Federal Circuits, 5th Cir. (June 20, 1969)
Docket number: 22451
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US Code - Title 33: Navigation and Navigable Waters - 33 USC 901 - Sec. 901. Short title
Code of Federal Regulations - Title 29: Labor - 29 CFR 8.1 - Purpose and scope.
U.S. Supreme Court - Usner v. Luckenbach Overseas Corp., 400 U.S. 494 (1971)
Charles E. Dunbar, III, New Orleans, La., Thomas C. Hall, Lake Charles, La., for Gulf Salt Carriers, Inc., and F.E. Aiple, d/b/a Aiple Towing Co.; Jas. Hy. Bruns, Phelps, Dunbar, Marks, Claverie & Sims, New Orleans, La., Hall, Raggio & Farrar, Lake Charles, La., of counsel.
Meredith T. Holt, Donald E. Walter, Cavanaugh, Brame, Holt & Woodley, Lake Charles, La., for Coastal Marine Service of Texas, Inc., and Maryland Casualty Co., appellants-appellees.Fred H. Sievert, Jr., Lake Charles, La., for Fidelity & Casualty Co.William B. Baggett, Lake Charles, La., for Grigsby.Thomas M. Bergstedt, Lake Charles, La., for Olin Mathieson Chem. Corp.Norman F. Anderson, Kaufman, Anderson, Leithead, Scott & Boudreau, Lake Charles, La., for Welders Supply Co. of Lake Charles, Inc.Before JOHN R. BROWN, Chief Judge, and BURGER* and WISDOM, circuit judges.JOHN R. BROWN, Chief Judge:Another in that ever-growing line of multi-party 3, 4, 5, or 10-ringed amphibious Donneybrooks,1 this one has its share of complications. At the center of the controversy is the unfortunate death of one seeking to effect a rescue aboard a seagoing barge in Louisiana. Among the questions are: Does an amphibious Good Samaritan succeed vicariously to the Sieracki2 vicarious seaman's status of the ship repairer victim? If so, does the Sieracki-warranty of seaworthiness extend to him? Is a barge unseaworthy merely because a closed space, not fit nor meant for man, is a death chamber from its being long closed? If so, does the Louisiana Codal Lord Campbell's survival statute, permitting recovery for 'fault', encompass a claim for non-negligent unseaworthiness? To what extent, and on what theory, is there an indemnity-contribution right among the parties and especially against the Employer of the decedent? To these are added other routine, customary ones concerning the sufficiency of the evidence to permit findings of duty, breach thereof, negligence, contributory negligence, amount of the award and the like.On November 18, 1962, the decedent, John D. Grigsby, a plant guard of Olin Mathieson, sustained injuries from which he shortly died while undertaking to rescue a ship repairer (Sonnier) who was in the No. 2 starboard wing tank of the Barge MORTON SALT #2, then loading a bulk cargo at the dock in Olin's plant. The District Judge, sitting in admiralty, after a full trial and a record exceeding 1800 pages in length, for reasons set forth in its exhaustive opinion, Grigsby v. Coastal Marine Service of Texas, Inc., W.D.La., 1964, 235 F.Supp. 97, awarded recovery to the survivors against the ship repairer and others on the theory of negligence and against the Barge Owner for unseaworthiness and denied indemnity against the decedent's Employer sought by all who were cast.3I.THE SETTINGBarge #2,4 owned by Gulf Salt, and under charter to and operated by Aiple Towing, arrived at the West Lake, Louisiana, docks of Olin on Thursday, November 15, 1962, to take on board a cargo of 1900 tons of nitrate of soda destined to Olin at Tampa, Florida. Coastal, under its contract with Aiple Towing, was to service Aiple's barges calling at the Olin terminal, including pumping out and other work preparatory to taking on cargo. On November 16, the day after arrival, Mike Morgan advised Aiple Towing that Barge #2 was clean and ready for loading, but that it was listing to starboard. Goodrich from New Orleans then instructed Mike Morgan to sound the wing tanks and if any water was found in the tanks, to 'strip them out.'Coastal's business was that of ship repairing and related maritime work. For several years, Coastal serviced all of Aiple Towing's barges in the area. Morgan's inspection of the barge on November 15, 1962, revealed that she had at least a two foot list to starboard. He did not gauge or open the No. 2 starboard wing tank but gauged the No. 1 tank and found 2' 8' of water. He reported leaks in the No. 1 and No. 2 starboard wing tanks to Aiple Towing and was instructed to perform the necessary repairs to make the barge seaworthy. This would require that the wing tanks be pumped out and then inspected to determine the nature of the leaks.After the inspection of November 15th, Morgan decided to wait until the weekend to pump out the wing tanks to avoid interfering with the loading operations. The loading of the barge did not require any Olin employees to work aboard the barge. No one from Olin had reason to inspect the No. 1 and No. 2 wing tanks.On Sunday, November 18, 1962, prior to returning to the barge, Morgan rented a 1 1/2' pump from Welders.Morgan, his young son, Edward and Gary Vige, entered Olin's plant at 1:05 P.M. Both Edward and Gary Vige were in the employ and on the payroll of Coastal at the time. Edward, although young, was considered an experienced marine worker by his father. On the other hand, Gary Vige had only worked for Coastal on three or four jobs of short duration. Edward knew that Gary Vige had never helped pump out a barge.All three went aboard