Federal Circuits, 11th Cir. (August 30, 1991)
Docket number: 90-3400
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U.S. Court of Appeals for the 11th Cir. - Howard Eubanks, Sr., Plaintiff-Appellee, v. Joseph Gerwen, Individually and as Chief of the Fort Lauderdale Police Department; Daniel Losey, Individually and in His Official Capacity as an Officer for the Fort Lauderdale Police Department; James Wigand, Individually and as an Officer for the Fort Lauderdale Police Department, Defendants-Appellants., 40 F.3d 1157 (11th Cir. 1994) Sr., Plaintiff-Appellee, v. Joseph Gerwen, Individually and as Chief of the Fort Lauderdale Police Department; Daniel Losey, Individually and in His Official Capacity as an Officer for the Fort Lauderdale Police Department; James Wigand, Individually and as an Officer for the Fort Lauderdale Police Department, Defendants-Appellants.
U.S. Court of Appeals for the 11th Cir. - Oscar L. Washington, Sr. v. Timothy Bauer (11th Cir. 2005)
Keith C. Tischler, Powers, Quaschnick & Tischler, Tallahassee, Fla., for defendant-appellant.
Woodburn S. Wesley, Jr., E. Hoyt Walston, Shalimar, Fla., for plaintiff-appellee.Appeal from the United States District Court for the Northern District of Florida.Before COX and BIRCH, Circuit Judges, and GIBSON*, Senior Circuit Judge.BIRCH, Circuit Judge:This interlocutory appeal addresses the qualified immunity status of a deputy sheriff relative to a passenger in a vehicle, which was stopped, and the other occupants were arrested. The passenger contends that her constitutional rights were violated during her detention by the officer pursuant to the stop of the vehicle, and as a result of her roadside abandonment. The district court denied the officer's summary judgment motion regarding his claim of qualified immunity, but granted him summary judgment on the state law claim of intentional infliction of emotional distress. Although we affirm summary judgment granted to the officer on the claim of intentional infliction of emotional distress, we reverse and remand the denial of summary judgment on the officer's claim of qualified immunity for proceedings consistent with this opinion.I. FACTUAL AND PROCEDURAL BACKGROUNDOn the night of May 12, 1985, plaintiff-appellee Sharon Courson and two male companions were "four wheeling" in an all-terrain vehicle on a Walton County, Florida beach.1 When they were ready to leave the beach, Courson, who did not drink any alcoholic beverage, was concerned that her two male companions had consumed a sufficient amount of beer to inhibit their driving ability. Nevertheless, one of the males drove west from the beach on U.S. Highway 98 at approximately 10:00 P.M.; Courson rode as a passenger.Their vehicle passed defendant-appellant Lieutenant Jim Roy, a deputy sheriff for Walton County, in a no passing area at a speed between 60 and 80 miles per hour in a 45 or 55 miles per hour zone. Roy, who had been conducting surveillance of marijuana fields, had noticed that evening a dark, four-wheel drive vehicle, similar to the one that passed him and contained Courson and her companions, in the vicinity of the cultivated marijuana fields. He activated his siren and flashing blue light, and pursued the vehicle. Courson, seated in the front seat between the two males, became aware of Roy's presence as soon as he activated his flashing blue light.Subsequently, the vehicle stopped on the side of the paved surface of the highway at a condominium construction site, located between two developments. One of the developments was townhouse rental property. The other, which had a guard house at the entrance to the property, was a resort with units available for rent and sale.Roy stopped his patrol car behind the vehicle and, in a loud voice, requested the occupants to exit. When none of the occupants exited the vehicle, Roy reiterated his instruction. Thereafter, the male driver only left the vehicle. After Roy again repeated his order that all occupants exit, Courson and the other male exited.2Roy observed that each of the three individuals had difficulty getting out of the vehicle. As Courson and her male companions approached, Roy, who was alone, withdrew a shotgun from his patrol car. One of the males became and continued to be verbally abusive and belligerent;3 he also challenged Roy's authority to conduct the stop and investigation. Roy immediately requested the assistance of backup units. Because he was outnumbered and uncertain whether the three apprehended individuals were involved in criminal activity, Roy instructed them to lie face down on the ground.4 He continued to hold his shotgun toward the three detainees while he awaited backup assistance.5Subsequently, a Florida highway patrolman arrived. Roy gave his shotgun to the patrolman to guard Courson and her male companions while he searched their vehicle by shining a flashlight into the interior. Thereafter, four Walton County deputy sheriffs arrived at the scene. In addition to Roy's patrol