Federal Circuits, 7th Cir. (April 14, 2005)
Docket number: 02-3842
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U.S. Court of Appeals for the 7th Cir. - United States of America, Plaintiff-Appellee, v. Trevor Bjorkman, Paul Gunderson, Travis Fearing, Dennis Gunderson, and Joel Hagen, Defendants-Appellants., 270 F.3d 482 (7th Cir. 2001) Plaintiff-Appellee, v. Trevor Bjorkman, Paul Gunderson, Travis Fearing, Dennis Gunderson, and Joel Hagen, Defendants-Appellants.
U.S. Court of Appeals for the 7th Cir. - USA v. Jones, Willie (7th Cir. 2006)
U.S. Court of Appeals for the 7th Cir. - USA v. Contreras, Victor H. (7th Cir. 2005)
U.S. Court of Appeals for the 7th Cir. - USA v. Ziegler, William E. (7th Cir. 2005)
U.S. Court of Appeals for the 7th Cir. - USA v. Hughes, Eugene (7th Cir. 2005)
U.S. Court of Appeals for the 7th Cir. - USA v. Martinez, Juan G. (7th Cir. 2008)
U.S. Court of Appeals for the 7th Cir. - USA v. Johnson, Donnie (7th Cir. 2006)
U.S. Court of Appeals for the 10th Cir. - U.S. v. Duran (10th Cir. 2007)
U.S. Court of Appeals for the 7th Cir. - USA v. Quinonez, Francisco (7th Cir. 2005)
Keri A. Ambrosio, Chicago, IL, Andrea E. Gambino (argued), Gambino & Associates, Chicago, IL, Robert K. O'Reilly (argued) Ademi & O'Reilly, Cudahy, WI, for Defendants-Appellants.
Before FLAUM, Chief Judge, and EASTERBROOK and WILLIAMS, Circuit Judges.WILLIAMS, Circuit Judge.Gregorio Macedo and Victor Hugo Contreras were convicted of various drug offenses. Defendant Macedo alleges several violations of Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), which he contends render his convictions and sentence infirm. He also argues that the government lacked sufficient evidence to support his convictions. Defendant Contreras argues that evidence of prior bad acts was improperly admitted in violation of Rule 404(b) of the Federal Rules of Evidence. The government also appeals the district court's decision to grant defendant Contreras a one point downward departure based on his alien status. We affirm both convictions. However, because we find that the district court erred in its decision to downward depart, we must remand defendant Contreras for resentencing. In addition, in response to Macedo's petition for rehearing, we vacate his sentence as well and remand his case for resentencing consistent with the Supreme Court's recent decision in United States v. Booker, ___ U.S. ___, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005).I. THE TRIALThe following facts were presented at trial. On January 20, 2001, Francisco Maldonado Herrera (Maldonado) and Ricardo Mendez, Mexican nationals, traveled from Morelia, Mexico to O'Hare International Airport in Chicago, Illinois with over 400 grams of methamphetamine in the soles of their shoes. Months prior to their trip, Maldonado and Mendez were both approached in Mexico by a man known only as "Rene" and asked if they were willing to serve as drug carriers to the United States for $1500 per trip. Rene told the men that once in the United States, they would be met by a man named "Hugo" at the airport who would exchange the shoes containing the methamphetamine for new ones and purchase each a return ticket to Mexico.1Maldonado was stopped by United States Customs Inspector Carlos Torres who noticed that he was wearing brand-new shoes which appeared too large for his feet. After receiving several evasive responses to his inquiries, Inspector Torres asked to see Maldonado's shoes, where he found the methamphetamine. Maldonado agreed to cooperate with the government by wearing a wire to record conversations between the defendants and Mendez. He also agreed to call Mexico in an effort to locate Contreras and Macedo in Chicago.2 Maldonado was able to reach an associate of Rene's who gave him Contreras's cellular phone number as well as Macedo's home telephone number. Maldonado then phoned Contreras who agreed to meet him in the airport. All of these phone conversations were recorded by government officials.While Mendez made it through customs, his contact, "Hugo," was not at the airport to meet him. During his wait, he made several phone calls to Mexico attempting to locate his contact. He was able to reach family members in Mexico who gave him two phone numbers as contacts. His family members received the information from Rene. The numbers were later identified as Gregorio Macedo's home telephone number and cellular phone number.After several tries, Mendez was able to make contact with the defendants who met him at a diner near O'Hare Airport. The three men then drove to a shoe store where Macedo purchased a replacement pair of shoes for Mendez's return. After the trip to the shoe store, the three men checked into a motel near the airport. According to Mendez, the motel bill was also paid for by Macedo. The shoes containing the methamphetamine were left in the motel room and after receiving Maldonado's call, they returned to the airport. The four men met in Terminal 5 and began discussing Maldonado's experience with the customs agent. This conversation