Federal Circuits, Fifth Circuit (April 05, 2002)
Docket number: 00-60779
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U.S. Court of Appeals for the Fourth Circuit - North Carolina Right To Life, Incorporated; North Carolina Right To Life Political Action Committee; North Carolina Right To Life Committee Fund for Independent Political Expenditures, Plaintiffs-Appellees, v. Larry Leake, in His Official Capacity as Chairman of the North Carolina State Board of Elections; Genevieve C. Sims, in Her Official Capacity as Secretary of the State Board of Elections; Robert Cordle, in His Official Capacity as a Member of the State Board of Elections; Lorraine G. Shinn, in Her Official Capacity as a Member of the State Board of Elections; Charles Winfree, in His Official Capacity as a Member of the State Board of Elections; Robert F. Johnson, in His Official Capacity as District Attorney for the North Carolina Prosecutorial District 15A; Roy Cooper, in His Official Capacity as the North Carolina Attorney General, Defendants-Appellants. North Carolina Right To Life, Incorporated; North Carolina Right To Life Political Action Committee; North Carolina Right To Life Committee Fund..., 344 F.3d 418 (4th Cir. 2003) Incorporated; North Carolina Right To Life Political Action Committee; North Carolina Right To Life Committee Fund for Independent Political Expenditures, Plaintiffs-Appellees, v. Larry Leake, in His Official Capacity as Chairman of the North Carolina State Board of Elections; Genevieve C. Sims, in Her Official Capacity as Secretary of the State Board of Elections; Robert Cordle, in His Official Capacity as a Member of the State Board of Elections; Lorraine G. Shinn, in Her Official Capacity as a Member of the State Board of Elections; Charles Winfree, in His Official Capacity as a Member of the State Board of Elections; Robert F. Johnson, in His Official Capacity as District Attorney for the North Carolina Prosecutorial District 15A; Roy Cooper, in His Official Capacity as the North Carolina Attorney General, Defendants-Appellants. North Carolina Right To Life, Incorporated; North Carolina Right To Life Political Action Committee; North Carolina Right To Life Committee Fund...
U.S. Court of Appeals for the Ninth Circuit - CALIFORNIA PROLIFE V GETMAN (9th Cir. 2003)
Tom Hunt Cole, Jr., Eugene C. Stone, Harold Edward Pizzetta, III (argued), Jackson, MS, for Defendants-Appellees.
Todd F. Lang, Phoenix, AZ, Edward B. Foley (argued), The Ohio State University College of Law, Columbus, OH, for all Amici Curiae parties.Ken Salazar, Denver, CO, for State of Colorado, Amicus Curiae.Richard Blunenthal, Hartford, CT, for State of Connecticut, Amicus Curiae.Robert A. Butterworth, Tallahassee, FL, for State of Florida, Amicus Curiae.Earl I. Anazi, Honolulu, HI, for State of Hawaii, Amicus Curiae.Thomas J. Miller, Des Moines, IA, for State of Iowa, Amicus Curiae.R. Gray Sexton, Baton Rouge, LA, Richard Phillip Ieyoub, Shreveport, LA, for State of Louisiana, Amicus Curiae.Jeremiah W. Nixon, Jefferson City, MO, for State of Missouri, Amicus Curiae.Patricia A. Madrid, Santa Fe, NM, for State of New Mexico, Amicus Curiae.Frankie Sue Del Papa, Carson City, NV, for State of Nevada, Amicus Curiae.Roy Cooper, Raleigh, NC, for State of North Carolina, Amicus Curiae.William H. Sorrell, Montpelier, VT, for State of Vermont, Amicus Curiae.Christine O. Gregoire, Olympia, WA, for State of Washington, Amicus Curiae.Darrell V. McGraw, Jr., Charleston, WV, for State of West Virginia, Amicus Curiae.Robert Sanchez-Ramos, San Juan, PR, for Commonwealth of Puerto Rico, Amicus Curiae.W.A. Edmondson, Oklahoma City, OK, for State of Oklahoma, Amicus Curiae.Andrew H. Baida, Sol. Gen., Baltimore, MD, for State of Maryland, Amicus Curiae.Appeal from the United States District Court for the Southern District of Mississippi.Before JOLLY and PARKER, Circuit Judges, and MILLS,* District Judge.E. GRADY JOLLY, Circuit Judge:This appeal of a declaratory judgment by the Chamber of Commerce of the United States of America involves the First Amendment and state regulation of political advertisements aired shortly before the election for members of the Mississippi Supreme Court. During the 2000 election season, the Chamber ran four television commercials describing the background and qualifications of candidates seeking positions on the court. The defendant state officials initiated a review of the advertisements to determine whether they were subject to a Mississippi statute that requires the disclosure of "independent expenditures" that "expressly advocate" the election or defeat of a specific candidate. In response, the Chamber sought a declaratory judgment that its advertisements were not subject to the disclosure law. The