Federal Circuits, Sixth Circuit (November 29, 1994)
Docket number: 93-6004
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U.S. Supreme Court - Matsushita Elec. Industrial Co. v. Zenith Radio Corp., 475 U.S. 574 (1986)
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U.S. Supreme Court - Celotex Corp. v. Catrett, 477 U.S. 317 (1986)
U.S. Supreme Court - Erie R. Co. v. Tompkins, 304 U.S. 64 (1938)
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Ohio Supreme Court - Partlow v. Blue Coral-Slick 50 (Ohio 2005)
Ohio Supreme Court - Jarvis v. Gerstenslager (Ohio 2003)
U.S. Court of Appeals for the Sixth Circuit - Tribble v. Memphis Cty Schools (6th Cir. 2006)
U.S. Court of Appeals for the Sixth Circuit - Berry v. Pontiac (6th Cir. 2008)
U.S. Court of Appeals for the Sixth Circuit - Nievaard v. Ann Arbor (6th Cir. 2005)
Robert J. Hollingsworth (briefed) and Katharine C. Weber (argued), Cors & Bassett, Cincinnati, OH, for plaintiff-appellant.
Michael A. Luvisi (argued and briefed) and Donna K. Perry, Brown, Todd & Heyburn, Louisville, KY, for defendants-appellees.Before: GUY and BOGGS, Circuit Judges; and CLELAND, District Judge.*CLELAND, District Judge.Appellant, who worked for appellees' insurance company as an agency manager, was found to be in violation of the company's sexual harassment policy. Appellees demoted appellant from management, decreased his pay, and transferred him to a new location. Appellant then brought this diversity action seeking damages under two state law theories, intentional infliction of emotional distress and "reverse discrimination." After discovery closed, Appellees brought a motion for summary judgment on both counts. The district court granted the motion as to each count and dismissed the case. This appeal followed. We shall affirm the judgment of the district court.I.The facts of this case are not complicated and were amply set forth by the district court in a published opinion. See Pierce v. Commonwealth Life Ins. Co., 825 F.Supp. 783 (E.D.Ky.1993). We summarize here: Appellant Tom Pierce ("Appellant" or "Pierce") was a supervisor of three offices for Appellees' Commonwealth Life Insurance Company and Capital Holding Corporation (collectively referred to as "Commonwealth" or "company"). Pierce had been employed by Commonwealth in various positions since August of 1958. From April, 1983 to March, 1991, Pierce held the position of Agency Manager of The Wabash Valley Agency in Kokomo, Indiana. During his tenure as Agency Manager, Pierce supervised three offices located in Indiana.In early March of 1991 an office administrator in one of the offices, Debbie Kennedy, complained of sexually inappropriate behavior by Pierce, directing her protest to Peggy Erhart, who was employed in the company's human resources department. Specifically, Kennedy complained about receiving a card from Pierce reading, "Sex is a misdemeanor. De more I miss, de meanor I get." In addition, Kennedy claimed Pierce gave her a cartoon valentine which stated, "There are many ways to say 'I love you' ... but f____ing is the fastest." Kennedy also protested about her most recent evaluation and merit increase.Erhart relayed the above information to John Balser, the company's field vice president. On March 6, 1991, Erhart and Balser met with Pierce and accused him of sexually harassing two female employees, Kennedy and Deena Shaffer.1 According to Pierce, Erhart and Balser refused to explain the specific allegations of sexual harassment, but instead demanded that Pierce himself describe what he had done to offend the two employees. In response, Pierce described the same two incidents outlined above relating to himself and Kennedy. Pierce emphatically maintained, however, that these isolated incidents did not amount to sexual harassment because Kennedy was a willing participant in the conduct. Indeed, Pierce indicated that Kennedy's behavior was often off-color and even more flagrant than Pierce's.2 For example, Kennedy gave Pierce a sexually-oriented cartoon in response to his off-color valentine; she engaged in flirtatious behavior; she commented to Pierce, "If I became horizontal and spread my legs, I might get a better evaluation"; she brought in a "joke" apron which had suspended from it a fabric phallus and a printed message: "where's the beef?"; she sent and shared sexually explicit jokes and cartoons with other employees; and she brought a pornographic videotape into the office. See id. at 785.Pierce again met with Erhart and Balser the