Federal Circuits, 6th Cir. (November 22, 1974)
Docket number: 73-1856
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U.S. Supreme Court - Scheuer v. Rhodes, 416 U.S. 232 (1974)
U.S. Supreme Court - Younger v. Harris, 401 U.S. 37 (1971)
U.S. Supreme Court - Samuels v. Mackell, 401 U.S. 66 (1971)
U.S. Supreme Court - Conley v. Gibson, 355 U.S. 41 (1957)
Ohio Supreme Court - In re C.S. (2007), ___ Ohio St.3d ___
U.S. Court of Appeals for the 8th Cir. - R.W.T., K.M.R., and T.S.C., Minors, By and Through Their Next Friends and Attorneys, Kenneth A. Cohn, Robert J. Goodwin, Michael L. Lyons, Jeanette Ganousis, David C. Howard, and Adrienne E. Volenik, on Their Own Behalf and on Behalf of all Others Similarly Situated, Appellees, v. the Honorable Donald E. Dalton; the Honorable David Dalton; the Honorable Fred Rush; the Honorable Charles R. Schroeder; the Honorable William T. Lohmar; the Honorable Richard Zerr; and the Honorable Kathie Guyton, Appellants, the Honorable Paul Williams; the Honorable Charles Schwendemann; the Honorable Peggy Coppage; the Honorable Donald Boehmer; Guy L. Koester, Sheriff; Cliston Hilton, Sheriff; Dave Jenkins, Sheriff; Raymond J. Grush, Juvenile Officer; and Gerald W. Paul, Deputy Juvenile Officer, Appellees. R.W.T., K.M.R., and T.S.C., Minors, By and Through Their Next Friends and Attorneys, Kenneth A. Cohn, Robert J. Goodwin, Michael L. Lyons, Jeanette Ganousis, David C. Howard, and Adrienne E. Volenik, on Their..., 712 F.2d 1225 (8th Cir. 1983) K.M.R., and T.S.C., Minors, By and Through Their Next Friends and Attorneys, Kenneth A. Cohn, Robert J. Goodwin, Michael L. Lyons, Jeanette Ganousis, David C. Howard, and Adrienne E. Volenik, on Their Own Behalf and on Behalf of all Others Similarly Situated, Appellees, v. the Honorable Donald E. Dalton; the Honorable David Dalton; the Honorable Fred Rush; the Honorable Charles R. Schroeder; the Honorable William T. Lohmar; the Honorable Richard Zerr; and the Honorable Kathie Guyton, Appellants, the Honorable Paul Williams; the Honorable Charles Schwendemann; the Honorable Peggy Coppage; the Honorable Donald Boehmer; Guy L. Koester, Sheriff; Cliston Hilton, Sheriff; Dave Jenkins, Sheriff; Raymond J. Grush, Juvenile Officer; and Gerald W. Paul, Deputy Juvenile Officer, Appellees. R.W.T., K.M.R., and T.S.C., Minors, By and Through Their Next Friends and Attorneys, Kenneth A. Cohn, Robert J. Goodwin, Michael L. Lyons, Jeanette Ganousis, David C. Howard, and Adrienne E. Volenik, on Their...
Robert A. Sedler, Anthea M. Boarman, Lexington, Ky., for plaintiffs-appellants.
Thomas D. Shumate, Shumate, Shumate & Flaherty, Charles R. Coy, Coy & Coy, George W. Robbins, Madison County Atty., Richmond, Ky., for defendants-appellees.Before McCREE and MILLER, Circuit Judges, and McALLISTER, Senior Circuit Judge.McALLISTER, Senior Circuit Judge.This is an appeal from an order of the District Court dismissing plaintiff's complaint for injunctive and declaratory relief for defendants' alleged violation of plaintiff's rights under the Fourth Amendment, the Eighth Amendment, and the due process and equal protection clause of the Fourteenth Amendment of the Constitution of the United States.The complaint was brought by Thomas Cox, on behalf of his 16-year-old son, Duane Cox, and on behalf of all other juveniles residing within the confines of Madison County, Kentucky; the parents of all juveniles so situated; all juveniles who will be within the confines of Madison County, and the parents of all juveniles so situated. He alleged that there are common questions of law and fact affecting the rights of plaintiff's class relating to the pattern of practice of defendants, acting individually and in concert in the placement of juveniles in the Madison County jail, with each action violating the Constitution of the United States. He further alleged that the members of the class were so numerous as to make joinder of them impossible and impractical, and that common relief was sought against defendants' illegal acts and failure to act; and that they have, by pattern of practice, individually and in concert, acted in a manner generally applicable to the plaintiff's class and that common relief is sought by this action against defendants' illegal acts and failure to act.The defendants were all officials concerned, by state law, with the arrest, provisions for custody, and judicial determination of rights of juveniles.The District Court held that the plaintiff failed to carry his burden of proof that the class he represented was deprived of rights guaranteed by the Federal Constitution. However, plaintiff's counsel was given no opportunity to introduce evidence to show that plaintiff had carried such burden of proof, as the case was dismissed on motion, with no evidence being offered. The rule governing this situation has recently been announced by the United States Supreme Court in the case of Scheuer v. Rhodes, 416 U.S. 232, 94 S.Ct. 1683, 40 L.Ed.2d 90 (1974), as follows:'When a federal court reviews the sufficiency of a complaint, before the reception of any evidence either by affidavit or admissions, its task is necessarily a limited one. The issue is not whether a plaintiff will ultimately prevail but whether the claimant is entitled to offer evidence to support the claims. Indeed it may appear on