district court, in a thoughtful and reasoned opinion, held that the advertisements were subject to state regulation because reasonable minds could not differ that the advertisements advocate the election of the specified candidates.The Supreme Court has held that the First Amendment permits regulation of political advertisements, but only if they expressly advocate the election or defeat of a specific candidate. There is some disagreement, however, concerning the standard to be applied in determining whether a given advertisement contains "express advocacy." Today we follow most Courts of Appeal that have considered the issue. We hold that a state may regulate a political advertisement only if the advertisement advocates in express terms the election or defeat of a candidate. Applying this rule to the present case, we conclude that the Chamber's advertisements do not expressly advocate the election or defeat of a candidate. This is true because the advertisements do not contain explicit terms advocating specific electoral action by viewers. As a consequence, the advertisements are not subject to mandatory disclosure requirements for independent campaign expenditures. Accordingly, we reverse the judgment of the district court.* In November 2000, four of the nine positions on the Mississippi Supreme Court were up for election. Less than one month before the election, the Chamber ran four thirty-second television advertisements, each extolling the virtues of a different candidate running for a position on the court. The advertisements featured three incumbents (former Chief Justice Lenore Prather, Justice Kay Cobb, and Justice James Smith) and one challenger (Judge Keith Starrett). The advertisements identified the candidate and described in general terms the candidate's judicial philosophy, background, qualifications, and other positive qualities. For example, the advertisements emphasized the candidates' "common sense" and their interest in protecting "victims' rights."1 The advertisements concluded by displaying the address of an Internet web site, www.LitigationFairness.org, that contains a page with links to the campaign web sites of Justice Cobb and Judge Starrett and to pages containing biographical information for Justice Smith and former Chief Justice Prather.2The election process for positions on the Mississippi Supreme Court is governed by Mississippi's election laws, which include regulations requiring reporting and disclosure of "independent expenditures" on candidates' campaigns. See MISS.CODE. ANN. §§ 23-15-801 et seq. Because the Chamber did not report its expenditures on the advertisements to state election authorities, the Mississippi Attorney General and Secretary of State initiated an investigation to determine whether the advertisements violated the state election laws.3 The Chamber brought an action in the District Court for the Southern District of Mississippi seeking declaratory relief from the application of the election regulations. The Chamber argued that application of the state regulations to its advertisements would impermissibly curtail its right to free speech.The district court adopted a test first articulated by the Ninth Circuit in Fed. Election Comm'n v. Furgatch, 807 F.2d 857 (9th Cir.1987). It held that the advertisements were "express advocacy" because, in the context of the ongoing election campaign, no reasonable viewer would construe the advertisements as anything but a directive to vote for the featured candidates ? notwithstanding that the advertisements' express words did not call for action on the part of the voter. The district court specifically found that the advertisements "clearly champion[] the election of a particular candidate" and "contain no true discussion of issues." It thus held that the Chamber's advertisements could be subject to state campaign regulations without offending the First Amendment. The Chamber now appeals.IIBecause the Chamber's challenge to Mississippi's mandatory disclosure statute follows a well-worn path, we begin with a brief discussion of the applicable caselaw. Our review of the Supreme Court decisions in this area leads us to the conclusion that mandatory disclosure provisions like that in the Mississippi statute apply only to communications containing words that explicitly advocate the election or defeat of a particular candidate. Because the advertisements at issue here do not contain such express advocacy, we conclude that the First Amendment protects these advertisements from governmental regulation.