was recorded. Shortly thereafter, all four men were arrested by authorities.Following the arrest, the government recovered the shoes from the motel room which contained 436.9 grams of methamphetamine (found to be 91% pure with an approximate street value of $175,000). The shoes seized from Maldonado at the airport contained 441.9 grams of methamphetamine (also 91% pure with a parallel street value). After a search of Contreras's car, the government also found the key to the motel room rented by Macedo in the glove compartment.Mendez and Maldonado pleaded guilty and agreed to testify against Macedo and Contreras at trial. In addition to the testimony previously discussed, the evidence admitted during trial included: the testimony of the two coconspirators, various customs agents, a Drug Enforcement Agent, and several police officers; the shoes seized at the airport and the motel room containing methamphetamine; transcripts of recorded conversations between conspiracy participants in Mexico and Maldonado; the phone numbers communicated to Maldonado and Mendez; the defendants' cellular and home phone records; and the motel room key recovered from defendant Contreras's vehicle.During the trial, the district court also allowed Officer Daniel Vasquez to testify concerning two earlier encounters with defendant Contreras.3 Officer Vasquez testified that in 1992 he was working as an undercover agent with the Narcotics Covert Investigation team of the San Jose, California Police Department and made two undercover purchases of cocaine from a person known as "Gerardo." The first purchase occurred on January 27, 1992, which involved the use of a "special employee" (SE), or informant, to call an individual to set up a drug buy for the undercover agent. The SE contacted Gerardo and stated that a friend wanted to purchase approximately one half of an ounce of cocaine. Gerardo then met the SE and Officer Vasquez at a local restaurant, where Gerardo got into the back seat of Officer Vasquez's vehicle, and handed the SE a plastic package surrounded by duck tape. Officer Vasquez paid Gerardo $250 for the package which contained 14.87 grams of cocaine. On March 2, 1992, Officer Vasquez contacted Gerardo once again and purchased 27.61 grams of cocaine for $500. Officer Vasquez attempted to make a third purchase from Gerardo but was unable to contact him. He was able to identify Gerardo as Victor Hugo Contreras shortly after the purchases by subpoenaing the phone records for the contact number he was given by the SE. Officer Vasquez was also able to identify Gerardo as Contreras in the courtroom.On October 12, 2001, after an eight-day trial, Gregorio Macedo was found guilty of three offenses: (1) conspiracy to import 500 grams or more of methamphetamine or mixtures thereof, in violation of 21 U.S.C. 963; (2) possession with intent to distribute between 50 and 500 grams of methamphetamine or mixtures thereof, in violation of 21 U.S.C. 841(a)(1); and (3) attempted possession of between 50 and 500 grams of methamphetamine or mixtures thereof, in violation of 21 U.S.C. 846. His co-defendant, Victor Hugo Contreras, was found guilty of conspiracy to import 500 grams or more of methamphetamine or mixtures thereof and possession with intent to distribute between 50 and 500 grams of methamphetamine or mixtures thereof. On September 5, 2002, Macedo was sentenced to 314 months, while Contreras was sentenced to 210 months. The district court also granted each defendant a one point downward departure based on their status as deportable aliens.The defendants allege several errors on appeal. Defendant Macedo contends that Apprendi was violated when: (1) he was sentenced beyond the statutory maximum for schedule III drug violations; (2) the trial court failed to instruct the jury that it was required to find him guilty beyond a reasonable doubt of conspiring/possessing/attempting to possess a specific amount of drugs as opposed to a range of drugs; and (3) the district court sentenced him beyond the statutory maximum by holding him responsible for 799.9 grams of methamphetamine. Macedo also challenges the sufficiency of the evidence presented at trial on all three counts of the indictment. Defendant Contreras only asserts that the trial court abused its discretion by admitting the testimony of Officer Vasquez under F.R.E. 404(b) concerning two prior drug sales. Finally, the government appeals the district court's decision to grant defendant Contreras a one point downward departure based on his status as a deportable foreign national.4II. ANALYSISA. Statutory Maximum Sentence and Apprendi1. Typographical Error in the IndictmentMacedo's primary objection stems from the government mislabeling methamphetamine a schedule III drug (rather than correctly labeling it a schedule II drug) in its indictment. But because the indictment listed the specific drug and quantity charged and the jury found him guilty of conspiring to import, possessing and attempting to possess a specific drug type and amount, the incorrect designation