the face of the pleadings that a recovery is very remote and unlikely but that is not the test. Moreover, it is well established that, in passing on a motion to dismiss, whether on the ground of lack of jurisdiction over the subject matter or for failure to state a cause of action, the allegations of the complaint should be construed favorably to the pleader."in appraising the sufficiency of the complaint we follow, of course, the accepted rule that a complaint should not be dismissed for failure to state a claim unless it appears beyond doubt that plaintiff can prove no set of facts in support of his claim which would entitle him to relief.' Conley v. Gibson, 355 U.S. 41, 45 (78 S.Ct. 99, 102, 2 L.Ed.2d 80) (1957).'The Court also held that whether the allegations contained in the complaint setting forth a failure of some or all of the defendants to comply with state law were immaterial, such failure would not constitute a denial of due process under the Federal Constitution, citing Anderson v. Nosser, 438 F.2d 183 (C.A. 5, 1971).This is a juvenile case. The Juvenile Court is a comparatively new institution. It is surprising so little is known about it.'A new generation of lawyers, judges, social workers, and other professionals has come into being since the juvenile court was founded.'1'The stream of reform that culminated in creating the first state-wide juvenile court in Illinois on July 1, 1899, sprang from such apparently disparate headwaters as the activity of philanthropic associations on behalf of street urchins, waifs, and wayward and misdemeanant youngsters; the growth of laws preventing cruelty to children and rescuing the dependent and neglected. * * * Most would agree with Judge Julian Mack that a crucial element was lacking prior to the passage of the Act: 'What we did not have was the conception that a child that broke the law was to be dealt with by the state as a wise parent would deal with a wayward child."2In the case of In Re Gault, 387 U.S. 1, 14, 87 S.Ct. 1428, 1437, 18 L.Ed.2d 527, Mr. Justice Fortas, speaking for the Court said:'The juvenile Court movement began in this country at the end of the last century. From the juvenile court statute adopted in Illinois in 1899, the system has spread to every State in the Union, the District of Columbia, and Puerto Rico. * * *'The early reformers were appalled by adult procedures and penalties, and by the fact that children could be given long prison sentences and mixed in jails with hardened criminals.'And, in the same case, Mr. Justice Stewart observed:'In the last 70 years many dedicated men and women have devoted their professional lives to the enlightened task of bringing us out of the dark world of Charles Dickens in meeting our responsibilities to the child in our society.' Supra, p. 79, 87 S.Ct. p. 1470.In some jurisdictions where the police operate a detention home in cases where the child is unable to be turned over to his parents, police are entrusted with deciding whether or not the arrested child should be detained. Teeters and Reineman, The Challenge of Delinquency; Causation, Treatment, and Prevention of Juvenile Delinquency (New York; Prentice-Hall, 1950, p. 228.)'Most detention homes violate the very principles of mental hygiene which were violated in the child's own home-- denial of love and emotional security, lack of meaningful activity, little opportunity to make successful choices, and so forth.' Sherman R. Norman. 'The Detention Home,' Annals of the American Academy of Political and Social Science, CCXLI (January 1949) p. 161.'Outright cruelty is not unknown in some of the country's detention centers, to say nothing of dismal, crowded quarters and a staff calloused in spirit by overwork and inadequate facilities. In the case of children detained in such an institution, who are charged but not yet adjudicated as delinquents, the mockery is deplorable enough. It is outrageous in the case of neglected and dependent children; yet such occurrences are not infrequent.' ibid. p. 159.To return to the facts of the present cause, the case arises out of the following circumstances as alleged by appellant: Duane Cox, a boy 16 years old, was walking down a street in the town of Richmond in Madison County, Kentucky, on a summer evening, Saturday, August 12, 1972. He was doing nothing to attract attention and, apparently, was only visiting the town in the county in which his cousin lived, adjoining the one in which he lived with his parents. A police officer arrested the boy for violation of the curfew law, took him to the Madison County jail and lodged him there on the verbal telephoned orders of defendant, Robert Turley, a non-lawyer judge, in charge of such juvenile affairs, as is the established custom of the defendants. When the boy was taken to jail, he asked for the right to telephone his father, to tell him where he was, and of his need for help. This request of the boy was abruptly refused. The boy was then lodged with the jailer of the Madison County jail. There was no hearing of any kind before the boy was turned over to the jailer.The police officer who arrested the boy did not notify the parents or release the boy with a written promise to appear at a specified time, as provided by the Kentucky Statutes. The boy was not taken before any judicial officer