the barge with the rented pump. They knew the No. 1 starboard wing tank had water in it. In order to place a hose in the tank, however, it was necessary that the hatch cover be removed. The hatch cover at the No. 1 wing tank was badly corroded and sealed tightly to the deck. In addition when the vent plugs were removed on both the No. 1 and No. 2 wing tanks, they either 'blew' or 'sucked'. To Edward this indicated that the wing tank had been sealed for some time.Efforts to get the pump started at the No. 1 tank continued for about one hour because of difficulty in getting the pump to pick up suction. After working unsuccessfully for approximately an hour to get the pump started, Morgan left the barge and called Sonnier requesting that Sonnier come out and check the pump or bring another pump. Sonnier agreed to bring another pump. At 3:45 P.M. Sonnier arrived with two additional 1 1/2' pumps. Sonnier, representing Welders, went aboard the barge with the Coastal employees and worked to start the pump at the No. 1 wing tank. Morgan went onto the dock at about 4:00 P.M. During the next 40 minute period, Sonnier, with Edward and Vige, tried to get the pump started. Morgan was on the dock approximately twenty feet away, connecting a water hose to provide a direct prime to the pump. After several attempts to get the pump to pick up suction, Sonnier, assisted by Edward and Vige, finally decided to fill the hose with water and plug the end of the hose with a rag. Sonnier then descended the ladder into the No. 1 wing tank. As Edward and Vige started the pump, Sonnier placed the hose in the water and removed the plug. He then came out of the No. 1 wing tank. The Welder's hose had no foot value to hold the prime until the pump picked up suction. In addition, the 1 1/2' pump being used was designed to have a maximum lift of 10 to 12 feet.At the time Sonnier entered the No. 1 wing tank, he knew nothing of a danger involved. He assumed the employees of Coastal had been in the tank. Up to this time, Morgan was not present on the barge.At the time Sonnier entered the No. 1 tank, neither Edward nor Vige made any comment as to the propriety of his action although Edward knew the hazards and dangers involved and considered Sonnier's procedure to be unusual. He knew the safety precautions recommended for safe tank entry and the Department of Labor Regulations pertaining to safe tank entry. Vige, on the other hand, had no such knowledge nor had he ever received instruction.After the pump was in operation at the No. 1 tank, Morgan was so informed and even though they had been trying to get the pump to pick up suction for over an hour and a half, he didn't ask how they got it started. The discharge of water from the No. 1 tank was so slow, however, that Morgan decided to use the additional pump brought by Sonnier at the No. 2 starboard wing tank. It was getting late and Morgan was in a hurry to get the job done and go home. After he informed the others of the decision to use the other pump, Vige and Edward then proceeded to remove the manhole cover from the No. 2 wing tank. While the No. 2 wing tank was being opened for the first time, Sonnier went on the dock. Morgan knew the conditions and dangers that might be encountered upon opening the No. 2 starboard wing tank. But although he knew nothing of Sonnier's experience, he made no mention of any dangers, apparently assuming that Sonnier would not enter the tank.The bolts or nuts on the No. 2 tank were even more corroded than those on the No. 1 tank. Also, the hatch cover was sealed so tightly to the deck that Vige and Edward had to get Sonnier to help them pry the top cover off with a hammer and screw driver. It was perhaps as much as twelve months since this sealed, unventilated wing tank had been opened. At the time the No. 2 wing tank cover was removed, no odor, aroma or temperature change was noted. There was no indication or mention of any danger involved.Within five to ten minutes after the hatch cover was removed and the pump in place Sonnier asked Edward if he wanted to take the hose down into the tank and pull the plug out. To this Edward replied: 'Well, you did it in the first one, go ahead and do it again and I will start the pump.' Thereupon Sonnier entered the No. 2 starboard wing tank. Again, no warning or statement of any type was given by the Coastal employees. Sonnier was aware of no danger in entering the wing tank.As Sonnier descended the ladder into the No. 2 wing tank, it was obvious to Edward that something was wrong because Sonnier got three-fourths of the way down the ladder and then started back up. Edward saw that as Sonnier got a couple of feet from the top, he let go of the hose, ' and his head fell back and his eyes shut and he just fell straight back off the ladder.' Only Vige and Edward were standing by the tank opening at that time. Edward knew that Sonnier had lost consciousness. Edward immediately called his father and informed him that Sonnier had fallen but did not mention any loss of consciousness by Sonnier. His father told Edward: 'Go up and call an ambulance and tell them to bring some gear down here to be able to get a man out of the hole, for I am afraid that he will have a hurt back.' Morgan, then, without stopping to consider whether it was safe or not, posted Vige by the hatch opening and