of methamphetamine as a schedule III in the indictment drug does not implicate Apprendi.On July 7, 1971, the Director of the Bureau of Narcotics and Dangerous Drugs, on behalf of the Attorney General, reclassified methamphetamine from a schedule III drug to a schedule II drug based on its high potential for abuse relative to other substances. See 36 F.R. 12734, 12735 (July 7, 1971); 21 C.F.R. § 1308.12(d). Title 21 U.S.C. 811(a) grants the Attorney General the power to reclassify controlled substances. Title 21 U.S.C. 812(c), which lists the drug classification schedule, classifies methamphetamine as a schedule II drug when it is contained in "any injectable liquid," but classifies methamphetamine as a schedule III drug when it is in any other form. Though previously unaddressed by this court directly, see United States v. Roya, 574 F.2d 386, 392-93 (7th Cir.1978), we now find that the reclassification of methamphetamine as a schedule II substance applies to all forms of methamphetamine in accordance with 21 C.F.R. § 1308.12(d) despite the statute's distinction. Accord United States v. Gori, 324 F.3d 234, 240 (3d Cir.2003) (reasoning that 21 C.F.R. § 1308.12(d) must supercede 21 U.S.C. 812(c)'s schedule classification as the Attorney General acted pursuant to express authorization and the regulation was properly promulgated); United States v. Segler, 37 F.3d 1131, 1133 (5th Cir.1994); United States v. Kendall, 887 F.2d 240, 241 (9th Cir.1989) (per curiam).Macedo having been found guilty of 21 U.S.C. 841(a)(1),5 was sentenced under section 841(b)(1), which sets the default statutory maximum prison sentence based on the amount and type of controlled substance at issue. The statutory maximum penalty for Macedo's conspiracy charge is life in prison, id. at § 960(b)(1)(H),6 while the statutory maximum penalty for his possession and attempted possession charges is forty years in prison, id. at § 841(b)(1)(B)(viii). However, section 841(b)(1)(D) states that any person found guilty of violating section 841(a)(1) as it relates to "any controlled substance in schedule III [...] shall [...] be sentenced to a term of imprisonment of not more than 5 years...." Macedo, therefore, reasons that because the indictment listed the drug as a schedule III substance, he should have been sentenced to no more than five years imprisonment under section 841(b)(1)(D).An incorrect designation of the drug schedule in the indictment does not mean there is an Apprendi violation when the indictment also lists the specific drug as well as the quantity.7 In essence, Macedo would have us ignore the word "methamphetamine" and the quantity designation in the indictment, focus solely on the portion of the document which mislabels the schedule classification, and then leap to the conclusion that any sentence beyond the statutory maximum for a schedule III drug (5 years) is a violation of Apprendi. This logic is unsound.Apprendi demands that "any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt." 530 U.S. at 490, 120 S.Ct. 2348. In drug sentencing cases, Apprendi requires a drug type and amount "sufficient to trigger the higher statutory maximum of § 841(b)(1)(A) or (B) be charged in the indictment and found by the jury." United States v. Mietus, 237 F.3d 866, 874 (7th Cir.2001). Its analysis therefore addresses solely the appropriate decision maker and burden of proof. United States v. Bjorkman, 270 F.3d 482, 490-92 (7th Cir.2001); United States v. Knight, 342 F.3d 697, 710 (7th Cir.2003).In the case at bar, Macedo was properly indicted and the jury was properly instructed concerning the applicable penalties through the use of the special verdict form. The special verdict form properly tracked the relevant language of 21 U.S.C. 841(b)(1). The use of this form satisfies the edicts of Apprendi in that the drug type and amount sufficient to trigger the higher statutory maximums were found by the jury beyond a reasonable doubt. Id. The fact that the indictment incorrectly designated methamphetamine as a schedule III substance had no effect on the validity of the indictment or the subsequent sentence. See United States v. Trennell, 290 F.3d 881, 889-90 (7th Cir. 2002) (finding error in indictment harmless where jury determined drug quantity through the use of a special verdict form); see also United States v. Greenwood, 974 F.2d 1449, 1472-73 (5th Cir.1992) (finding that government erroneously labeling methamphetamine a schedule III drug did not set statutory maximum sentence at five years pursuant to § 841(b)(1)(D) and defendant may be sentenced under § 841(b)(1)(A)(viii) and (B)(viii) where indictment stated the specific drug type and quantity range).8Macedo also misconstrues Apprendi by arguing that it requires a jury find him guilty beyond a reasonable doubt of importing/possessing/attempting to possess a specific amount of methamphetamine as opposed to the drug range used by the trial court in the special verdict form. He also takes issue with the district court's jury instructions. The district court initially