car, Courson's best recollection was that there were two or three patrol cars transporting the backup officers.Both of the males were arrested, hand-cuffed, and taken to the Walton County sheriff's department for booking in separate patrol cars. The male driver was charged with driving under the influence of alcohol, speeding, and with fleeing and attempting to elude a law enforcement officer. The other male, who physically resisted arrest and injured one of the officers, was charged with resisting arrest with violence, disorderly intoxication, obstruction of justice, assault on law enforcement officers, and battery on a police officer. The lawfulness of these arrests has not been challenged by Courson or her arrested companions.During the investigation and arrest of male companions, Courson was kept on the ground until both males were taken into custody. Including the wait for backup assistance with her companions, the total time that Courson remained on the ground was approximately thirty minutes; little traffic passed on the highway during that period. She was not directly interrogated, searched, touched, harmed in any way, or charged with any crime.6After Courson's male companions had been taken to the station for booking, Courson was told that she was free to go. Roy put his shotgun away. The officers assisted Courson in searching for her car keys, which she said were left in the vehicle in which the three individuals had been riding. The keys were not found, and the vehicle was towed away. Courson did not ask Roy or another officer to take her anywhere.7 She walked a short distance to the guard house at the adjacent resort and called a friend, who came to take her home, at which she arrived at approximately midnight.8Courson lost no time from work as a result of this incident.9 She testified that she was not physically injured during her detention by Roy, that she suffered no physical consequences, and that she had no medical treatment and received no medication for any condition resulting from this incident.10 Courson's only residual effect from the experience is her claimed mistrust of police officers.11Courson initiated this action in the Walton County, Florida circuit court. Her four-count complaint alleged violation of her Fourth, Fifth and Fourteenth Amendment rights resulting from her detention, including excessive force, and abandonment as well as related state tort claims. Quinn A. McMillian, Sheriff of Walton County, originally was a defendant for allegedly allowing a policy of conduct by his officers permitting Roy's actions, and the sheriff's failure to supervise his deputies. Defendants McMillian and Roy removed the case to federal district court for the Northern District of Florida. Pursuant to defendants' motion to dismiss, the district court dismissed the complaint as to Sheriff McMillian in his individual and official capacities.The remaining claims against Roy in his individual capacity were: a 42 U.S.C. Sec . 1983 claim for unlawful arrest and detention and for the use of unreasonable force in violation of the Fourth, Fifth and Fourteenth Amendments; a Fourteenth Amendment claim for recklessly placing Courson in danger when Roy abandoned her at the scene; and Florida claims for false arrest and imprisonment,12 assault, and intentional infliction of emotional distress. Roy moved for summary judgment on the merits and on the basis of his entitlement to qualified immunity. Concluding that Roy's conduct was not outrageous as defined by the Florida Supreme Court, the district court granted Roy summary judgment on Courson's claim for intentional infliction of emotional distress.13 Without analyzing the governing law specifically regarding seizure, unreasonable force and abandonment in May, 1985, the district court denied Roy summary judgment on the basis of qualified immunity and on all other claims. Roy appeals the district court's denying him qualified immunity.II. DISCUSSIONA. Jurisdiction"[A] district court's denial of qualified immunity is immediately appealable." Hudgins v. City of Ashburn, 890 F.2d 396, 402 (11th Cir.1989). The purpose for this exception to 28 U.S.C. Sec . 1291, whereby we review final decisions of district courts, is to protect public officials entitled to qualified immunity from suit. Mitchell v. Forsyth, 472 U.S. 511, 526, 105 S.Ct. 2806, 2815, 86 L.Ed.2d 411 (1985); Hutton v. Strickland, 919 F.2d 1531, 1536 (11th Cir.1990). This entitlement to qualified immunity obviously would be lost if the case proceeded to trial erroneously. Mitchell, 472 U.S. at 526, 105 S.Ct. at 2815; Hutton, 919 F.2d at 1536.Qualified immunity shields government officials executing discretionary responsibilities from civil damages "insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 2738, 73 L.Ed.2d 396 (1982) (emphasis added). Therefore, qualified immunity "turns on an issue of law," and our review is de novo. Mitchell, 472 U.S. at 530, 105 S.Ct. at 2817; Hutton, 919 F.2d at 1536; Hudgins, 890 F.2d at 