before his incarceration.On the fifth day after the arrest and imprisonment Defendant Robert Turley, the non-lawyer judge, had the boy brought before him. There is no record of what was said, as the case comes before us only on the pleadings, briefs and Joint Appendix. All that appears is that when the boy came before the judge, he was ordered to have a hair-cut, to shave his beard, and to appear before him a week later, on August 25, 1972, to show that such action had been taken. The boy was then released to his father with a promise to return on the abovementioned date. The order of the court was obviously unlawful and arbitrary.After the boy had complied with this order, he was released to his father, pending juvenile court proceedings-- about which nothing so far has been done.The boy in this case was never arraigned. 'To arraign is nothing else but to call the person to the bar of the court to answer the matter charged upon him in the indictment.' 3 Bl.Com. 322, 323, 341. The boy was denied his federal constitutional rights by being deprived of his liberty without due process of law. He was simply arrested and taken to jail, placed in the hands of the turnkey, and then confined with the general prison population.As to the observation that the boy was confined to a jail cell with no contact whatever with other offenders, either adult or juvenile, the record does not show the boy's confinement to a cell but rather imprisonment in an 'adult jail facility.' It is almost unthinkable that a boy would be locked in a cell in solitary confinement from Saturday night to Wednesday morning, incommunicado, for the offense of being out after curfew, and plaintiff makes no suggestion that such monstrous mistreatment was indulged in. If the boy was confined in 'an addult jail facility,' as contended by plaintiff, it may be that he was confined to a cell at night, as prisoners usually are. But prisoners in a prison or jail mingle with each other on various and numerous occasions, and it is this intermingling of juvenile and adult offenders that the law forcefully commands shall not be permitted by prison or jail authorities. Courts take judicial notice that a general prison population includes criminals of all types, young and old, dangerous, of every character. And the courts also particularly take judicial notice that it is not uncommon to find the indiscriminate mixing of hardened criminals, including sexual assaulters, with young offenders. People v. Terry Lee Harmon, 53 Mich.App. 482, 220 N.W.2d 212 (decided May 30, 1974).3It is to observed that in many of the jails in this Circuit-- federal as well as state-- judges have forbidden the police to imprison arrested juveniles with the general prison population because of the danger to them of association with hardened criminals and to protect them from sexual assaults.In the accompanying opinion, it is observed that:'No court, to my knowledge, has ever held that confinement of a juvenile in a county jail for the comparatively brief period of five days without the benefit of recreational or educational facilities, or psychological treatment programs, or books or reading materials, constituted cruel and unusual punishment.'As I see it, this is not the point or issue on which the disposition of this case depends. In the first place, the juvenile was held, without charge or arraignment, in the county jail contrary to the state law-- and the county judge and police knew he was being held in violation of the state law; and the boy was further being held in the jail in derogation of his rights under the federal constitution.To clarify the problem, the 'cruel and unusual punishment' in this case does not reside in the above-quoted language of the concurring opinion. Rather, it is the ever-present peril of dangerous assault upon both the body and mind of the boy that is one of the constituents of cruelty that comes from confining this young boy with the general prison population. It is well known that the younger the boy who is confined, the more immediate is the danger to him. All of the foregoing is well illustrated by reference to the Reader's Digest issue of November, 1973. That issue carried an account of an interview concerning child arrests that casts a baleful light on the problem before us. Donald Robinson was interviewing Milton G. Rector, President of the National Council on Crime and Delinquency. In answer to the question, 'Can you teach a child a lesson by letting him stay in jail a couple of nights?', Mr. Rector answered:'No child deserves that kind of lesson. Being in jail is a traumatizing experience for youngsters. Some are brutalized. Some hurt themselves. All are further alienated from their parents. Just recently, a case came across my desk of a 17-year old college freshman, who was arrested because police found marijuana in his dormitary room. The boy's father let the police keep him in jail overnight. When he got there in the morning, the boy's nose was broken and both his eyes blackened-- the result of a fight begun when older, tougher prisoners tried to gang-rape the younger boys.' What To Do If Your Child Is Arrested, Reader's Digest, Nov. 1973, pp. 167-168.No notice was given him or his parents of the cause of his arrest. There was no probable cause hearing. The due process clause requires that notice of the charge must be given to the accused at the earliest practicable time and, in any event, sufficiently in advance of scheduled court proceedings so that reasonable opportunity to prepare will be afforded, and it must 'set forth the alleged misconduct with particularity.' In Re Gault, 387 U.S. 1, 33, 87 S.Ct. 1428, 1446, 18 L.Ed.2d 527. It is said by counsel for appellees that there was no need to charge the boy because he knew the reason for his arrest. 