immediately entered the tank and raised Sonnier into his arms, sat down in the 2' 3' of water, and leaned back with Sonnier cradled in his arms. After that, Morgan recalls nothing until he regained consciousness in the hospital some hours later. At the time Morgan entered the tank, there was no indication of any fumes, lack of oxygen, or temperature change.Following his father's instructions, Edward, who was 'pretty excited', ran up to two Olin employees one of whom was Monroe, the shift foreman, and asked for help. He informed them that 'one of my men has fallen on the barge down there. I think his back is broken.' One of Olin's men asked him if there was any gas or anything and Edward replied: 'No, there is none indicated.' Monroe immediately called the fireman on duty, Nelson.It is at this point that decedent Grigsby enters the picture. He was a patrol guard and was on duty in Nelson's office. Grigsby answered one of the two extension phones and, together with Nelson, was informed that some help was needed at the dock, that a man had been hurt. Grigsby left immediately in the plant ambulance for the dock area. The firemen, not the patrol guard or ambulance driver, were responsible for first aid. There was no such thing as a rescue squad or team at Olin.Grigsby was one of the first Olin employees to arrive at the scene. The fireman, Nelson, followed shortly in a carryall pick-up. Grigsby asked Edward and Vige what had happened. Vige stated that a man had fallen in the barge and they thought his back was hurt. Edward, in response to Grigsby's inquiry, informed him: 'Two guys were down in the hold and one had fallen.' The impression created was that there was a man in the tank with an injured back.Immediately thereafter, Grisby, Monroe, Maddox and Nelson, all Olin employees, boarded the barge and looked into the tank. They could see the heads and upper portions of the bodies of two men. They appeared to be standing or sitting in the water. One of the men appeared to be conscious and was holding the other's head out of the water. It was obvious that the wire stretcher Grigsby had brought aboard would not fit through the tank opening, so it was decided that to get the men out they would have to use a safety harness and rope. Grigsby returned shortly thereafter with the harness and rope, and leaving them on the barge, immediately descended into the No. 2 tank. Guidry was standing nearby with the harness, which he passed into the tank to Grigsby. Maddox was primarily concerned with moving the man who had an injured back, however, just seconds before Grigsby entered the tank, Maddox had observed movement inside the tank and commented that it looked like one of the men's faces was getting closer to the water. Monroe was not then at the scene as he had gone to call for another ambulance. Monroe knew that Olinmen were going to try to use a rope and harness to get the other men out and there was no indication of any danger involved.Edward and Vige were still at the scene when Grigsby entered the tank, and no warning of any kind was given. The impression was still that employees of Coastal and Welders had been working in the barge tank and one had fallen and hurt or broken his back. And that is what Grigsby thought for he told Guidry that there was a man in the barge with a broken back. Grigsby said nothing after entering the tank. On reaching bottom he slipped or lost consciousness and fell face down in the water. Grigsby was in the tank two or three minutes before Maddox and Guidry, who were standing near by, discovered he was in trouble.Upon seeing that Grigsby was in trouble, Guidry immediately descended the ladder into the tank and pulled Grigsby's head out of the water. Guidry then lost consciousness and fell back into the water with Grigsby. It then became obvious to Maddox that there was gas or something inside the tank and that all four men were in trouble. Granger, a shift electrician at Olin, was sent to get some gas masks. Nelson, on the other end of the dock, learned of the situation by walkie-talkie. After putting a Scott Air Pack and life line on, Granger went into the tank. Within six or seven minutes after Guidry's entry into the tank, Granger entered and with the assistance of the personnel on the barge, removed the men one at a time from the tank with a life line. Guidry came out first, Grigsby second, Sonnier third, and Morgan fourth. All but Grigsby appeared to be breathing. Efforts to revive Grigsby by artificial respiration and use of a neolator were unavailing.The first mention of gas, fumes, or dangerous conditions inside the tank came after Guidry, the fourth man, entered the tank and lost consciousness. Of course things happened very fast. According to Monroe he was approached by Edward at about 4:50 P.M. and everyone had been removed from the scene and he was back in his office by 5:30 P.M. Two others estimated that 15 to 20 minutes passed between the call for help and the time all men were sent to the hospital and another put it at less than 15 minutes.Later that night, at 8:00 P.M. and again at 10:30 P.M. Simmons, a chemist at Olin, took atmospheric samples from the No. 2 starboard wing tank. These revealed an oxygen deficiency inside the tank, the 8:00 P.M. samples showing oxygen at 11.0%, 11.0%, and 10.9%, and the 10:30 P.M. samples showing