Corporate & Financial Weekly Digest - Volume X, Issue 18

Published date11 May 2015
Law FirmKatten Muchin Rosenman LLP
AuthorGuy Dempsey,Swathi Gandhavadi Griffin,Carolyn H. Jackson,Daniel Ketani,Nathaniel W. Lalone,Ross Pazzol,William M. Regan
Subject MatterBroker-Dealer,Captive Insurance Company,CFTC,Class Action,Commodities,ESMA,FINRA,MiFID,Proprietary Trading,SEC,Security-Based Swaps,Small Offering Exemptions,SPVs,Urban Outfitters

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