Federal Circuits, 10th Cir. (April 27, 2005)
Docket number: 04-6196
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http://vlex.com/vid/dickson-v-franklin-18488579
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UNITED
STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
JOHN W. DICKSON,
Petitioner-Appellant,
v.
ERIC FRANKLIN, Warden,
Respondent-Appellee.
No. 04-6196
(D.C. No. CV-04-53-F)
(W.D. Okla.)
ORDER AND JUDGMENT(*)
Before LUCERO, McKAY, and
ANDERSON, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Petitioner-appellant John W. Dickson appeals from the district court's order
denying his 28 U.S.C. 2254 petition for a writ of habeas corpus. Dickson was
convicted after a jury trial in Oklahoma state court of possession of cocaine base
after prior conviction of a felony. On appeal he raises two issues: (1) the jury at
his trial was instructed under the wrong habitual offender statute; and (2) he
should have received the benefit of an amendment to the habitual offender statute
applicable to his case. The district court previously granted him a certificate of
appealability (COA) as to these issues. See id. § 2253(c). We
affirm the
judgment of the district court denying Dickson's petition.
The state district court sentenced Dickson, in accordance with the jury's
recommendation, to a forty-year sentence. On direct appeal to the Oklahoma
Court of Criminal Appeals (OCCA), Dickson raised two issues. He contended (1)
that his sentence was excessive due to numerous factors including prosecutorial
misconduct in the form of improper argument during his sentencing proceeding,
and (2) that he was entitled to the benefit of a post-offense amendment of the
general sentencing enhancement statute. The OCCA granted Dickson relief on
the prosecutorial misconduct issue, and reduced his sentence to twenty years. It
denied relief on the post-offense amendment issue, however, reasoning that since
there was no express indication that the legislature had intended the sentencing
amendment to operate retroactively, Dickson was only entitled to the law in effect
at the time he committed his crime.
Dickson later filed an application for sentence modification in state district
court. He argued that the district court had given improper jury instructions that
combined provisions from Oklahoma's drug enhancement statute, Okla. Stat. tit.
63, § 2-401, with provisions from its general enhancement statute, Okla. Stat. tit.
21, § 51.1. He also reasserted his argument about retroactive modification to the
sentencing statute, incorrectly stating that the OCCA had not addressed that
argument in its decision on his direct appeal. The state district court summarily
denied Dickson's application. Dickson filed a petition in error to the OCCA,
which dismissed his appeal because he had failed to provide a certified copy of
the order denying post-conviction relief with his petition in error.(1)
Dickson moved for rehearing of the dismissal, asserting that the omission
had been due to a prison law clerk error. In support of his motion for rehearing,
he provided an affidavit from the prison law clerk who prepared the appeal. The
law clerk stated that he was responsible for a high volume of cases, and had made
an inadvertent mistake in processing Dickson's appeal paperwork. After
preparing the paperwork he had given it to Dickson for proofreading and filing,
but had inadvertently forgotten to tell him to provide a copy of the order denying
relief to the OCCA. The law clerk asked the OCCA not to hold his mistake
against Dickson. It appears that the OCCA subsequently denied Dickson's
motion for rehearing.
Dickson filed this action in federal district court, asserting the two issues
he now presents on appeal. The district court found that he had procedurally
defaulted his improper jury instruction argument by failing to present a certified
copy of the order appealed from with his submission to the OCCA. It further
found that his other issue, concerning retroactive modification of the statute,
raised only an issue of state law and that Dickson therefore could not obtain
federal habeas relief as to that issue.
1. Improper jury instruction issue
We will describe this issue briefly, before showing why it is procedurally
barred. The basic range for Dickson's sentence for cocaine possession was two to
ten years. See Okla. Stat. tit. 63, § 2-402(B)(1). His sentence was enhanced
because he had a prior felony conviction for second-degree murder. The version
of Oklahoma's general sentencing enhancement statute in effect prior to 2001
provided that a person who committed an offense carrying a sentence of more
than five years for a first conviction, and who had a prior felony conviction,
would be sentenced to a term of imprisonment of "not less than ten (10) years."
Okla. Stat. tit. 21, § 51.1(A)(1) (1999). Dickson argues, however, that the jury
was improperly instructed under a different enhancement statute, Okla. Stat. tit.
63, § 2-401(C), applicable only to repeat drug offenses.
As mentioned, the OCCA rejected Dickson's attempt to raise this issue on
appeal, because he failed to provide a certified copy of the district court's order
denying his motion for sentence modification. See OCCA Rule 5.2(C)(2). The
OCCA has determined that this requirement is jurisdictional. See Duvall v. State,
869 P.2d 332, 334 (Okla. Crim. App. 1994). By failing to comply with the rule,
Dickson defaulted his federal claim in Oklahoma state court.
"In all cases in which a state prisoner has defaulted his federal claims in
state court pursuant to an independent and adequate state procedural rule, federal
habeas review of the claims is barred unless the prisoner can demonstrate cause
for the default and actual prejudice . . . or demonstrate that failure to consider the
claims will result in a fundamental miscarriage of justice." Coleman v. Thompson,
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