oxygen at 11.6%. On four determinations deadly carbon monoxide was also found to be present in proportions of 3000, 2000, 2000, and 4000 parts per million. An independent laboratory chemist even found an oxygen deficiency condition in the tank over 24 hours after the accident. With normal air having 21% Oxygen, an atmosphere is immediately dangerous to life if the oxygen is less than 16.5%. The presence of 3000 p.p.m. of carbon monoxide can cause headaches and dizziness in five to ten minutes. Simmons was of the opinion that the carbon monoxide caused the men who entered the No. 2 wing tank to pass out.It ends the narrative of this industrial tragedy to state that Grigsby never showed any sign of life after being removed from the tank. He was pronounced dead upon arrival at St. Patrick's Hospital. The diagnosis of the pathologist and autopsy prosector was asphyxiation from unknown noxious gas and drowning following fall and injury to the head.II.WHOSE LAW?Of this evidence the admiralty Judge found the Barge #2 unseaworthy (its owner free of negligence), Coastal and Welders guilty of negligence proximately causing Grigsby's death, and Grigsby free of contributory negligence. He exonerated Olin of any liability. Judgment issued for the survivors of Grigsby against Coastal, Aiple Towing, and Welders (or their Direct Action Liability Insurers), fixing damages at $90,000 and dismissing all cross claims and claims for indemnity.All appeal except Olin.Before discussing the several attacks, two comments seem appropriate.The first is that as so often, the briefs on the part of the respondent-appellants 'cannot resist the natural temptation to reargue the facts from a point of view favorable to (each of them), although now adversely determined by the trial Judge.' Myles v. Quinn Menhaden Fisheries, Inc., 5 Cir., 1962, 302 F.2d 146, 148, 1962 A.M.C. 1626, 1628. Counsel, experienced and able as they are, trying valiantly to formulate it in the mold of 'clearly erroneous' 'now incrusted on the hull of maritime jurisprudence,' Compania Anonima Venezolana de Navegacion v. A. J. Perez Export Co., 5 Cor., 1962, 303 F.2d 692, 694, 1962 A.M.C. 1710, 1712,5 simply refuse to recognize, even at this late date, 'that in this kind of controversy (the) functions of the courts in the judicial hierarchy are distinct and different' and we would 'undermine the vitality of the system by a too-quick meddling in the principal business of a trial court. * * * A trial of a hotly contested, sharply disputed case is the task of a trial court' and reviewing courts 'even in admiralty * * * should be slow to overturn fact decisions made by the judge before whom the facts are annealed through the hammering, heating process of vigorous, running advocacy.' Ohio Barge Line v. Oil Transport Co., 5 Cir., 1960, 280 F.2d 448, 449, 1961 A.M.C. 375. Indeed, we must constantly remind ourselves of our distinctive roles. 'If we were to approach it as simply a question-- how should this case be decided?-- we would effectually bypass a trial court. The problem faced is more nearly that of determining whether the trial judge, faced with the choice-- often hard choices between competing versions of simple or complex occurrences-- has fairly weighed the matter and has reached a conclusion which seems substantial and reasonable even though another result might have been achieved either by him or others.' 280 F.2d at 448-449.The second, perhaps even more surprising, is that except for the discussion on the claim of seaworthiness of the Barge as such and Part V on the meaning of 'Fault', all of these counsel have seemingly been quite indifferent to the controlling significance of maritime, rather than local Louisiana law. This is so whether the injured party has the Sieracki status of a seaman, Pope & Talbot, Inc. v. Hawn, 1953, 346 U.S. 406, 74 S.Ct. 202, 98 L.Ed. 143, 1954 A.M.C. 1, or that of a party having a rightful presence aboard a vessel, Kermarec v. Compagnie Generale Transatlantique, 1958, 358 U.S. 625, 79 S.Ct. 406, 3 L.Ed.2d 550, 1959 A.M.C. 597. And this is altered only slightly by the requirement that there be the local, Louisiana, survival statute.6III.THE AMPHIBIOUS GOOD SAMARITANBecause its implications run throughout this case, it is helpful to discuss the Good Samaritan doctrine and its availability and applicability here. Of course it has two facets-- duties owed to one who, without legal obligation, voluntarily undertakes to rescue another, on the one hand, and, on the other, duties owed by such volunteer either to the one being saved or to others.Certainly as to this element, the views of the parties are way too narrow in debating, as the briefs do, the specific question whether the Louisiana doctrine of Lynch v. Fisher, La.Ct.App., 1949, 41 So.2d 692, is applicable. Not that we find any fault with that case reflecting, as it does, for Louisiana, the humanitarian desire to encourage emergency rescues. Rather, a broader approach comes from the basic notion mentioned above that this is an admiralty case controlled by substantive principles of maritime law.Of course that statement itself puts an end to any problem. For of all branches of jurisprudence, the admiralty must be the one most hospitable to the impulses of man and law to save life and limb and property. The law of salvage, a distinctively