Financial Regulatory Developments Focus - November 2014 #2

Published date12 November 2014
Law FirmShearman & Sterling LLP
AuthorJohn Adams,Aatif Ahmad,Azad Ali,Christina Broch,Timothy Byrne,James Campbell,Thomas Donegan,Anna Doyle,Sylvia Favretto,Mak Judge,Donald Lamson,Oliver Linch,Jennifer Morton,Bill Murdie,Donna Parisi,Barnabas Reynolds,Bradley Sabel,Russell Sacks,Reena Agrawal Sahni,Kolja Stehl,Ellerina Teo
Subject MatterBroker-Dealer,Capital Markets,Compliance,Derivatives,Dodd-Frank,Enforcement,Enforcement Actions,EU,FDIC,Federal Reserve,Financial Regulatory Reform,FSB,G-SIB,OCC,Prudential Regulation Authority,SEC

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