,998 net grams (Count III) in violation of 21 U.S.C. Sec . 841(a)(1) and 18 U.S.C. Sec . 2. Count IV charged that each defendant used and carried a firearm during and relation to the commission of a drug trafficking crime in violation of 18 U.S.C. Sec . 924(c)(1).The defendants filed a motion to suppress, inter alia, the revolver and the nearly 10,000 grams of cocaine seized pursuant to the search warrants. At the suppression hearing, the court found that probable cause existed to support the arrest of the defendants and the search warrants for both the apartment and the Datsun. The court based its findings on the factual determinations that: (1) the confidential informant used by Dailey was reliable; (2) the location given by the informant was the location at which both defendants were observed; (3) both defendants fit the informant's general physical description of Escobar; (4) counter-surveillance techniques were used by Ocampo when entering and exiting the apartment complex; (5) a revolver was present in the automobile at the time the defendants were arrested; and (6) a certified narcotics detecting dog alerted positive for the presence of narcotics at both the apartment door and the doors of the automobile prior to the issuance of the search warrant. The court also found that Lieutenant Dailey did not see the revolver in the Datsun at the time he was approaching that vehicle.II.We begin by addressing the defendants' contention that Officer Dailey effectuated a full-blown arrest without probable cause when he approached the Datsun with his gun drawn and pointed at Ocampo. The defendants argue in the alternative that even if such actions did not constitute an arrest, the officers lacked a reasonable suspicion to support an investigatory stop under Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968). Therefore, they argue, the resulting searches of the automobile and the apartment were tainted by the initial illegality and the fruits of the searches, namely the almost 10,000 grams of cocaine and the loaded blue steel revolver, should be suppressed. We need not evaluate whether the police had probable cause to arrest the defendants as they approached the automobile because we find that the officers' actions did not constitute an arrest but instead arose only to the level of a valid Terry stop based upon reasonable suspicion.A.The fourth amendment protects the right of the people to be secure in their persons, houses, papers, and effects against unreasonable searches and seizures. In Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968), the Supreme Court held that consistent with the fourth amendment, a police officer who observes suspicious activity may, though he lacks the probable cause traditionally necessary to make an arrest, stop an individual briefly to investigate the circumstances provoking the suspicion, provided that the officer is "able to point to specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant that intrusion." Id. at 21, 88 S.Ct. at 1880. A Terry investigatory stop is a brief detention which gives officers a chance to verify (or dispel) well-founded suspicions that a person has been, is, or is about to be engaged in criminal activity. To determine whether an officer's suspicion of criminal activity was reasonable, a court must evaluate the totality of the circumstances as they appeared to the officer at the time of the stop. United States v. Cortez, 449 U.S. 411, 418, 101 S.Ct. 690, 695, 66 L.Ed.2d 621 (1981).The defendants rely primarily upon the alleged unreliability of Officer Dailey's confidential informant to support their assertion that the police lacked reasonable suspicion for an investigatory stop. They argue that because the informant did not receive his information directly from Escobar or Ocampo but instead from an unrevealed secondary source, the officer's reliance on the tip was unreasonable. We need not address whether the police would have had a reasonable suspicion had they acted solely on the basis of the uncorroborated tip of a previously reliable informant because such is not the case here. The information supplied by the informant was just one factor among many supporting a reasonable and articulable suspicion that the defendants were engaged in criminal activity. The factors supporting such a finding include: (1) Officer Dailey met personally with a reliable confidential informant whom Dailey had known for two and one-half years and had never supplied him with false information in the past. The informant had previously supplied information in the past eight months leading to the seizure of large amounts of cocaine on four occasions; (2) the informant told him that Escobar was a pilot and was bringing a large shipment of cocaine to a Chicago address. The informant also provided a description of Escobar; (3) the surveillance at 4056 N. California on July 20, 1987, resulted in the officers observing the arrival of two men meeting the general description provided by the informant; (4) the two men were driving a Datsun 280 ZX, an automobile favored by drug traffickers. The police knew that the automobile was not registered to either of the defendants; (5) the officers observed Ocampo conducting counter-surveillance techniques prior to entering the apartment and again after exiting the apartment; and (6) Escobar was observed carrying a plastic bag of the type often used by drug traffickers.Taken together, these six factors created a reasonable and articulable suspicion to support an investigatory stop. Therefore, we hold that under these circumstances the police had "a particularized and objective basis to make an investigatory stop." Cortez, 449 U.S. at 417, 101 S.Ct. at 695.B.We now turn to the second part of our inquiry: whether the officer's actions were reasonably related in scope to the circumstances surrounding the Terry stop. Specifically, we address the defendants' assertion that Officer Dailey's use of his gun was unreasonable and served to transform the investigatory encounter into a full-blown arrest which was not supported by probable cause.The issue of when an investigatory stop turns into an arrest has been the subject of much judicial debate. Courts have been unable to develop a bright-line test to determine when, given the "endless variations in facts and circumstances," police-citizen encounters exceed the bounds of mere investigative stops. Florida v. Royer, 460 U.S. 491, 506-07, 103 S.Ct. 1319, 1329, 75 L.Ed.2d 229 (1983). In general, officers may take such steps as are "reasonably necessary to protect their personal safety and to maintain the status quo" so that the limited purposes of the stop may be achieved. United States v. Hensley, 469 U.S. 221, 105 S.Ct. 675, 83 L.Ed.2d 604 (1985). As indicated by the language in Terry, the question of whether a seizure is an investigatory stop or an arrest involves the determination of whether the degree of intrusion into the suspect's personal security was reasonably related in scope to the circumstances at hand. Terry, 392 U.S. at 19-20, 88 S.Ct. at 1878-79. In reviewing the officers' actions, we take note of the admonition that the "circumstances before [the officer] are not to be dissected and viewed singly; rather, they must be considered as a whole." United States v. Hall, 525 F.2d 857, 859 (D.C.Cir.1976).This court has previously rejected the defendants' proposition that a Terry stop becomes an arrest merely because an officer pointed a gun at the suspect. United States v. Serna-Barreto, 842 F.2d 965, 967 (7th Cir.1988); United States v. Novak, 870 F.2d 1345 (7th Cir.1989). Other courts reviewing similar facts have agreed that an officer can point a gun at a suspect without transforming an investigatory stop into an arrest. United States v. Manbeck, 744 F.2d 360, 377 (4th Cir.1984), cert. denied,Try vLex for FREE for 3 days
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