maritime branch of the law, is the historical forerunner of latter day doctrines which supposedly reflect the more enlightened and humane outlook of contemporary society. Maritime law in every way and in every context encourages the salvor to salve-- to save. Indeed, for saving property it offers an effective flexible, enforceable reward. And to eliminate a deterrent to voluntary, impulsive response to need as the forces of nature or man, or both, imperil ship or seamen, the law accords a considerable latitute in the standard of performance of the salvage service. The salvor is seldom held liable for just a failure to save and liability for negligent salvage is limited to situations in which the salvor, through want of due care, has worsened the position of the victim.7In matching law to man's needs, moral and physical, the admiralty would be the first to accord great liberality to this doctrine. Indeed, as the admiralty looks at it, the greater the risk, the greater the seafaring man's obligation to respond, and the greater the risk, the greater is the reward where awards can be made.8 Whatever restrictions there might be on the admiralty concept of salvage as to the significance of any supposed duty on the part of Grigsby to rescue a fellow employee of Olin, there can be none at all with regard to third persons in the employ of others and rightfully aboard the vessel at the time of rescue. If-- and the if seems to be a very, very big one on this record-- Grigsby, simply because he drove an ambulance and worked in the plant protection department is somehow thought to have the duty of a safety inspector who is to render first aid-- this can have absolutely no bearing upon his status as a maritime life salvor. Neither he nor his employer owed a legal duty as such to rescue employees of Coastal, Welders, or both. His impulsive action in the best tradition of the sea gave him this highly preferred status. Since in doing these humane acts, he was doing that which a seaman responding to the call of the sea would have done, he was, in a very real sense and in the Sierackisense, doing the work of a seaman. He can accordingly claim the rights of a vicarious seaman including that of the warranty of seaworthiness.9Once this status is clearly recognized, it is almost captious to suggest that his conduct was so lacking in prudence as to forfeit the status or the benefit of its protection. Of course he forgot-- if he ever knew-- as had Sonnier and Morgan and Guidry, that a steel compartment long-closed and sealed from anoxemia can be a death trap due to an oxygen deficiency. But there was no proof which compelled a finding that he did know and there is much to the contrary. More so, the evidence shows the mistaken but good faith universal belief of all those nearby that the injury was a damaged or broken back from a fall, not asphyxiation, partial or complete. Neither by finding nor proof do any of the challengers bring Grigsby's conduct within the land-based principles invoked.10IV.GRIGSBY'S CONTRIBUTORY NEGLIGENCEIt is almost impossible to separate an analysis of this contention from Gribsby's status as a salvor. Assessment of his conduct as an ordinarily prudent person under those circumstances brings into direct play the problem of the emergency which apparently faced all. One man was thought to be seriously injured by a broken or badly injured back. A second man (Morgan) had gone in after him, but Morgan's position holding Sonnier above the water and the current reports being repeated by all hands that the first had sustained an injury to his back did not charge Grigsby with knowledge that the tank was a death trap from the risk of asphyxiation. Of course, its true that Grigsby was a plant guard, perhaps had some safety duties for which he had received training in the use of instruments such as a neolator, the Scott Air Pack, shoulder harness and life lines and was, at least on this occasion, an ambulance driver. But despite this, the record does not show, and indeed certainly does not compel a finding, that the moment before entering the tank Grigsby was aware that the lives of all were imperiled by the presence of noxious gases or the absence of sufficient life-sustaining oxygen.Indeed, it is at some of these points, that the claims of the challengers become spectacularly contradictory. For example, one brief urging rejection of the Good Samaritan doctrine states: 'Obviously, the danger was not imminent, nor was there reasonable appearance of imminent danger since several people had viewed the scene and felt no compulsion to enter immediately. Both of the men, Sonnier and Morgan, were above the water and resting comfortably. * * * (This is) best evidenced by the fact that they came out, some 30 minutes after first going into the hold, alive and well.'11 Within fewer than four printed pages, the same advocate in the same brief contradicts this.12This attack of contributory negligence fails.V. 12ADOES 'FAULT' INCLUDE NONNEGLIGENT UNSEAWORTHINESS?The shipowner contends that even though the barge was unseaworthy the decree against it cannot be sustained since there is no finding of negligence as to it, and non-negligent unseaworthiness gives rise to no right of action under Article 2315 of the Louisiana Civil Code. The question requires this Court to divine what Louisiana courts