instructed the jury that the government need only prove that he possessed/attempted to possess "a measurable amount" of a controlled substance to sustain a guilty verdict of the underlying offenses. The court then, through the use of a special verdict form, directed the jury, if it found him guilty in the first instance, to attribute an appropriate range of drugs to each violation.We review a district court's choice of jury instruction de novo when the underlying assignment of error implicates a question of law, such as the applicability of Apprendi; however, general attacks on jury instructions are reviewed for an abuse of discretion. United States v. Smith, 308 F.3d 726, 741 (7th Cir.2002). In Smith, we explicitly held that, even in light of Apprendi, drug quantity is not an element of the offense and need not be proven to sustain a guilty verdict under § 841(a)(1). Thus, the "measurable amount" instruction is appropriate as it relates to a finding of guilt of the underlying offenses. See id. We also explained that a jury is not required to find a specific drug amount and the use of a drug range in a verdict form is acceptable under Apprendi because the elements necessary to trigger the statutory maximum penalty are found beyond a reasonable doubt. See id. (reasoning that because 21 U.S.C. 841(b) speaks in terms of drug ranges, a jury verdict which parallels the statutory language is lawful); see also Mietus, 237 F.3d at 874 (finding that jury instruction which asked only that jury find a "measurable amount" without more was insufficient under Apprendi).While we do not espouse the government's "no harm no foul" attitude concerning the typographical error in the indictment, the issue remains whether, in light of the error, Macedo was afforded sufficient notice of the charges against him to prevent any possibility of prejudice. United States v. Field, 875 F.2d 130, 133 (7th Cir.1989). Pursuant to the logic in Field, where an error in an indictment does not go to an element of the crime, but rather is typographical in nature, a defendant is not prejudiced. Id. Therefore, the improper designation of methamphetamine as a schedule III drug did not prejudice the defendant as he was directed to the applicable statute and afforded proper notice of the charges against him.92. United States v. Booker and Sentencing Based on Judge-Found FactsWhile for reasons stated above we reject Macedo's schedule III sentencing argument (asserting that Apprendi and the United States Sentencing Guidelines were violated because he was sentenced beyond the statutory maximum for a schedule III substance), we recognize that his Apprendi claims do, in light of United States v. Booker, ___ U.S. ___, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), present colorable arguments with respect to the propriety of two enhancements of his sentence based on solely judge-found facts?namely, the drug quantity and obstruction of justice enhancements."[T]he Sixth Amendment as construed in Blakely [v. Washington, ___ U.S. ___, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004)] does apply to the Sentencing Guidelines." Booker, 125 S.Ct. at 746. Accordingly, under the formerly mandatory regime, "[a]ny fact (other than a prior conviction) which is necessary to support a sentence exceeding the maximum authorized by the facts established by a plea of guilty or a jury verdict must be admitted by the defendant or proved to a jury beyond a reasonable doubt." Id. at 756.a. Drug Quantity EnhancementMacedo first argues that the district court erred by enhancing his sentence based on a factual finding made solely by the sentencing judge with respect to the purity and quantity of methamphetamine involved in his offenses. Because this matter appears before us on direct review, and because Macedo raised an objection to his sentence based on Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000) before the district court (see Defendant's Objection's [sic] to Presentence Investigation Report at 2-3, United States v. Macedo, filed July 1, 2002 (No. 02-3536)), our standard of review is plenary. See Booker, 125 S.Ct. at 769.Pursuant to special verdict forms, the jury here found Macedo guilty beyond a reasonable doubt of, among other charges, (1) "conspiracy to import 500 grams or more of mixtures containing a detectible amount of methamphetamine," (2) possession of "50 grams or more, but less than 500 grams of mixtures containing a detectible amount of methamphetamine," and (3) attempt to possess "50 grams or more, but less than 500 grams of mixtures containing a detectible amount of methamphetamine." Thus, in total the jury found that Macedo's offenses of conviction involved a total of 600 or more grams of mixtures containing methamphetamine. Under Booker, these findings proven to the jury beyond a reasonable doubt provide a legitimate basis upon which a judge may impose sentence.We turn now to the district court's application of the Sentencing Guidelines. In this case, we analyze the district court's use of the Guidelines