403. Procedurally, qualified immunity must be pled by the defendant official as an affirmative defense. Harlow, 457 U.S. at 815, 102 S.Ct. at 2736; Hutton, 919 F.2d at 1536.In this case, Roy pled qualified immunity as an affirmative defense. The legal issue for our determination is whether in May, 1985, it was unconstitutional for a law enforcement officer to detain a passenger of a vehicle, stopped for exceeding the lawful speed limit; to require that individual to lie on the ground with the other occupants of the vehicle while the officer held a shotgun on them during the time that he awaited assistance and conducted an investigation; and to leave the unarrested passenger alone without transportation home. Jurisdiction is appropriate in this case.B. Summary Judgment ReviewThe Supreme Court has explained the scope of our review of a district court's denial of a summary judgment motion based on qualified immunity:An appellate court reviewing the denial of the defendant's claim of immunity need not consider the correctness of the plaintiff's version of the facts, nor even determine whether the plaintiff's allegations actually state a claim. All it need determine is a question of law: whether the legal norms allegedly violated by the defendant were clearly established at the time of the challenged actions or, in cases where the district court has denied summary judgment for the defendant on the ground that even under the defendant's version of the facts the defendant's conduct violated clearly established law, whether the law clearly proscribed the actions the defendant claims he took.Mitchell, 472 U.S. at 528, 105 S.Ct. at 2816 (footnote omitted). Following this Supreme Court guidance, our court requires a defendant to establish his entitlement to qualified immunity as a matter of law by showing that no genuine issues of material fact relating to the implicated legal questions exist. Hutton, 919 F.2d at 1536; see Fed.R.Civ.P. 56(c). Whether a claimed right "is clearly established is a question of law for the court to decide." Andreu v. Sapp, 919 F.2d 637, 641 (11th Cir.1990). If genuine issues concerning material facts regarding the implicated legal issues are present, then the district court properly denied summary judgment and the case must be tried for resolution of those factual questions. Hutton, 919 F.2d at 1536; Hudgins, 890 F.2d at 403.To avoid summary judgment, an opposing plaintiff must show that the defendant is not entitled to qualified immunity legally or that there is a genuine issue of material fact regarding the defendant's conduct as being violative of the clearly established law governing the case. See Hutton, 919 F.2d at 1536. The Court has explained the meaning of a genuine factual dispute under Rule 56(c) of the Federal Rules of Civil Procedure: "By its very terms, this standard provides that the mere existence of some alleged factual dispute between the parties will not defeat an otherwise properly supported motion for summary judgment; the requirement is that there be no genuine issue of material fact." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48, 106 S.Ct. 2505, 2510, 91 L.Ed.2d 202 (1986) (emphasis in original). Following discovery, the plaintiff opposing summary judgment may not rely on facts in the complaint, but must raise genuine issues of material fact to counter facts supporting the defendant's claim of qualified immunity. Hutton, 919 F.2d at 1537; Fed.R.Civ.P. 56(e); see Celotex Corp. v. Catrett, 477 U.S. 317, 322-23, 106 S.Ct. 2548, 2552-53, 91 L.Ed.2d 265 (1986) (quoting Fed.R.Civ.P. 56(c)).C. Qualified Immunity AnalysisThe Supreme Court has developed an objective-reasonableness test for evaluating actions of a government official claiming qualified immunity: the official's action must be evaluated against "clearly established law," consisting of statutory or constitutional rights that a reasonable person should have known. Harlow, 457 U.S. at 818, 102 S.Ct. at 2738; Rich v. Dollar, 841 F.2d 1558, 1563 (11th Cir.1988). The use of this test precludes the determination by district courts of subjective good faith in government officials' conduct in section 1983 actions. Hutton, 919 F.2d at 1537; see Harlow, 457 U.S. at 815-19, 102 S.Ct. at 2736-39. This objective-reasonableness test provides qualified immunity protection to "all but the plainly incompetent or those who knowingly violate the law." Malley v. Briggs, 475 U.S. 335, 341, 106 S.Ct. 1092, 1096, 89 L.Ed.2d 271 (1986); Hutton, 919 F.2d at 1537.In Rich, this circuit derived a two-part analysis for applying the objective-reasonableness test to a qualified immunity defense:1. The defendant public official must first prove that "he was acting within the scope of his discretionary authority when the allegedly wrongful acts occurred."2. Once the defendant public official satisfies his burden of moving forward with the evidence, the burden shifts to the plaintiff to show lack of good faith on the defendant's part. This burden is met