would say: under the Tungus-Hess-Goett synthesis,13 substantive rights for death caused by unseaworthiness are fixed by state law.14The first paragraph of this 'single article (2315) forms the basis for all tort liability in Louisiana. Every case of tort at base gets its foundation in this article and must be referable to it. This is elementary and basic to any understanding of the tort doctrine in Louisiana'. Stone, Tort Doctrine in Louisiana: The Materials for the Decision of a Case, 17 Tul.L.Rev. 159, 163 (1942). The second paragraph of the article provides for survival of an action in favor of the surviving spouse and children of a deceased injured person.Article 2315, significantly placed at the beginning of the chapter entitled 'Offenses and Quasi-Offenses',15 resds in part as follows:Art. 2315. Liability for acts causing damage; survival of action.'Every act whatever of man that causes damage to another, obliges him by whose fault it happened to repair it * * *.16'The right to recover all other damages caused by an offense or quasi offense, if the injured person dies, shall survive for a period of one year from the death of the deceased in favor of: (1) the surviving spouse and child or children of the deceased, * * *. The survivors in whose favor this right of action survives may also recover the damages which they sustained through the wrongful death of the deceased * * *.'The issue here turns on the construction of the term 'fault'. Does Article 2315 encompass an action based on non-negligent unseaworthiness?There is no Louisiana decision directly in point.17 This, however, is not as high a barrier to Louisiana courts as it would be to courts in common law jurisdiction.18 A Louisiana judge begins with the Civil Code and finds in the Code, expressly or by analogy, principles which may be applied to all cases.19 When there is no express codal or statutory provision dealing with particular situations, Article 21 provides guidance for the courts:'In all civil matters, where there is no express law, the judge is bound to proceed and decide according to equity.20 To decide equitably, an appeal is to be made to natural law and reason, or received usages, where positive law is silent.'Professor Ferdinand F. Stone, Director of the Comparative Law Institute of Tulane University, has written extensively on the concept of fault in the civil law and tort doctrine in Louisiana.21 He points out: 'It is fair to say that the development of the Louisiana law of delictual (tort) responsibility in its formative period came principally through the use of Article 21. Such reception as there has been of the common law, Roman, French, and Spanish ideas stems from the use of Article 21.'22 Thus, in an early case of defamation, the Louisiana Supreme Court, after quoting Article 2315, said: 'There is no arbitrary standard prescribed. Every act that causes damage, creates responsibility, and where the extent of that responsibility is not defined, or the law is silent, we must proceed under the 21st article of the Code, and decide according to natural law and reason, or received usage.' Miller v. Holstein, 1840, 16 La. 395, 406. Louisiana courts, therefore, are not frustrated by the absence of decisional authority and the fact that the legislatures responsible for the Revised Civil Code of 1870, the Code of 1825, and the Digest of the Civil Laws of 1808 could not have anticipated The Osceola, 1903, 189 U.S. 158, 23 S.Ct. 483, 47 L.Ed. 760 or the development of the doctrine of unseaworthiness prompted by the Jones Act.Since fault is not defined in the Civil Code, Louisiana courts must refer to 'natural law and reason, or received usages' as directed by Article 21. Professor Stone, points out that 'fault' may be divided into three categories:At the time when the Louisiana courts were approaching this task of definition, the principal notions of fault, as developed in Roman and continental civil law were: unlawfulness or the doing of an act which was unlawful; dolus or the wilful harming of another; and culpa or the negligent harming of another. The common law of that time (beginning of the nineteenth century) through its writ system treated intentional and negligent injury as the primary touchstones of tort liability, but still retained some instances of strict liability. The common law had only begun that period of intensive development which led to the emergence of negligence as a separate tort. These were the dominant ideas known to Louisiana judges as the embodiment of reason elsewhere and as evidence of the natural law. The experience of a century and a half has shown that Louisiana Judges can find in the term (fault) a sufficient mirror of the times to adjust to an age of increased industrialization. As the jurisprudence shows, the courts have not considered 'fault' to be merely moral blameworthiness; they have appreciated the fact that in this age the concepts of economic utility and social good have come perilously close to overshadowing the concept of moral blame. Stone, Tort Doctrine in Louisiana, 27 Tul.L.Rev. 1, 9, and 18 (1953).This Court applied Professor Stone's analysis in a products liability (cigarette) case.23 Lartigue v. R. J. Reynolds Tobacco Co., 5 Cir. 1963, 317 F.2d 19, 31. See also Williams v. Employers Liability Assurance Corp., 5 Cir. 1961, 296 F.2d 569. Liability of a shipowner for breach of the warranty of seaworthiness is analogous to the liability of a manufacturer or seller for breach of warranty of fitness. In effect, as the Louisiana Supreme Court said in Doyle v. Fuerst & Kraemer, 1911, 129 La. 838, 56 So. 906, 40 L.R.A.,N.S., 480, the seller-manufacturer's 'lack of knowledge is imputed to him as a fault'. We said in Lartigue, 'The reasoning in (Doyle v. Fuerst & Kraemer) indicates that the liability is delictual, imposed not because of the redhibition articles but because the party responsible for the product, in control of its preparation, and therefore in a superior position, breached his duty to the ultimate consumers who rely on him to furnish goods, reasonably safe for human consumption'. 