next day (March 7, 1991). Pierce alleges that at this meeting Erhart and Balser were evasive and that Balser commented that Pierce might as well have been a "murderer, rapist or child molester, that it wouldn't be any worse."Based upon its investigation and Pierce's own admissions, the company found Pierce in violation of its sexual harassment policy.3 Pierce was subsequently demoted from agency manager to the position of insurance representative; his pay was reduced by approximately $250 per week; and he was transferred to an office in Kentucky, which increased his commuting time. In addition, Pierce's personal belongings from the office were dropped off to him at a "Hardee's" roadside fast food restaurant. When Pierce later confronted Balser over the telephone about the specifics of the allegations, Balser allegedly replied, "if Debbie [Kennedy] had pulled her pants down and you would have looked, you were just as guilty" and "you don't have to get your hand wet to be guilty." Finally, on May 22, 1991, Pierce, for the first time, received a formal statement as to the reasons for Commonwealth's actions. In that statement, counsel for the company alleged that Pierce had been counseled by other managers in regard to complaints filed by a female customer and office administrators on two occasions during the past ten years. Pierce denies that any past harassment or counseling ever took place. Contrasted to the punishment meted out to Pierce, it is undisputed that the company took no disciplinary action against Kennedy.Pierce filed the instant diversity suit alleging the following state law claims: (1) "reverse discrimination" and (2) intentional infliction of emotional distress. The district court granted the company's motion for summary judgment on both counts. Pierce appeals that decision.II.This court reviews grants of summary judgment de novo and it applies the same test utilized by the district court. EEOC v. University of Detroit, 904 F.2d 331, 334 (6th Cir.1990). The applicable standard for motions for summary judgment is well settled. To grant a motion for summary judgment, the court must find that the pleadings, together with the depositions, interrogatories and affidavits on file, establish that there is no genuine issue of material fact and that the movant is entitled to judgment as a matter of law. Fed.R.Civ.P. 56. A party seeking summary judgment bears the initial burdens of specifying the basis upon which it contends judgment should be granted and of identifying that portion of the record which, in its opinion, demonstrates the absence of a genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 2552, 91 L.Ed.2d 265 (1986). Thus, "the burden on the moving party may be discharged by 'showing'--that is, pointing out to the district court--that there is an absence of evidence to support the nonmoving party's case." Id. at 325, 106 S.Ct. at 2554. The nonmoving party must thereafter produce specific facts demonstrating a genuine issue of fact for trial. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48, 106 S.Ct. 2505, 2509-10, 91 L.Ed.2d 202 (1986).Although a plaintiff is entitled to a review of the evidence in the light most favorable to him or her, the nonmoving party is required to do more than simply show that there is some "metaphysical doubt as to the material facts." Matsushita Elec. Ind. Co. v. Zenith Radio Corp., 475 U.S. 574, 586, 106 S.Ct. 1348, 1356, 89 L.Ed.2d 538 (1986). The Rule requires the nonmoving party to come forward with "specific facts showing that there is a genuine issue for trial." Fed.R.Civ.P. 56(e) (emphasis added); see also United States v. WRW Corp., 986 F.2d 138, 143 (6th Cir.1993) (court not required to speculate as to what portion of record nonmoving party relies upon, nor is there an obligation for it to "wade through" the record for specific facts). Furthermore, "[t]he mere existence of a scintilla of evidence in support of the plaintiff's position will be insufficient; there must be evidence on which the jury could reasonably find for the plaintiff." Anderson, 477 U.S. at 252, 106 S.Ct. at 2512.III.The first issue this court must consider is whether the district court erred in dismissing Pierce's claim of "reverse discrimination." Pierce contends that if he violated the company's sexual harassment policy then so, certainly, did Kennedy; yet, the company took adverse action solely against Pierce. Thus, claims Pierce, he suffered impermissible discrimination pursuant to Kentucky's version of Title VII4, found