Hafez v. Mumpower [Summ. Ord.] (2nd Cir. 2006)

Federal Circuits, 2nd Cir. (March 22, 2006)

Docket number: 05-5405


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U.S. Court of Appeals for the 2nd Cir. - Robert Davis, Plaintiff-Appellee, v. Glenn S. Goord; Christopher Artuz; Sabina Kaplan; John P. Keane; Mervat Makram; Frank Lancellotti; Janice Diehl; Thomas Briggs; Tim Terbush; and Thomas Egan, Defendants-Appellants., 320 F.3d 346 (2nd Cir. 2003)

U.S. Court of Appeals for the 2nd Cir. - Painewebber Incorporated, Petitioner-Appellant, v. Michael J. Bybyk and Joyce O. Bybyk, Respondents-Appellees., 81 F.3d 1193 (2nd Cir. 1996)

U.S. Court of Appeals for the 2nd Cir. - James Edwin Close, James R. Collins, Lawrence G. Clare, William G. Hastback, Richard T. Lepkowski, Patricia E. O'Connor, James v. Bradley, Gerard C. Letendre, Edward Woltmann, Gerard E. Black, Ruben F. Enriquez, Robert C. Knizek, Karen C. Ore, Vincent Rapacciuolo, William Toffenetti, Joshua Weiss, Edgar J. Robinson, Elton Jay Dietrich, Nicholas Adams, Charles Antzak, Thomas A. Atlas, Matthew Bewtiuegna, Michael J. Berman, Raymond Bordoni, Wayne G. Borek, Charles R. Bradley, Jr., John J. Calagna, Albert Caronia, Ronald M. Cerniglia, Thomas O. Carey, Stephen Cohen, William F. Coleman, Leo T. Connolly, Carl Cornelius, Michael T. Cotton, Robert L. Covel, Donald F. Darmer, Vijaya Deshpande, Kathleen R. Dick, Michael E. Doody, John J. Dowling, Nathan Erlbaum, James Evensen, Roy Fuller, Jerome L. Gershenson, Daniel D. Gottlieb, L. Daniel Gorritz, Patricia Grabianowski, David N. Green, Paul R. Greenfield, Ben Grey, Robert Hansen, William C. Heilmann, Eric R. Heim, Mary Iandiorio, Robert H. Jones, Michael J. Kanuk..., 125 F.3d 31 (2nd Cir. 1997)

U.S. Court of Appeals for the 2nd Cir. - Professor Ernest F. Dube, Professor William Mcadoo, Professor Amiri Baraka, Professor Carolle Charles, Professor Leslie Owens, Haitian Student Organization, Latin American Student Organization International Student Organization, Caribbean Student Organization, and Third World Resources, Plaintiffs, Professor Ernest F. Dube, Plaintiff-Appellee, v. the State University of New York, Clifton R. Wharton, Jr., Ex-Chancellor of the State University of New York, Individually and in His Official Capacity; Jerome Komisar, Acting Chancellor of the State University of New York, Individually and in His Official Capacity; John Marburger, President of the State University of New York At Stony Brook, Individually and in His Official Capacity; Homer A. Neal, Provost of the State University of New York At Stony Brook, Individually and in His Official Capacity; Robert Neville, Dean of Humanities and Fine Arts At the State University of New York At Stony Brook, Individually and in His Official Capacity, Defendants-..., 900 F.2d 587 (2nd Cir. 1990) Professor William Mcadoo, Professor Amiri Baraka, Professor Carolle Charles, Professor Leslie Owens, Haitian Student Organization, Latin American Student Organization International Student Organization, Caribbean Student Organization, and Third World Resources, Plaintiffs, Professor Ernest F. Dube, Plaintiff-Appellee, v. the State University of New York, Clifton R. Wharton, Jr., Ex-Chancellor of the State University of New York, Individually and in His Official Capacity; Jerome Komisar, Acting Chancellor of the State University of New York, Individually and in His Official Capacity; John Marburger, President of the State University of New York At Stony Brook, Individually and in His Official Capacity; Homer A. Neal, Provost of the State University of New York At Stony Brook, Individually and in His Official Capacity; Robert Neville, Dean of Humanities and Fine Arts At the State University of New York At Stony Brook, Individually and in His Official Capacity, Defendants-...

Text:

UNITED STATES COURT OF APPEALS

FOR THE SECOND CIRCUIT

SUMMARY ORDER

T H I S SUMMARY ORDER WILL NOT BE PUBLISHED IN THE FEDERAL

R E P O R T E R AND MAY NOT BE CITED AS PRECEDENTIAL AUTHORITY TO

T H I S OR ANY OTHER COURT, BUT MAY BE CALLED TO THE ATTENTION

O F THIS OR ANY OTHER COURT IN A SUBSEQUENT STAGE OF THIS

C A S E , IN A RELATED CASE, OR IN ANY CASE FOR PURPOSES OF

C O L L A T E R A L ESTOPPEL OR RES JUDICATA.

A t a stated term of the United States Court of Appeals

f o r the Second Circuit, held at the Thurgood Marshall United

S t a t e s Courthouse, at Foley Square, in the City of New York,

o n the 20th day of March, two thousand and six.

PRESENT: H O N . DENNIS JACOBS,

C i r c u i t Judge,

H O N . JOHN G. KOELTL, 1

D i s t r i c t Judge.

X

M O H A M E D A. HAFEZ,

Plaintiff-Appellant,

-v.- 05-5405-CV

J E R Y L L. MUMPOWER, Vice President of

A c a d e m i c Affairs, PETER A. BLONIARZ,

D e a n , School of Information Science,

F R A N C E S REYNOLDS, Assistant Dean,

S c h o o l of Information Science, and U N I V E R S I T Y AT ALBANY, 2 Defendants-Appellees.