317 F.2d at 34.The district court, in the instant case, properly emphasized that, in the words of Article 2315, 'Every act whatever of man that causes damage to another, obliges him by whose fault it happened to repair it'. 'Fault', therefore, is 'more inclusive and comprehensive than 'negligence'.' The district judge, seasoned in Louisiana law after long experience at the bar and on the bench, concluded: 'A review of the Louisiana jurisprudence convinces this Court that 'fault' (under 2315) may be succinctly defined as a breach of duty or a want of that degree of care required in a given case. It is immaterial whether that duty is imposed by state statute, the common law or the maritime law. In any case the failure to perform the duty constitutes 'fault'.' 235 F.Supp. at 108.24The district court also noted that the Code 'is replete with instances' of liability based on breach of duty where there is neither negligence nor intentional misconduct by the party liable. Under Article 667 an owner is liable to a neighbor for damage caused by new construction, even though he is not negligent and obtained the requisite building permit. Louisiana courts have held that under Articles 670, 2322, and 2315 an owner is liable for damages caused by the faulty condition of the premises, even though the owner could not reasonably discover the defective condition.25 Article 2317 is important in this case. It provides: 'We are responsible, not only for the damage occasioned by our own act, but for that which is caused by the act of persons for whom we are answerable, or of things which we have in our custody.' Several decisions of the Court of Cassation have applied the equivalent article in the Code Civile, Article 1384, to claims which are analogous to the plaintiff's claim in this case.26 In these and other situations in which liability is imposed on a non-negligent person the fault is neither dolus nor culpa, but the doing of an unlawful act. In the situations specifically described in codal articles such as 667 and 2322, the legislature has defined the unlawful conduct. In the case of unseaworthiness, however, 'reason' and 'received usages' under Article 21, define the duty, breach of which constitutes the unlawful conduct that is the first category encompassed in the concept of fault. Here, for example, 'received usages' require that a shipowner furnish a safe vessel. His warranty is similar to the manufacturer's warranty of fitness and to the property owner's warranty of safe construction. Looking at the Louisiana Civil Code as a whole, and especially at Articles 2315, 2317 and 21, the idea of liability without negligence is consistent with the civilian concept of fault.Ships and seamen are not strangers to the Louisiana Civil Code.27 Article 1074 of the Code of 1825, later Article 1081 of 1870, now supplanted by La.R.S. 9:1424, required a ship master to report the death of a person who died on his vessel. Articles 3534-35 still provide rules on prescription for actions of officers, sailors, and others of the crew for wages and for actions on the construction, equipping, and provisioning of vessels. Articles 3305 and 3289 provide for hypothecation of 'powerboats, sailing vessels, pull boats, dredges, barges and all other kinds of watercraft.' Articles 3237-48 rank privileges on ships including such items as pilotage, anchorage, and wages of the captain and crew.We agree, too, with the district court's view that because of Louisiana's commitment to civil law, Louisiana would be the last jurisdiction to put a narrow interpretation on 'fault' that would rule out as an applicable standard the maritime principle of seaworthiness. 'Maritime law grew up and came of age under the tutelage of the civil law, and it still bears the imprint thus acquired, even when administered in the courts of common law countries.' Gilmore and Black, Admiralty 7-8 (1957). And this is no latter-day rationalization of cyclonic developments in the Sieracki-Ryan-Yake-Italia28 era as Benedict attests.29The Supreme Court's definition of 'unseaworthiness' as a 'liability without fault'30 represents the reaction of judges trained in the common law to equate fault with negligence or intentional misconduct. But when the judges on the Court of Appeals for the Third Circuit had to analyze more closely the concept of fault in The Tungus their thinking coincided with the civilian analysis of fault:'It is urged that since unseaworthiness is spoken of as a species of liability without fault, it cannot be a 'wrongful act, neglect or default' within the meaning of the