Federal Circuits, 6th Cir. (March 01, 1990)
Docket number: 89-1478
Permanent Link:
http://vlex.com/vid/disposition-disfavored-daniel-knight-37299582
Id. vLex: VLEX-37299582
Click here to download this article in graphic format (Acrobat Reader)

U.S. Supreme Court - Faretta v. California, 422 U.S. 806 (1975)
U.S. Supreme Court - Chapman v. California, 386 U.S. 18 (1967)
U.S. Supreme Court - Pate v. Robinson, 383 U.S. 375 (1966)
U.S. Supreme Court - Adams v. United States ex rel. McCann, 317 U.S. 269 (1942)
Before NATHANIEL R. JONES and MILBURN, Circuit Judges, and ROBERT HOLMES BELL, District Judge*.
PER CURIAM.Defendant-appellant Daniel H. Knight appeals his conviction and sentence for income tax evasion. For the reasons that follow, we AFFIRM.I.Knight was indicted by the grand jury for the Eastern District of Michigan on November 30, 1988, on three counts of tax evasion, in violation of 26 U.S.C. Sec . 7201. The indictment alleged that Knight willfully evaded federal income taxes by falsely claiming exemption from federal income tax withholding and by failing to file tax returns for 1984, 1985, and 1986.Knight worked at Dow Chemical Co. in Midland, Michigan, until he retired in 1986. Various records introduced at trial indicated that Knight filed state and federal income tax returns until 1984. For several years prior to 1984, Duane Gary prepared Knight's tax returns. Gary testified that in 1983, Knight informed him that he planned to claim to be exempt from federal income tax withholding and stop filing returns.In 1984, 1985, and 1986, Knight filed W-4 forms with Dow that falsely claimed he was exempt from withholding because he owed no taxes in the previous year and did not expect to owe any for the current year. Knight did not file state or federal income tax returns during the three years in question.Dow paid Knight approximately $28,000 in 1984 and $29,000 in 1985. It paid him approximately $19,000 in salary, $14,000 in a pension annuity and $2,000 in a stock disbursement in 1986. Because he claimed to be exempt from withholding, only a total of approximately $300 was withheld from his salary, pension and stock disbursements during the three years in question. IRS accountants testified that Knight was not eligible to be exempt from withholding for the three years in question, and that by filing his false W-4 forms and failing to file returns, he avoided paying more than $12,800 in federal income taxes.Knight was indicted in November 1988 and first appeared before the magistrate on December 13, 1988. He stood mute as the magistrate explained the charges and possible penalties and appointed standby counsel. The magistrate released Knight on bond, but inadvertently failed to obtain his signature on any of the bond forms.Knight first appeared before the district court on January 30, 1989, for a pretrial conference. Knight refused to identify himself to the district court, insisting that the burden was on the "injured party accuser" to identify the defendant. After the district court assured Knight that proving the identity of the defendant was part of the government's burden at trial, Knight demanded that the district court issue a writ of habeas corpus to produce the injured party accuser so that he could confront his accuser. Knight also insisted that the district court lacked jurisdiction over him because, among other reasons, the injured party accuser had failed to appear and accuse him. When the district court explained that the grand jury's indictment provided the court with jurisdiction and that defendants cannot challenge the sufficiency of indictments with habeas corpus petitions, Knight accused the district court of unlawfully suspending the writ of habeas corpus.Knight refused "to confer jurisdiction on the court" by participating in what he believed were illegal proceedings. Thus, while he rejected the aid of standby counsel and expressly refused permission for the standby counsel to speak for him, he also refused to acknowledge that he was "representing" himself. The district court advised Knight that his objection to jurisdiction would be noted as a continuing objection. Regardless of what the district court said, however, Knight continually demanded that the district court issue a writ of habeas corpus to compel the injured party accuser to appear in open court.At the conclusion of the pretrial hearing and after setting the trial date for February 14, 1989, the district court asked Knight to sign the bond forms. When Knight refused, the district court stated that if Knight would promise to appear for trial, he could leave on his own recognizance. The district court made this offer several times. When Knight refused to promise to appear, the district court ordered that he be detained until he promised to appear or until trial. Knight remained in jail until his trial two weeks later.On the first day of trial, the district court noted several times in the record that Knight was proceeding by himself, and it repeatedly offered Knight the chance to confer with standby counsel. However, the district court never obtained from Knight an express waiver of counsel.Despite his warnings that he would not do so, the district judge essentially walked Knight through the trial. As the proceedings unfolded, the district judge explained jury selection, opening statements, cross-examination, direct examination, and closing arguments. The district judge and the Assistant United States