Federal Circuits, 6th Cir. (June 18, 1999)
Docket number: 98-5282
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Constitution of the United States (Annotated) - Section 8: Powers of Congress
Constitution of the United States (Annotated) - Section 2: Judicial Power and Jurisdiction
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U.S. Court of Appeals for the 6th Cir. - Yong En Lin v. Gonzales (6th Cir. 2007)
U.S. Court of Appeals for the 6th Cir. - USA v. Bethal (6th Cir. 2007)
Appeal from the United States District Court for the Western District of Kentucky at Louisville. No. 96-00257--John G. Heyburn, II, District Judge.
ARGUED: Samuel Manly, Louisville, Kentucky, for Appellants. Paul v. Guagliardo, OFFICE OF THE DIRECTOR OF LAW, CITY OF LOUISVILLE, Louisville, Kentucky, for Appellees. ON BRIEF: Samuel Manly, Louisville, Kentucky, for Appellants. Paul v. Guagliardo, William C. Stone, Lynne A. Fleming, OFFICE OF THE DIRECTOR OF LAW, CITY OF LOUISVILLE, Louisville, Kentucky, for Appellees.Before: KRUPANSKY, BOGGS, and CLAY, Circuit Judges.KRUPANSKY, Circuit Judge.The plaintiffs-appellants, William Jonathan Grider ("Grider") and Lesa F. Watson ("Watson"), have challenged the district court's dismissal, via summary judgment for the defendants, of their civil rights complaint asserting deprivations of their First Amendment liberties, and other federally created rights, allegedly caused by official actions taken by defendants-appellees City of Louisville Mayor Jerry E. Abramson, Louisville Police Chief E. Douglas Hamilton, the City of Louisville ("Louisville" or "the City"), Jefferson County Judge-Executive David L. Armstrong, Jefferson County Corrections Chief Ron Bishop, Jefferson County Police Chief Ron Ricucci, and Jefferson County Sheriff James Vaughn.1 The plaintiffs faulted the creation and implementation of an emergency crowd control plan designed to enforce civic order in downtown Louisville on April 13, 1996, during a rally sponsored by the Ku Klux Klan ("the Klan" or "the KKK"), and a second, contemporaneous and geographically proximate counterdemonstration organized by Klan opponents. The plaintiffs have claimed that the planned extraordinary security measures, labeled the "KKK Rally Detail" (or "the plan"), denied them protected free speech and association within a police-secured zone which encompassed both rally sites as well as the plaintiffs' business office, and obstructed their engagement in constitutionally safeguarded interstate commerce. The district court ruled that the record evidence could not support a finding that any action taken by any defendant infringed any constitutional guarantee. Grider v. Abramson, 994 F.Supp. 840 (W.D.Ky.1998).On March 12, 1996, Christopher Johnson ("Johnson"), the self-acclaimed "Grand Klaliff of the Knights of the Ku Klux Klan," telephoned Lieutenant Colonel Cynthia Shain ("Lt.Col.Shain"), the Assistant Chief for Operations of the Louisville Police Department. Johnson informed her that the Klan planned to conduct a "public speaking forum" or "grievance rally" on the steps of the Jefferson County Courthouse in downtown Louisville ("the courthouse") on Saturday, April 13, 1996, from 12 noon to 3 p.m.. Although the City did not require demonstrators to secure a permit for gatherings outside the courthouse during non-business hours, Johnson wished to reserve the location and to alert law enforcement authorities of the KKK's plan because, although the Klansmen intended to behave peacefully, some recent Klan rallies in other cities had incited hostile reactions by offended spectators. Johnson estimated participation by 25 to 30 robed Klansmen.Shortly thereafter, news of the scheduled Klan event circulated throughout greater Louisville. In response, several local civic organizations, coordinated by the Reverend Louis Coleman, an African-American minister, strategized a "Unity Rally" in opposition to the Klan demonstration. Coleman obtained authorization from Jefferson County ("the County") to conduct a rally at Jefferson Park, located across Jefferson Street from the courthouse, on the same day as the Klan gathering (April 13, 1996). Reverend Coleman's County-awarded permit approved rally hours of 10 a.m. through 1 p.m.; thus the Unity Rally would overlap the geographically proximate Klan rally for at least one hour (noon through 1 p.m.). The Unity Rally organizers slated various musical performers, group prayer sessions, and orators. Additionally, a student group had secured a parade permit for a march which would originate at the University of Louisville campus and terminate at the Unity Rally venue. Generally, the Unity Rally sponsors foresaw a well-attended morning event.Because of the potential for violent confrontation posed by the impending opposing demonstrations, the Louisville Police Department determined that ordinary patrols of the rally sites might be inadequate, especially in the light of violence which had accompanied recent Klan protests elsewhere, including Indianapolis, Indiana. At the request of City and County administrators, two Louisville Police Intelligence Unit officers and one Jefferson County sheriff's deputy travelled to Indianapolis for a full day of briefing with an Indianapolis detective. Upon their return, the Kentucky peace officers briefed their commanders. Subsequently, additional City and County officers, including