statute. However, the characterization of unseaworthiness as liability without fault is dangerously deceptive. For urgent and sound reasons of public policy, the law has imposed the absolute duty upon the shipowner to provide a seaworthy vessel, and liability results only as a consequence of the breach of that duty. If 'fault' means negligence alone, of course no fault is required, and to that extent only, the phrase 'liability without fault' is accurate. But to say that one who breaches a duty is without fault is a logical as well as a legal incongruity.' Skovgaard v. The M/V Tungus, 3 Cir. 1957, 252 F.2d 14, 17, aff'd 358 U.S. 588, 79 S.Ct. 503, 3 L.Ed.2d 524.In Compania Transatlantica Espanola, S.A. v. Melendez Torres, 1 Cir. 1966, 358 F.2d 209, the First Circuit was confronted with the problem of construing Section 1802 of the Puerto Rican Civil Code, an article very similar to Article 2315 of the Louisiana Civil Code.31 Both are derived from Article 1382 of the Code Napoleon.32 The Court quoted the Third Circuit's language in The Tungus, and then said:Under this section the word 'fault' should not be equated with the word 'negligence'. Each word has its own independent meaning. Fault encompasses something different than negligence. It means breach of obligation. Any breach of warranty or obligation is fault within the meaning of this statute whether imposed by law, by contract or by statute. Unseaworthiness is such a breach. Clearly either fault or negligence will support recovery under Puerto Rican law. Mendez v. Serracante, 53 P.R.R. 807 (1938). (358 F.2d 209 at 213.)The result reached in these two civilian jurisdictions has been reached in most,33 but not all common law jurisdictions where the question has arisen.34VI.UNSEAWORTHINESS OF THE BARGEThe Shipowner, Aiple, sharply attacks the finding of the Trial Judge that the Barge was unseaworthy. As discussed in Part V it also contends that even though the Barge was unseaworthy, no right of recovery exists under the Louisiana death statute for non-negligent unseaworthiness.The findings of the District Court on unseaworthiness may be briefly paraphrased. On the arrival of the Barge at the Olin dock, she was listing noticeably to starboard because of the unusual and abnormal accumulation of water in the No. 2 starboard wing tank. This tank is designed to provide buoyancy to the Barge and should, therefore, contain no water. Inspection revealed that there was 2'3' of water in this tank. In this condition the Barge was not reasonably fit to carry the cargo of sodium nitrate which she had undertaken to transport. Moreover, the hatch cover wings to the No. 2 starboard wing tank were corroded and sealed tightly. The wing tank contained some carbon monoxide and was oxygen deficient to the extent that those who entered lost consciousness. No inspection of the tank had been had since December 9, 1961. On this, the Court found the Barge to have been unseaworthy.On this finding of unseaworthiness, it was, of course, a perfectly natural and inescapable conclusion that since this condition caused Grigsby to lose consciousness and drown in the accumulation of water in the No. 2 starboard wing tank, the unseaworthiness was a proximate cause of his injuries and death.This matter of unseaworthiness of the Barge poses somewhat unusual problems. In our analysis, however, we are aided if we dispose of positions at each extreme which are simply untenable with respect to the peculiar circumstances of this case. It is well to reemphasize here that the duty of seaworthiness arises because Grigsby had the vicarious status of a seaman-- either as one engaged in life salvage or, as a corollary, one engaged in the Good Samaritan rescue of Sonnier and Morgan, each of whom admittedly were doing repair work, the traditional work of seamen to thus become vicarious seamen themselves. The point of significance is, therefore, that it was the presence of the water in the wing tank and the consequent list to the Barge which was the sole occasion for the three of them to be aboard the Barge at the time and under the circumstances presented. We may assume that with this list the Barge was unseaworthy vis a vis the cargo and the shipper of cargo. But there is no warranty that the vessel is seaworthy with respect to the unseaworthy condition which is directly responsible for bringing aboard the persons claiming the benefit of the warranty. We agree with the Second Circuit in McDaniel v. The M/S Lisholt, 2 Cir., 1960, 282 F.2d 816, 1961 A.M.C. 25:'We need pause only briefly with libelant's assertion that he was entitled to a warranty of seaworthiness. The short answer is that the contention was disposed of by this court's prior decision, since we do not read the Supreme Court's opinion as disapproving our ruling on this issue. As we there stated, 'There can be no duty to furnish a seaworthy ship to a fireman who was on the vessel knowing it to be unseaworthy, and was on board because of its unseaworthiness.' 2. Cir., 257 F.2d 538, 540. See also West v. United States, 361 U.S. 118, 80 S.Ct. 189, 4 L.Ed.2d 161; Filipek v. Moore-McCormack Lines, Inc., 2 Cir., 258 F.2d 734, certiorari denied 359 U.S. 927, 79 S.Ct. 605, 3 L.Ed.2d 629; Bruszewski v. Isthmian S.S. Co., 3 Cir.,Try vLex for FREE for 3 days
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