at Ky.Rev.Stat.Ann. ("K.R.S.") Sec. 344.0405, by being treated differently than Kennedy, a female employee. Because this case is based on diversity jurisdiction the district court correctly ruled that Kentucky law applies to the state law claims. See, Erie R. R. v. Tompkins, 304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188 (1938).This disparate treatment case is subject to the following tripartite analysis, with the burden of proof remaining with Pierce at all times: (1) the plaintiff must establish a prima facie case of discrimination, (2) the employer must offer evidence of a legitimate, nondiscriminatory reason for its actions, and (3) the plaintiff must prove that the reason offered is in fact a pretext for intentional discrimination.Kent County Sheriff's Ass'n v. County of Kent, 826 F.2d 1485, 1492 (6th Cir.1987) (citing McDonnell Douglas Corp. v. Green, 411 U.S. 792, 801, 93 S.Ct. 1817, 1823-24, 36 L.Ed.2d 668 (1973)).In McDonnell Douglas, the Court set forth the general elements required for a plaintiff to prove a prima facie case: (i) that he belongs to a racial minority; (ii) that he applied and was qualified for a job for which the employer was seeking applicants; (iii) that, despite his qualifications, he was rejected; and (iv) that, after his rejection, the position remained open and the employer continued to seek applicants from persons of complainant's qualifications.6 McDonnell Douglas, 411 U.S. at 802, 93 S.Ct. at 1824. Consistent with the Supreme Court's admonition that the above standard should be modified to accommodate different employment discrimination contexts, id. at 802 n. 13, 93 S.Ct. at 1824 n. 13, this court has adopted the following test in cases, such as the instant one, involving claims of so-called "reverse discrimination":[A] prima facie case of "reverse discrimination" is established upon a showing that "background circumstances support the suspicion that the defendant is that unusual employer who discriminates against the majority,"7 Parker v. Baltimore and Ohio Railroad Co., 652 F.2d at 1017, see also Daye v. Harris, 655 F.2d 258 (D.C.Cir.1981); and upon a showing that the employer treated differently employees who were similarly situated but not members of the protected class.Murray v. Thistledown Racing Club, Inc., 770 F.2d 63, 67 (6th Cir.1985) (citation omitted); see also Jasany v. United States Postal Service, 755 F.2d 1244, 1252 (6th Cir.1985); Boger v. Wayne County, 950 F.2d 316, 325 (6th Cir.1991); Ruth v. Children's Medical Center, 940 F.2d 662 (Table), 1991 WL 151158, at * 6 (6th Cir. Aug. 8, 1991).Pierce claims that he has demonstrated a prima facie case of reverse sex discrimination under K.R.S. Sec. 344.0408 in that he was disciplined--demoted in rank and pay--for off-color conduct while Kennedy, a similarly-situated female employee, was not disciplined at all despite engaging in more egregious conduct. The parties do not dispute the test (but dispute, of course, its application) for determining whether a proposed comparable is, in fact, similarly situated:In order for two or more employees to be considered similarly-situated for the purpose of creating an inference of disparate treatment in a Title VII case, the plaintiff must prove that all of the relevant aspects of his employment situation are "nearly identical" to those of the [female] employees who he alleges were treated more favorably. The similarity between the compared employees must exist in all relevant aspects of their respective employment circumstances.Ruth v. Children's Medical Center, 940 F.2d 662 (Table), 1991 WL 151158, at * 6 (6th Cir. Aug. 8, 1991) (quoting Payne v. Illinois Central Gulf R.R., 665 F.Supp. 1308, 1333 (W.D. Tenn.1987)); see also Mitchell v. Toledo Hosp., 964 F.2d 577, 583 (6th Cir.1992) (holding that, in order to be deemed "similarly-situated," the plaintiff must show that the comparables "... are similarly-situated in all respects" ) (citing Stotts v. Memphis Fire Dept., 858 F.2d 289 (6th Cir.1988)).Commonwealth argues, and the district court held, that the company's treatment (or forbearance) relative to Kennedy could not be compared to its treatment of Pierce because the two were not "similarly-situated" employees. Pierce, 825 F.Supp. at 787. The court relied on the undisputed facts that, unlike Kennedy, Pierce was a member of management, had authority over three offices and several subordinates, and had a responsibility to maintain a respectful, respectable, and decorous office. Id. Pierce argues