Lt. Col. Shain, conferred with a captain of the Indiana State Police who had confronted nine Klan-related disturbances. The captain's presentation included a videotaped depiction of the combat, chaos, turmoil, injuries, and multiple arrests which had accompanied a Klan rally in Indianapolis several years ago wherein ordinary police patrols had proved inadequate, but which also captured the relative calm which prevailed during subsequent Klan events in that city. The Indiana captain credited an emergency public safety contingency plan, devised following the initial tumultuous Klan event, with the successful maintenance of social order during subsequent Klan gatherings.Simultaneously, the Louisville authorities received intelligence from local citizens, including Unity Rally organizers, that certain radical outside agitators which had in the past exhibited violent anti-Klan propensities, including members of a group known as "Anti-Racist Action" ("ARA"), might infiltrate the student march from the university. ARA operatives had distributed leaflets in the Louisville region which advocated confrontation with Klansmen at the April 13, 1996 rally. Additionally, the Louisville Police learned that a troupe denominated as the National Women's Rights Organizing Coalition might partake in the Unity Rally. That group's members were known to follow a modus operandi whereby, during Klan protests, they would retrieve and use dangerous objects which they had concealed in bushes or other nearby hiding places during the previous night. Indeed, despite a fruitless protective sweep of the courthouse grounds on April 11, 1996, a security officer on April 12, 1996 (the day preceding the scheduled rallies) found one whole brick plus three brick fragments, as well as six iron rebar rods, hidden in the courthouse bushes.On April 8, 1996, defendant Louisville Police Chief Hamilton received in the mail a flyer which had been distributed in a Louisville neighborhood by the National Socialist White People's Party (NAZI). The sender, a concerned black resident, had written thereon that "we, the black citizens, need to be protected from threat of harm." Moreover, local racial tensions mounted with the scheduling of an April 3, 1996 rally at the Louisville Hall of Justice by a civil rights group known as "People's Rights in Demanding Equality" ("PRIDE") to protest a racially charged incident whereby a caucasian resident of a predominantly white Louisville neighborhood had allegedly shouted offensive racially segregationist threats at a 23 year old African-American mother and her five year old son, which he had punctuated by the firing of five bullets. Furthermore, the police learned that an urban street gang, the Victory Park Players (affiliated with the notorious "Crips" gang), had proclaimed that new recruits would be required, as an initiation rite, to commit a serious crime at the Klan rally. The police believed that the gangs generally grant the slaying of a police officer the highest esteem.In this anxious and potentially explosive environment, the Louisville police and civil authorities resolved to initiate prophylactic steps to forestall the disorder, hostilities, and consequent personal injuries and property damage patently threatened by the imminent conflicting rallies. Lt. Col. Shain, who had been favorably impressed by the documented effectiveness of the Indianapolis contingency plan, subsequently conferred with other urban police agencies which had also successfully managed Klan rallies in the recent past, including Austin, Texas; Coshocton, Ohio; Columbus, Ohio; Denver, Colorado; and Lafayette, Indiana. The distilled essence of their collective advice counselled that peace officers should subject the Klan ralliers to magnetometer (metal detector) searches at a locus distant from the rally situs, and subsequently bus them under guard to the rally location. They suggested that the authorities should physically insulate the Klan staging area from the general public via an enforced buffer zone. Moreover, the experienced departments recommended that all dangerous objects, including guns, knives, lug nuts, ball bearings, batteries, rolled coins, poles, and sticks, be banned from the protest locale. Although Lt. Col. Shain had planned a massive law enforcement presence at the rallies, she concluded that ordinary patrols would be unable to prevent violence in the absence of the additional special restrictions advised by the consulted sister police departments.Consequently, Lt. Col. Shain, with the advice and approval of key City and County officials including the named defendants, devised a contingency plan (the KKK Rally Detail) to prevent violence, maintain order, and respond to disturbances during the April 13, 1996 rallies. The plan contemplated deployment of approximately 600 law enforcement and corrections department personnel for crowd control and arrestee transport purposes. Moreover, the KKK Rally Detail delineated a "restricted area" surrounding the rally sites. A high-security "inner perimeter" consisted of the central hotbed of the planned rallies. The "outer perimeter" encompassed a several city block radius surrounding the inner perimeter, wherein parking would be banned, and vehicular traffic would be rerouted, by the numerous officers to be stationed throughout that area. No automobiles would be