Federal Circuits, 4th Cir. (November 13, 1986)
Docket number: 86-5143
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Appeal from the United States District Court for the Eastern District of Virginia, at Alexandria. James C. Cacheris, District Judge. (CR-86-178-A)
Henry E. Hudson, U.S. Attorney; Lawrence J. Leiser, Assistant U.S. Attorney; E. Roy Hawkins, Special Assistant, U.S. Attorney, on brief, for appellee.Jonathan C. Thacher, court-appointed counsel; James E. Swiger, Thacher, Swiger, Sweeny & Day, on brief, for appellant.E.D.Va.AFFIRMED.Before WINTER, Chief Judge, and WIDENER and WILKINS, Circuit Judges.PER CURIAM:Albert Jones appeals a six-month sentence imposed after a finding of contempt following his refusal to testify in a criminal proceeding. For the reasons stated herein, we affirm.1I.Jones, an inmate at Lorton Federal Correctional Institute, witnessed a stabbing on December 18, 1985. The government granted him immunity and called him as a rebuttal witness at the trial of Michael Bailey. Jones refused to testify. The district judge cautioned him that he could receive "additional time" for refusing to answer questions. The prosecuting attorney then requested that the penalty for contempt be explained in detail. The district judge instructed Jones: "The contempt part would be that you could be held for as long as up to 18 months. Do you understand that?" to which Jones responded: "I refuse to testify." The district judge also inquired: "Do you understand that if you refuse to answer, the court can hold you in contempt?" Jones replied: "Yes, I know that now." The judge explained to Jones that he no longer had a fifth amendment privilege and ordered him to answer the questions. Jones declined to answer.At one point in the proceedings the district judge read 28 U.S.C.A. Sec. 1826(a) (West Supp.1986) to Jones. This section governs civil contempt as applied to recalcitrant witnesses and provides in part: "No period of such confinement shall exceed the life of--(1) the court proceeding, or (2) the term of the grand jury, including extensions, before which such refusal to comply with the court order occurred, but in no event shall such confinement exceed eighteen months."Jones continually refused to answer questions and the district judge, finding he acted willfully, found Jones in contempt and sentenced him to six months to run consecutive to his existing sentence. While the district judge did not specify whether the contempt was "civil" or "criminal" during the trial or at the time of sentencing, he subsequently issued a written order which referred to the contempt as civil contempt.Jones promptly moved to correct the sentence alleging it exceeded that permissible for civil contempt provided for by Section 1826(a). Jones correctly argued that a sentence under Section 1826(a) expires with the end of the trial. Under his argument Jones could have served no more than one day because he was called as a rebuttal witness near the end of trial. The district judge held a hearing on the motion and denied the relief sought by Jones. He amended his prior written order to reflect that Jones was guilty of criminal, not civil, contempt.II.Jones alleges error in the district judge's decision changing the designation of the contempt and in his imposition of a six-month sentence after reading the language of Section 1826(a) at one point during the trial.There was no error in changing the designation of the contempt from civil to criminal. In determining which type of contempt is at issue, the court should look to the primary purpose sought to be accomplished by the sentence imposed. Shillitani v. United States, 384 U.S. 364, 370 (1966). The district judge's characterization is not binding on us. United States v. Johnson, 659 F.2d 415, 419 n. 3 (4th Cir.1981). If the goal is to compel a person to obey a court order, the contempt is civil. Shillitani, 384 U.S. at 368. On the other hand, if the goal is to sanction a violation of a court order, the contempt is criminal.The present record clearly reflects an intent by the district judge to punish a violation of his order to answer the questions. While the district judge did not use either the term "civil" or "criminal" contempt during the proceedings in court, the district judge in sentencing Jones found he "willfully" refused to answer questions as instructed. The judge also refrained from sentencing Jones until he had given him every opportunity to answer the questions. Since only 20 or 30 minutes of testimony remained in the trial and since Jones was already incarcerated, the district judge was no longer concerned with compelling him to answer. See United States v. North, 621 F.2d 1255, 1263 (3rd Cir.), cert. denied,Try vLex for FREE for 3 days
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