- - - - - - - - - - - - - - - - - -X A P P E A R I N G FOR PLAINTIFF APPELLANT: M O H A M E D A. HAFEZ, pro se, S c h e n e c t a d y , NY.

A P P E A R I N G FOR DEFENDANTS APPELLEES: J U L I E S. MERESON, Assistant S o l i c i t o r General (Eliot S p i t z e r , Attorney General of the S t a t e of New York, on the brief, N a n c y A. Spiegel, Senior A s s i s t a n t Solicitor General, of c o u n s e l ) , Albany, NY.

A p p e a l from the United States District Court for the N o r t h e r n District of New York (Sharpe, J.).

U P O N DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED A N D DECREED that the judgment of the district court be AFFIRMED.

P l a i n t i f f Mohamed A. Hafez ("Hafez") pro se appeals f r o m a judgment entered on September 23, 2005, in the United S t a t e s District Court for the Northern District of New York ( S h a r p e , J.), granting defendants' motion to dismiss the c o m p l a i n t under Rules 12(b)(1) and 12(b)(6), Fed. R. Civ. P.

H a f e z pro se commenced this action pursuant to 42U.S.C. §§ 1 9 8 1 and 1983 alleging that defendants discriminated against h i m based on his Arab ancestry in denying his application f o r admission to the Ph.D. program in information science f o r the Fall 2002 semester at the State University of New Y o r k at Albany ("SUNY Albany"), and that he was denied 2 Appellant's notice of appeal includes the University a t Albany as an appellee, but the official caption does not.

Accordingly, the official caption is hereby amended to i n c l u d e the University (as above). a d m i s s i o n to the program thereafter in retaliation for his s e n d i n g a letter of complaint to Dr. Karen Kitchcock, then p r e s i d e n t of SUNY Albany. The decision and order dismissing t h e complaint advised Hafez that final judgment would be e n t e r e d without further order of the court unless he filed a n amended pleading. Hafez nevertheless failed to amend.

F a m i l i a r i t y is assumed as to the facts, the procedural c o n t e x t , and the specification of appellate issues.

W e review de novo the district court's dismissal of the c o m p l a i n t under Rule 12(b), Fed. R. Civ. P. See Close v. N e w York, 125 F.3d 31, 35 (2d Cir. 1997) (Rule 12(b)(1)); P a i n e W e b b e r Inc. v. Bybyk, 81 F.3d 1193, 1197 (2d Cir. 1996) ( R u l e 12(b)(6)).

( 1 ) The claims against SUNY Albany were properly d i s m i s s e d because they are barred by the Eleventh Amendment.

S e e Dube v. State Univ. of New York, 900 F.2d 587, 594 (2d C i r . 1990) ("For Eleventh Amendment purposes, [the State U n i v e r s i t y of New York (SUNY)] `is an integral part of the g o v e r n m e n t of the State [of New York] and when it is sued t h e State is the real party.'") (quoting State Univ. of New Y o r k v. Syracuse Univ., 285 A.D. 59, 61 (3d Dep't 1954)).

( 2 ) The claims against the individual defendants--Jeryl L . Mumpower, Perer A. Bloniarz, and Frances Reynolds--were p r o p e r l y dismissed because the plaintiff has failed to raise s p e c i f i c factual allegations supporting his claims of c o n s t i t u t i o n a l violations. His complaint is thus i n s u f f i c i e n t as to these defendants. See Rule 12(b)(6), F e d . R. Civ. P.

( a ) As to Mumpower, Hafez alleges only that his c o m p l a i n t letter was forwarded to that defendant, who, in r e s p o n s e , "sent [Hafez] a few emails, [but] did nothing else a b o u t it." Such a vague assertion does not support a d i s c r i m i n a t i o n claim.

( b ) As to Bloniarz, Hafez alleges that that d e f e n d a n t did not return his phone calls or emails r e q u e s t i n g a waiver of the GRE test score submission r e q u i r e m e n t , or attend Hafez's interviews with Reynolds.

T h e s e allegations are likewise insufficient.

( c ) As to Reynolds, Hafez asserts that (1) he c a l l e d Reynolds to inquire about his visa status, given that ( a c c o r d i n g to Reynolds) people of Arab dissent require a v i s a to attend SUNY Albany; (2) Reynolds asked him to submit h i s GRE scores or to write to Bloniarz for a wavier of this r e q u i r e m e n t ; and (3) Reynolds conducted an interview during w h i c h time Hafez discussed his proposed course of study.

N o w h e r e does Hafez allege either how Reynolds engaged in any u n l a w f u l conduct or what he did to prejudice his application.

( 3 ) Hafez's retaliation claim fails because he has not a l l e g e d a causal nexus between the allegedly protected s p e e c h (here, his sending a complaint letter to the p r e s i d e n t of SUNY Albany) and his rejection from the Ph.D. p r o g r a m . See Davis v. Goord, 320 F.3d 346, 352 (2d Cir. 2 0 0 3 ) ; Washington v. County of Rockland, 373, F.3d 310, 320 ( 2 d Cir. 2004). Indeed, Hafez mailed his complaint letter i n March 2003, six months after his application had already b e e n denied.

( 4 ) Hafez similarly fails to allege sufficient facts to s u p p o r t his due process and First Amendment claims against t h e individual defendants.

W e have considered all of Hafez's remaining arguments a n d find them to be lacking in merit. For the foregoing r e a s o n s , the judgment of the district court is hereby AFFIRMED.

F O R THE COURT: R O S E A N N B. MACKECHNIE, CLERK By: L u c i l l e Carr, Deputy Clerk

1 The Honorable John G. Koeltl, United States District J u d g e for the Southern District of New York, sitting by designation.

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