permitted into the inner perimeter during the rallies. The KKK Rally Detail engineered the physical segregation of Klan members and sympathizers from Unity Rally supporters by creation of a high-security barricade within the inner perimeter, erected out of bike-rack fencing.2 No civilians were to be allowed entry into that police-controlled cordon sanitaire.3The KKK Rally Detail further posited that any person who desired to attend either rally, or both, must submit to a predicate magnetometer search at a central entrance to the inner perimeter. Persons who were detected with, but declined to surrender, potentially hazardous objects, were to be denied access to the inner perimeter. However, all persons free of such objects were afforded an option to attend either the Klan gathering or the Unity Rally; no person would be denied access to either rally for any reason except possession of dangerous devices. The KKK Rally Detail provided for the erection of one bike-rack fencing passageway leading to the Klan event and another leading to the Unity Rally. Prominent signs would indicate the terminus of each channel. No one was required to declare any allegiance, affiliation, or political belief to gain admission to either meeting. Any person wishing to participate in both gatherings was required to initially select one of the two events; after that person had experienced that rally, he or she could exit that area, pass once again through the free-standing magnetometer, and select the bike-rack fence pathway leading to the alternate rally location. Moreover, because only a street, bike-rack fencing, and law enforcement officers separated the two rallies, the police barricade did not substantially obstruct the ability of rally attendees to see and hear the proceedings at the opposing demonstration. However, no one could freely wander between the two rallies because of the intervening buffer zone.The KKK Rally Detail specified that no one would be denied access to any business establishment within the restricted area. However, as a courtesy, the Louisville police prior to April 13, 1996, broadcast informational leaflets within and near the restricted area which described the planned mobility restrictions and the cancellation of postal delivery and garbage collection services on the implicated Saturday, warned of possible violence, and suggested that area enterprises consider closure on that day.Plaintiff Watson is a legal assistant employed by lawyer Samuel Manly, counsel for both plaintiffs in the instant action. Manly shared office space with plaintiff Grider, an attorney, in the Kentucky Home Life Building, a structure situated within the restricted area. On April 11, 1996, the plaintiffs instigated their complaint for damages, equitable relief, and attorney fees,4 simultaneously petitioning for a restraining order and preliminary injunction against execution of the KKK Rally Detail, contending that it would divest them, on April 13, 1996, of their First Amendment guarantees of free speech, assembly, and association, as well as other alleged federal rights. On April 12, 1996, after presiding over an evidentiary hearing, the district court denied any equitable relief by way of restraint on the police plans.City and County law enforcement personnel implemented the KKK Rally Detail on the following day. However, prevailing inclement weather, including rain and cold, discouraged massive public attendance at the rallies on April 13, 1996; no conflicts and/or violence erupted between the members, fellow travellers, participants, and/or observers attracted to either of the rallies and the collateral events conducted in conjunction with the scheduled rallies; and no arrests were made.The plaintiffs have anchored their complaint primarily in 42 U.S.C. 19835 and the First Amendment to the United States Constitution.6 They have theorized that the KKK Rally Detail was unconstitutional per se because allegedly inadequate legislative authority or official administrative policy guided its creation, adoption, and implementation. They have also complained that the KKK Rally Detail as implemented violated their federal rights because it subjected them to magnetometer searches; prevented them from delivering speeches within the restricted area or speaking and/or associating simultaneously with the participants of both rallies; and impeded their business activities. The material facts were largely uncontested, which prompted cross motions for summary judgment. On January 27, 1998, a district judge (who was not the same judge who had previously overruled the plaintiffs' petition for a temporary restraining order or a preliminary injunction) denied the plaintiffs' summary judgment motion but sustained each defendants' motion, thereby dismissing the plaintiffs' complaint with prejudice.7 The plaintiffs noticed a timely appeal on February 25, 1998.On appeal, the plaintiffs have abandoned their claim for compensatory damages for past injuries. They instead have contested only the lower court's denial of prospective declaratory and injunctive relief and attorney fees. Accordingly, this cause may be considered moot because the KKK Rally Detail has already been implemented. Federal courts possess subject matter jurisdiction only over actual cases or controversies. U.S. Const. art. III, § 2. The "case or controversy" justiciability