that the district court erred in considering the fact that he was a supervisor and Kennedy was not. It is undisputed that the company's policy against sexual harassment applies expressly to both supervisory and non-supervisory personnel. Therefore, according to Pierce, "the distinction between supervisory and non-supervisory personnel is absolutely irrelevant." We disagree.In order to show that he was "similarly situated" to Kennedy, Pierce was required to prove that all of the relevant aspects of his employment situation were "nearly identical" to those of Kennedy's employment situation. Ruth v. Children's Medical Center, 940 F.2d 662 (Table), 1991 WL 151158, at * 6 (6th Cir. Aug. 8, 1991). The following distinctions between Pierce and Kennedy are undisputed: Pierce was a supervisor and Kennedy was not; Pierce had responsibility over three offices, whereas Kennedy was an "office administrator" with no supervisory control over any other employees; Pierce evaluated employees, including Kennedy, while Kennedy evaluated no one; and, unlike Kennedy, Pierce attended agency group meetings and was responsible for enforcement of the company's sexual harassment policy.Pierce's unsupported argument--that the distinction in employment status between himself and Kennedy is somehow "irrelevant"--is without merit for the following reason: the company's ultimate liability for a violation of Title VII (or its Kentucky counterpart) could very well depend on which of these two employees violated its sexual harassment policy, and ultimately the law.9Title VII, like Kentucky's counterpart, prohibits "employers" from discriminating against individuals on the basis of certain statutorily prohibited reasons (e.g., race, gender). See 42 U.S.C. Sec . 2000e-2(a); K.R.S. Sec. 344.040(1). Under Title VII, an "employer" is defined as "a person engaged in an industry affecting commerce ..., and any agent of such person." 42 U.S.C. Sec . 2000e(b) (emphasis added); see also K.R.S. Sec. 344.040(1). The term "agent" is not defined by Title VII, but has been interpreted by courts as an individual who "serves in a supervisory position and exercises significant control over the plaintiff's hiring, firing or conditions of employment." Sauers v. Salt Lake County, 1 F.3d 1122, 1125 (10th Cir.1993) (quoting Paroline v. Unisys Corp., 879 F.2d 100, 104 (4th Cir.1989), aff'd in pertinent part, 900 F.2d 27 (4th Cir.1990) (en banc)); see also York v. Tennessee Crushed Stone Ass'n, 684 F.2d 360, 362 (6th Cir.1982).In supervisor sexual harassment cases, an individual who is acting as an employer's "agent" is deemed the alter ego of the employer and the employer is liable for his unlawful employment practices without regard to whether the employer actually knew (or should have known) of the individual's conduct. Kauffman v. Allied Signal, Inc., Autolite Div., 970 F.2d 178, 183 (6th Cir.1992) (holding that the "knew or should have known" standard does not apply to supervisor harassment cases. In a hostile working environment claim, the determination of whether an employer is liable for its supervisor's actions depends on 1) whether the supervisor's harassing actions were foreseeable or fell within the scope of his employment and 2) even if they were, whether the employer responded adequately and effectively to negate liability. Where the complaint alleges "quid pro quo" harassment, in which a supervisor demands sexual favors as a condition for job benefits, the employer is strictly liable under a respondeat superior theory), cert. denied, --- U.S. ----, 113 S.Ct. 831, 121 L.Ed.2d 701 (1992); see also 29 C.F.R. Sec. 1604.11(c) ("Applying general title VII principles, an employer ... is responsible for its acts and those of its agents and supervisory employees with respect to sexual harassment regardless of whether the specific acts complained of were authorized or even forbidden by the employer and regardless of whether the employer knew or would have known of their occurrence").10The standard for determining an employer's liability in co-worker discrimination cases is markedly different from the standard applied in supervisor harassment cases. In order to establish employer liability in a co-worker discrimination case the plaintiff must assert and prove the existence of what has been characterized as "respondeat superior" liability. Rabidue v. Osceola Refining Co., 805 F.2d 611, 619-20 (6th Cir.1986), cert. denied,Try vLex for FREE for 3 days
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