Attorney advised Knight on how and when to make a motion for acquittal, and how to submit proposed jury instructions and object to the government's proposed instructions. In addition, the district judge questioned the government regarding the admissibility of certain exhibits in evidence where Knight offered no objection.Knight, however, maintained throughout that the trial was unlawful and the district court had unlawfully ignored his demands for a writ of habeas corpus to produce the injured party accuser. Knight did not participate in jury selection and did not make an opening statement. He cross-examined the government's witnesses, but only as to whether they were the injured party accuser, or if they knew the injured party accuser. When each witness denied knowing the injured party accuser, he objected to their testimony as inadmissible hearsay.After the government rested, the district judge excused the jury, and then the judge and the Assistant United States Attorney explained motions for acquittal. When Knight did not offer a motion, the judge asked him if he wanted to call witnesses or testify himself. Knight responded, "Sir, because I am dumb in the law, and unlearned in the same, why are you not executing my demand for a writ of habeas corpus?"Knight said that he intended to call two witnesses to testify to the illegality of his trial: the presiding judge and the Assistant United States Attorney. The district court ruled that neither would appear as witnesses in the trial.Knight then called two other witnesses. One, an IRS agent, testified that he did not know the injured party accuser. Knight then objected to his testimony as hearsay. The district judge agreed to strike the agent's testimony. Knight then called Ruby Garren, a woman who had typed several of the documents Knight had filed with the district court on behalf of himself. He asked her to identify a document entitled "Motion for Order for a Writ of Habeas Corpus in the Alternative." When she attempted to read the motion, the government objected on grounds of relevancy. After reviewing the document, the district court sustained the objection. The following exchange then occurred:KNIGHT: I totally object. Are you denying me the right to enter evidence on my behalf, sir?THE COURT: I'm not denying you the right to enter any relevant evidence. I'm denying you the right to enter any irrelevant evidence.All that [the motion] has to do with is claims you've been making concerning the Court's jurisdiction and your present custody. Those are not issues before the Court and jury at this time.KNIGHT: I thoroughly object.THE COURT: So, yes, I am denying your right to offer those particular documents in evidence because they have nothing to do with the issues.KNIGHT: I totally and thoroughly object.THE COURT: Fine, an objection is just as total and thorough if you just object. The fact it's total [and] thorough doesn't mean anything.KNIGHT: Sir, these are part of the Court's records.THE COURT: They are indeed. That's fine, but they have nothing to do with this trial. They are part of the Court record because you filed them, but they have nothing to do with the merits of the tax evasion charges against you.KNIGHT: Then are you suspending the writ of habeas corpus here?THE COURT: I told you I'm not going to comment on that further at this time. Do you have any questions concerning the merits of the trial that you wish to ask of this witness?KNIGHT: Are you suspending or depriving me by not executing the demand I have had for the writ of habeas corpus?THE COURT: Mr. Knight, this is a trial.KNIGHT: I object.THE COURT: I'm not going to let you turn it into a farce.KNIGHT: I object, sir.Tr., Vol. II. at 61-62.The jury found Knight guilty of all three counts of tax evasion. The district court sentenced him to one-year terms of imprisonment on each count, to be served consecutively.Knight is represented by counsel on appeal. Knight has also filed proposed findings of fact and conclusions of law with this court, in which he proposes that we reverse his conviction on the grounds that the district court lacked jurisdiction and it unlawfully suspended the writ of habeas corpus to prevent him from confronting the injured party accuser.The principal issues on appeal are: (1) whether the district court erred in failing to conduct, sua sponte, a hearing into Knight's competency to stand trial; and (2) whether the district court erred in failing to obtain an express waiver of counsel from Knight.II.A.Knight's competency to stand trial was never in question below, nor was an inquiry into his competency ever requested by Knight, his standby counsel, the government, or the district court.1 Consequently, no competency hearing was ever conducted.On appeal, Knight has the burden of demonstrating that "the evidence raises a 'bona fide doubt' as to [his] competence to stand trial." Pate v. Robinson, 383 U.S. 375, 385 (1966). Our review focuses on the evidence that was before the district court to determine "[w]hether a reasonable judge, situated as was the trial court judge whose failure to conduct an evidentiary hearing is being reviewed, should have experienced doubt with respect to competency to stand trial." Williams v. Bordenkircher, 696 F.2d 464, 467 (6th Cir.), cert. denied,Try vLex for FREE for 3 days
Access legal information from United States including:
Try vLex without any commitment for 3 days and see why you need it.
3
days of Free Access