by proof demonstrating that the defendant public official's actions "violated clearly established constitutional law."Rich, 841 F.2d at 1563-64 (quoting Zeigler v. Jackson, 716 F.2d 847, 849 (11th Cir.1983) (per curiam)); Hutton, 919 F.2d at 1537. Under the Zeigler/Rich formulation of the objective-reasonableness test, a government official proves that he acted within his discretionary authority by showing " 'objective circumstances which would compel the conclusion that his actions were undertaken pursuant to the performance of his duties and within the scope of his authority.' " Rich, 841 F.2d at 1564 (quoting Barker v. Norman, 651 F.2d 1107, 1121 (5th Cir. Unit A July 1981)); Hutton, 919 F.2d at 1537.The second component of the Zeigler/Rich objective-reasonableness test is divided into two analytical subparts. Rich, 841 F.2d at 1563-64 (citing Mitchell, 472 U.S. at 528, 105 S.Ct. at 2816); Hutton, 919 F.2d at 1538. First, the reviewing court must decide whether the applicable law was clearly established when the governmental action in question occurred. Rich, 841 F.2d at 1563-64 (citing Harlow, 457 U.S. at 818, 102 S.Ct. at 2738); Hutton, 919 F.2d at 1538; see Barts v. Joyner, 865 F.2d 1187, 1190 (11th Cir.) ("To defeat a qualified immunity defense, plaintiff bears the burden of showing that 'the legal norms allegedly violated by the defendant were clearly established at the time of the challenged actions or, ... the law clearly proscribed the actions the defendant ... took.' " (quoting Mitchell, 472 U.S. at 528, 105 S.Ct. at 2816)) cert. denied, --- U.S. ----, 110 S.Ct. 101, 107 L.Ed.2d 65 (1989). "Clearly established," is defined, with reference to the right that the official is alleged to have violated, as meaning that "[t]he contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right."14 Anderson v. Creighton, 483 U.S. 635, 640, 107 S.Ct. 3034, 3039, 97 L.Ed.2d 523 (1987). Second, the court must determine whether there is a genuine issue of fact concerning the government official's conduct being in violation of clearly established law. Rich, 841 F.2d at 1563-65 (citing Mitchell, 472 U.S. at 528, 105 S.Ct. at 2816); Hutton, 919 F.2d at 1538; see, e.g., Herren v. Bowyer, 850 F.2d 1543, 1546-47 (11th Cir.1988); Webb v. Ethridge, 849 F.2d 546, 550 (11th Cir.1988) (Genuine issues of material fact precluded summary judgment based on qualified immunity.). Accordingly, we shall assess Courson's claims against Roy with respect to seizure, unreasonable force and abandonment under the Zeigler/Rich analysis.1. SeizureCourson has alleged that Roy violated her Fourth and Fourteenth Amendment protections against detention without probable cause. Personal encounters between law enforcement officers and citizens are "seizures" on occasions "when the officer, by means of physical force or show of authority, has in some way restrained the liberty of a citizen."15 Terry v. Ohio, 392 U.S. 1, 19 n. 16, 88 S.Ct. 1868, 1879 n. 16, 20 L.Ed.2d 889 (1968). Roy seized Courson along with her companions because she was not free to go until Roy so informed her after the investigation and arrest of her male companions. Therefore, we must evaluate Roy's actions with respect to Courson under the Zeigler/Rich test to determine whether he is entitled to qualified immunity for his conduct in May, 1985.Our initial determination is whether Roy was acting within the scope of his discretionary authority when he stopped and detained Courson and her companions. It is undisputed that Roy was on duty when he stopped the vehicle. Courson has neither challenged Roy's probable cause in making the stop, because she acknowledges that their vehicle was exceeding the lawful speed limit, nor questioned the arrests of her companions.16 We conclude that these objective circumstances demonstrate that Roy was acting within the purview of his discretionary authority when he stopped the vehicle in which Courson and her companions were riding and detained them. See Hutton, 919 F.2d at 1537; Rich, 841 F.2d at 1564.The burden thereafter shifts to Courson to show that Roy's conduct violated clearly established constitutional law. As opposed to the initial stop of the vehicle, Courson apparently objects to her requested exit from the vehicle and subsequent detention. We will limit our analysis of Courson's seizure to these issues. Under this aspect of the Zeigler/Rich analysis, we must determine whether the applicable law was clearly established when Roy detained Courson with her companions in May, 1985. Rich, 841 F.2d at 1563-64. Because probable cause for the stop existed for the male driver only, we find that our analysis regarding the law applicable to Courson is analogous to a warrantless investigatory stop under Terry rather than a custodial arrest.17 See United States v. Neu, 879 F.2d 805, 808 (10th Cir.1989) ("A traffic stop ... is ordinarily a limited seizure within the meaning of the Fourth Amendment" and "is subject to the less rigorous requirements of Terry ... rather than the more stringent constitutional strictures of a custodial arrest."); see also United States v. Roper, 702 F.2d 984, 985 (11th Cir.1983) ("If there was merely an investigatory stop, ... only reasonable suspicion is required to pass constitutional muster.")