'It may be probable that the defendant in this case was perfectly aware of the offense with which he was charged. It appears that he consented to go to trial, but a trial of what did he consent to? He was arrested and held in custody under the process of the court. It was his right to be informed, and it was the duty of the government to inform him of the accusation against him. This is done by arraignment and requiring the defendant to plead. * * * (A) plea, an issue, is absolutely essential.' Crain v. United States, 162 U.S. 625, 639, 640, 16 S.Ct. 952, 957, 40 L.Ed. 1097. 'Until the defendant has pleaded to the indictment, there is no issue to be submitted to the jury, and the omission to plead is fatal to the judgment, even after verdict. This rule applies as well to cases of misdemeanor as to cases of felony.' Shelp v. United States (9th Cir.) 81 F. 694, 701. 'Due process of law requires that the accused * * * plead, or, in a proper case, that a plea of not guilty be filed for him, before his trial can rightfully proceed.' Crain v. United States, 162 U.S. 625, 645, 16 S.Ct. 952, 959, 40 L.Ed. 1097.A boy 16 years old is not to be slighted and his rights bandied about because of his youth by a lay judge who knows nothing of the treatment to be accorded citizens, due to his lack of experience and training in the rigorous discipline of the law. There is something rather offensive to moral decency in considering the police officer telephoning the judge that he had arrested the boy, and the judge's immediate consent that the boy be forthwith locked up in the jail, without the right to call his father-- all in violation of the law. It is difficult to define the relationship between the judge, the police officer, and the turnkey, as anything else but a well-understood collusion and connivance, and avoidance of the law.A boy 16 years old is not to be slighted and ignored by a court because of his youth, and he is not to be arrested, denied the right to call his father or counsel, imprisoned without a charge placed against him, and without even being arraigned, anymore than a judge of this court is to be so treated for a trivial misdemeanor. Of course, an adult could recover his freedom by writ of habeas corpus, which right the child, in this case, does not, incongruously and incompatibly, have-- because of the duty of the state to protect him during these tender years, in every way, protecting him against being imprisoned with the general prison population, placing him immediately in the custody of his parents until his case is called-- none of which was observed in this case.The action taken by the judge, police, and jail authorities in this case, in derogation of the constitutional rights of an American citizen, is not to be gently tolerated by this court, because of niceties of pleading.The boy was deprived of his constitutional rights under the due process clause by reason of his confinement with the general jail population without a charge lodged against him, without being arraigned, and without being taken before any judicial officer, 'at the earliest practicable time' as prescribed in the case of In Re Gault, supra, and without being given any notice of his alleged offense. Moreover, the officer's refusal to permit the boy to make a telephone call to his parents when he was taken to jail, and the refusal of the arresting officer to notify the boy's parents, as commanded by the Kentucky statutes, together with his confinement with the general jail population without a probable cause hearing, constituted cruel and unusual punishment, in violation of the boy's rights under the Eighth Amendment to the Federal Constitution.The ordinary man can well contemplate the state of mind of this boy, arrested by a police officer, taken to jail, refused the right to call his parents to tell them where he was, turned over to the turnkey to be incarcerated with the jail population, in which it is not uncommon to find the indiscriminate mixing of hardened criminals, including degenerates, with young offenders-- for a period of five days, with no way of communicating with relatives or friends.With regard to the standards for determining cruel and unusual punishment, certainly one of the standards is conduct which 'stocks the most fundamental instincts of civilized man.' Louisiana ex rel. Francis v. Resweber, Sheriff, et al., 329 U.S. 459, 67 S.Ct. 374, 91 L.Ed. 422, or is a method of punishment which violates 'the evolving standards of decency that mark the progress of a maturing society.' Trop v. Dulles, 356 U.S. 86, 101, 78 S.Ct. 590, 2 L.Ed.2d 630. The Eighth Amendment 'is not fastened to the obsolete * * *.' Wright v. McMann, 387 F.2d 519, 525 (C.A.2, 1967).What Judge Feinberg said in Sostre v. McGinnis,Try vLex for FREE for 3 days
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