* Although the states, like the federal government, have authority to regulate elections and election campaigns, the Supreme Court has held that the First Amendment constrains the government's power to compel the disclosure of independent contributions and expenditures, just as it constrains the government's power to regulate the amount of money that a person or group can contribute to or spend on election campaigns. See Buckley v. Valeo, 424 U.S. 1, 19, 60-61, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976).In Buckley, candidates and political donors challenged the constitutionality of a federal election statute that imposed limits on individual campaign contributions, expenditures by candidates, and independent expenditures "relative to" specific candidates. Most relevant to our decision today, the Court also reviewed a provision of the statute requiring "`[e]very person (other than a political committee or candidate) who makes contributions or expenditures' aggregating over $100 in a calendar year `other than by contribution to a political committee or candidate' to file a statement with the [Federal Election] Commission." Buckley, 424 U.S. at 74-75, 96 S.Ct. 612 (quoting 18 U.S.C. 434(e) (1970 Supp. IV)). The Court observed that compelled disclosure of independent expenditures implicates the First Amendment because it "can seriously infringe on privacy of association and belief" and it can indirectly deter the exercise of First Amendment rights. Id. at 64-65, 96 S.Ct. 612. The Court recognized that the government has an important interest in providing the electorate with information about the sources of money spent during political campaigns and collecting data to enforce campaign laws. The Court nevertheless held that a provision requiring disclosure of independent campaign expenditures involves a "significant encroachment[] on First Amendment rights" and must therefore be subject to "exacting scrutiny." Id. at 64-67, 96 S.Ct. 612; see also id. at 75, 96 S.Ct. 612 ("In considering this provision [requiring disclosure of independent expenditures by individuals or groups], we must apply the same strict standard of scrutiny, for the right of associational privacy developed in NAACP v. Alabama [357 U.S. 449, 78 S.Ct. 1163, 2 L.Ed.2d 1488 (1958)] derives from the rights of the organization's members to advocate their personal points of view in the most effective way.").To ensure that the mandatory disclosure provision in the federal statute did not encroach on protected political speech by individuals andgroups, the Court held that the provision must be narrowly construed to be consistent with the First Amendment. Id. at 80, 96 S.Ct. 612. Accordingly, the Court interpreted the provision to "apply only to expenditures for communications that in express terms advocate the election or defeat of a clearly identified candidate for federal office."4 Id. at 44, 96 S.Ct. 612. In a footnote, the Court then provided examples of terms of express advocacy: "`vote for,' `elect,' `support,' `cast your ballot for,' `Smith for Congress,' `vote against,' `defeat,' `reject.'" Id. at 44 n. 52, 96 S.Ct. 612.In Fed. Election Comm'n v. Massachusetts Citizens for Life, Inc., 479 U.S. 238, 243, 107 S.Ct. 616, 93 L.Ed.2d 539 (1986) ("MCFL"), the Court applied the "express advocacy" standard to a newsletter that encouraged readers to "Vote Pro-Life" and listed the names of "pro-life" candidates in the election. Observing that the "express advocacy" standard is designed "to distinguish discussion of issues and candidates from more pointed exhortations to vote for particular persons," the Court held that the newsletter contained "[j]ust such an exhortation." Id. The Court reasoned that an explicit directive to vote "pro-life" read in conjunction with named "pro-life" candidates was only "marginally less direct" than a specific exhortation to vote for the named candidates. Id. Thus, the MCFL Court extended the "express advocacy" inquiry to include consideration of the logical relationship between an express term advocating election or defeat and the names of specific candidates identified in the communication.In reviewing the application and constitutionality of various state and federal election regulations, most Courts of Appeal have adopted the view that, under Buckley and MCFL, the government may regulate only those communications containing explicit words advocating the election or defeat of a particular candidate.5 These courts rely primarily on Buckley's emphasis on (1) the need for a bright-line rule demarcating the government's authority to regulate speech and (2) the need to ensure that regulation does not impinge on protected issue advocacy.6The sole departure from this bright-line approach among our sister circuits came in Fed. Election Comm'n v. Furgatch, 807 F.2d 857 (9th Cir.), cert. denied,Try vLex for FREE for 3 days
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