."The Fourth and Fourteenth Amendments are implicated in this case because stopping an automobile and detaining its occupants constitute a 'seizure' within the meaning of those Amendments, even though the purpose of the stop is limited and the resulting detention quite brief." Delaware v. Prouse, 440 U.S. 648, 653, 99 S.Ct. 1391, 1396, 59 L.Ed.2d 660 (1979). The Court has recognized the constitutionality of stops of automobiles and the detention of the occupants for questioning to determine if illegal aliens are present, when officers have a reasonable suspicion. See, e.g., United States v. Cortez, 449 U.S. 411, 101 S.Ct. 690, 66 L.Ed.2d 621 (1981); United States v. Brignoni-Ponce, 422 U.S. 873, 95 S.Ct. 2574, 45 L.Ed.2d 607 (1975). Explaining the necessity of investigatory detentions generally, the Court stated:The Fourth Amendment does not require a policeman who lacks the precise level of information necessary for probable cause to arrest to simply shrug his shoulders and allow a crime to occur or criminal to escape. On the contrary, Terry recognizes that it may be the essence of good police work to adopt an intermediate response. A brief stop of a suspicious individual, in order to determine his identity or to maintain the status quo momentarily while obtaining more information, may be most reasonable in light of the facts known to the officer at the time.Adams v. Williams, 407 U.S. 143, 145-46, 92 S.Ct. 1921, 1923, 32 L.Ed.2d 612 (1972) (citations omitted); see INS v. Delgado, 466 U.S. 210, 216, 104 S.Ct. 1758, 1762, 80 L.Ed.2d 247 (1984) ("[P]olice questioning, by itself, is unlikely to result in a Fourth Amendment violation.").The Supreme Court has directed a balancing of competing interests in determining the unreasonableness of a seizure within the meaning of the Fourth Amendment:We must balance the nature and quality of the intrusion on the individual's Fourth Amendment interests against the importance of the governmental interests alleged to justify the intrusion. When the nature and extent of the detention are minimally intrusive of the individual's Fourth Amendment interests, the opposing law enforcement interests can support a seizure based on less than probable cause.United States v. Place, 462 U.S. 696, 703, 103 S.Ct. 2637, 2642, 77 L.Ed.2d 110 (1983); see Prouse, 440 U.S. at 654, 99 S.Ct. at 1396 ("[T]he permissibility of a particular law enforcement practice is judged by balancing its intrusion on the individual's Fourth Amendment interests against its promotion of legitimate governmental interests." (footnote omitted)). This court has determined that "[t]he distinction between an arrest and an investigatory stop depends upon the nature and degree of the intrusion under all the facts of the particular encounter," and has emphasized that "[t]he facts are important." Roper, 702 F.2d at 985 (emphasis added).In Roper, an Atlanta police officer observed at approximately 7:00 P.M., a vehicle fitting the description of an automobile belonging to an individual wanted for prosecution for federal bail jumping. He recognized the vehicle from a bail bond company flyer. After confirming the license plate and requesting assistance, the officer stopped the vehicle in a restaurant parking lot, approached the driver with his pistol drawn and told the two occupants to place their hands on the dashboard. When another police officer arrived, the two occupants were told to exit the vehicle. After determining through radio communication that there was a probation violation warrant for Roper's arrest, the officer arrested him. The other occupant of the vehicle was detained until the officers determined that there were no charges pending against him.This court determined that neither the officers' directing the two occupants to exit the vehicle, nor the fact that an officer's weapon was drawn during the encounter, converted the investigative stop into an arrest. Id. at 987. The court concluded that "it is clear that an investigative stop does not become an arrest merely because an officer directs the subject of an investigation out of a vehicle." Id.; see Pennsylvania v. Mimms, 434 U.S. 106, 110-11, 98 S.Ct. 330, 333, 54 L.Ed.2d 331 (1977) (When an officer, with no reason to believe that a motorist was armed or dangerous, directed a motorist stopped for a minor traffic violation out of his car, the Supreme Court held that concern for the officer's safety outweighed the slight intrusion on the motorist's liberty.); United States v. White, 648 F.2d 29, 36-40 (D.C.Cir.) (An officer's ordering a motorist to leave a vehicle does not transform an investigative stop into an arrest.), cert. denied,Try vLex for FREE for 3 days
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