not to assess the propriety of their application?for after Booker they serve no longer as a mandatory prescription but rather as an advisory reference, Booker, 125 S.Ct. at 756-57? but rather to ascertain those facts upon which the district court felt authorized, even obliged, to base its sentence of Macedo. The Guidelines recognize various qualities of methamphetamine?"methamphetamine," "methamphetamine (actual)," and "Ice." See generally U.S.S.G. § 2D1.1.10 These distinctions are of appreciable significance under the Guidelines' regime, because the quality of methamphetamine with which a defendant is found to have been involved can help determine the base offense level assigned to the defendant for purposes of calculating his sentence. Indeed, the base offense level is a factor upon which Guidelines sentencing is predominantly based.As the findings catalogued above reveal, the jury found Macedo guilty of offenses involving 600 grams or more of plain old "methamphetamine"?not "methamphetamine (actual)" or "Ice." Had the district court relied solely on those jury findings, Macedo's base offense level under the Guidelines would have been 32. See U.S.S.G. §§ 2D1.1(a)(3) and 2D1.1(c)(4) (providing a base level of 32 for offenses involving "[a]t least 500 G but less than 1.5 KG of Methamphetamine"). The district court, however, went further. At sentencing it found by a preponderance of the evidence that the actual weight of the charged mixtures was 878.8 grams (based on uncontested results of government lab analysis) and that 91% of those mixtures, or 799.7 grams, constituted "methamphetamine (actual)." Based on these supplemental factual findings, the district court sentenced Macedo pursuant to Sections 2D1.1(a)(3) and 2D1.1(c)(4) of the Guidelines, which carries with them a base offense level of 36 for offenses involving "at least 500 G but less than 1.5 KG of Methamphetamine (actual), or at least 500 G but less than 1.5 KG of `Ice.'" (emphasis added). Thus, based on solely judge-found facts, the district court increased Macedo's base offense level by four levels (from 32 to 36). Such sentencing in reliance on supplemental facts not admitted by Macedo or proven to the jury beyond a reasonable doubt?namely, involvement with 799.7 grams of methamphetamine (actual) as opposed to involvement with merely 600 grams of methamphetamine?squarely offends our new understanding of the Sixth Amendment as divined by Booker.b. Obstruction of Justice EnhancementMacedo also argues that the district court erred by imposing a two-level increase in calculating his adjusted offense level?thereby enhancing his ultimate sentence ?based on an obstruction of justice finding made solely by the sentencing judge. Despite the government's arguments to the contrary, Macedo has not waived this argument by failing to argue the obstruction enhancement on appeal. In a direct appeal, a defendant might preserve his Blakely and Booker arguments by raising them in subsequent filings. See United States v. Henningsen, 387 F.3d 585, 591 (7th Cir.2004) ("Although [the defendant] did not raise the issue of constitutionality in his brief, he made notice of the Blakely and Booker decisions in a subsequent filing and raised the issue during argument. In light of the uncertainty surrounding this issue and the questionable constitutionality of [the defendant's] sentencing enhancement, we do not find that [the defendant] has waived his right to challenge the validity of the district court's sentencing enhancement"); see also United States v. Pree, 384 F.3d 378, 396 (7th Cir.2004) ("Given the precedent in this circuit prior to Blakely, we think it would be unfair to characterize [the defendant] as having waived a challenge to the validity of her sentencing enhancement."). Macedo has done so here by virtue of filing a petition for rehearing.Macedo has, however, forfeited his appeal of the district court's imposition of the obstruction enhancement by failing to raise the argument before the court below. United States v. Olano, 507 U.S. 725, 731-32, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993) ("`No procedural principle is more familiar to this Court than that a constitutional right,' or a right of any other sort, `may be forfeited in criminal as well as civil cases by the failure to make timely assertion of the right before a tribunal having jurisdiction to determine it.'") (quoting Yakus v. United States, 321 U.S. 414, 444, 64 S.Ct. 660, 88 L.Ed. 834 (1944)). Accordingly, and in contrast to his objection to sentencing based on the improper imposition of a drug quantity enhancement, we review Macedo's challenge to the obstruction of justice enhancement for plain error. United States v. Paladino, 401 F.3d 471, 481 (7th Cir.2005). "Under [the plain error] test, before an appellate court can correct an error not raised at trial, there must be (1) `error,' (2) that is `plain,' and (3) that `affect[s] substantial rights.'" United States v. Cotton,Try vLex for FREE for 3 days
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