requirement must be satisfied "at all stages of review, and not simply on the date the action is initiated." Ahmed v. University of Toledo, 822 F.2d 26, 27 (6th Cir.1987) (citation omitted). Ordinarily, a federal court's jurisdiction over a pending litigation divests immediately upon termination of its "actual controversy" status. Thomas Sysco Food Services v. Martin, 983 F.2d 60, 62 (6th Cir.1993). However, a well established exception to the mootness doctrine permits the adjudication of an otherwise moot controversy which is "capable of repetition yet evading review." Pinette v. Capitol Square Review and Advisory Board, 30 F.3d 675, 677 (6th Cir.1994), aff'd, 515 U.S. 753, 115 S.Ct. 2440, 132 L.Ed.2d 650 (1995); Christian Knights of the Ku Klux Klan Invisible Empire v. District of Columbia, 972 F.2d 365, 369-70 (D.C.Cir.1992).In the case sub judice, the Klan advised the Louisville police of its demonstration plans only one month prior to the event, and the Unity Rally organizers afforded even shorter notice. An obvious likelihood exists that, at some point in the future, the Klan and its opponents, or other mutually antagonistic groups which advocate incompatible and contradictory emotionally charged social or political agendas, will schedule public counter-demonstrations in Louisville on short notice which will pose the same risks of disorder and injury as the subject rallies, which in turn will trigger implementation by the police of a contingency plan similar to the KKK Rally Detail. Accordingly, because the salient features of the KKK Rally Detail, as they impacted the plaintiffs, are capable of repetition but otherwise will elude appellate examination, they are subject to immediate review.Initially, the plaintiffs have vaguely charged that the KKK Rally Detail violated the First Amendment per se because City and County law enforcement authorities allegedly regulated public speech, association, and assembly within the restricted area on April 13, 1996 in the absence of any legislative authorization or approval by official policymakers. At bottom, the concept that each and every police action designed to maintain public order which impacts public speech or assembly, including the preparation and execution of emergency safety procedures, transgresses the First Amendment unless that action was legislatively authorized or approved by policymaking officials, was misconceived.In support of their novel posture, the plaintiffs have cited decisions which have ruled that a legislative or administrative delegation of permit-granting authority to a government actor must be coupled with clear guidelines which limit official discretion, in order to preclude arbitrary content-based discrimination which might otherwise prevail under ambiguous or open-ended criteria. See, e.g., Forsyth County v. Nationalist Movement, 505 U.S. 123, 112 S.Ct. 2395, 120 L.Ed.2d 101 (1992) (ruling that a county ordinance which invested a government administrator with discretion to exact a parade or assembly permit fee in any sum up to $1,000 was unconstitutionally overbroad); Kunz v. New York, 340 U.S. 290, 294, 71 S.Ct. 312, 95 L.Ed. 280 (1951) (explaining that legally unrestrained discretion delegated to administrative bodies or officials to regulate activities protected by the First Amendment violates the constitution); Stonewall Union v. City of Columbus, 931 F.2d 1130, 1134 (6th Cir.1991) (remarking that unguided administrative permit-awarding discretion enables illegitimate governmental discrimination animated by anticipated speech content or the speaker's politics).By contrast, in the instant action, the plaintiffs had not applied for, and hence had not been denied, a speech or assembly permit by an official whose discretion was unchecked by appropriate legal guidelines. Rather, the gravamen of the plaintiffs' complaint was that certain actions taken by City and County law enforcement operatives on the day of the rallies deprived them, as members of the general public, of certain federal rights. Accordingly, this court's proper focus is upon whether the KKK Rally Detail as implemented by City and County agents offended the plaintiffs' constitutional rights, not upon the degree of discretion exercised by the drafter(s) of that plan, or upon the absence of legislative or administrative policy guidance or approval.8 Even if Lt. Col. Shain, on behalf of the City police department, created and enforced the KKK Rally Detail solely on her own authority, no per se constitutional infraction occurred, because peace officers, in discharge of their professional obligation to execute the police powers of local government,9 as well as the obligations imposed by 42 U.S.C. 1983 upon agents of the states and their local instrumentalities to avoid impositions upon individual exercises of constitutional freedoms, must take the actions necessary to protect the physical safety of citizens, the exercise of the speech and assembly rights of rally organizers, and the overall public order. See Glasson v. City of Louisville, 518 F.2d 899, 906-07 (6th Cir.1975) (explaining that a police officer has an obligation to take reasonable action to protect from violence persons exercising their constitutional speech and assembly rights); Potts v. City of Lafayette, Indiana,Try vLex for FREE for 3 days
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