Federal Circuits, 8th Cir. (July 01, 1996)
Docket number: 94-4112,95-1136
Permanent Link:
http://vlex.com/vid/heidemann-rother-defreece-grof-36118868
Id. vLex: VLEX-36118868
Click here to download this article in graphic format (Acrobat Reader)

U.S. Code - Title 20: Education - 20 USC 1401 - Sec. 1401. Definitions
U.S. Code - Title 20: Education - 20 USC 1400 - Sec. 1400. Congressional statements and declarations
U.S. Court of Appeals for the 8th Cir. - Jorge L. Martinez v. C. A. Turner (8th Cir. 1997)
U.S. Court of Appeals for the 8th Cir. - Rebecca Hoekstra, By and Through Her Parents, John and Sandra Hoekstra, Plaintiff-Appellant, v. Independent School District, No. 283, Defendant-Appellee., 103 F.3d 624 (8th Cir. 1996) By and Through Her Parents, John and Sandra Hoekstra, Plaintiff-Appellant, v. Independent School District, No. 283, Defendant-Appellee.
U.S. Court of Appeals for the 8th Cir. - Sandra Compton v. City of Cedar Rapids (8th Cir. 1997)
U.S. Court of Appeals for the 8th Cir. - Edward Allen Moore v. Clazona J. Hall (8th Cir. 1997)
U.S. Court of Appeals for the 9th Cir. - BLANCHARD V MORTON SCHOOL (9th Cir. 2007)
U.S. Court of Appeals for the 9th Cir. - BLANCHARD V MORTON SCHOOL (9th Cir. 2007)
Brien M. Welch, Omaha, NE, argued (Terry J. Grennan, Omaha, NE, on the brief), for appellants Thomas L. Rother, et al., in No. 94-4112.
J. Michael Coffey, Omaha, NE, argued, for Sharon Joy in No. 95-1136.Tania Diaz, Lincoln, NE, argued (Bruce G. Mason, Omaha, NE and Shirley Mora James, Lincoln, NE, on the brief), for appellees in Nos. 94-4112 and 95-1136.Before WHITE, Associate Justice (Ret.),* and McMILLIAN and LOKEN, Circuit Judges.McMILLIAN, Circuit Judge.This civil action was brought pursuant to 42 U.S.C. 1983 by Cherry Heidemann (hereinafter Cherry), a minor, along with her mother, June Heidemann, and Nebraska Advocacy Services, Inc. (collectively plaintiffs), alleging violations of Cherry's constitutional rights to due process and equal protection and federal statutory rights under the Rehabilitation Act of 1973, 29 U.S.C. 794, and the Individuals with Disabilities Education Act (IDEA), 20 U.S.C. 1400 et seq. (formerly the Education of the Handicapped Act (EHA)). The case is presently on interlocutory appeal from two collateral orders filed simultaneously by the district court on December 9, 1994. In the first order, the district court denied a motion for partial summary judgment on qualified immunity grounds brought by all but one of the defendants, including: the Tecumseh Public Schools, a/k/a School District # 49-0032 of Johnson County, Nebraska (the District); various individuals employed by the Tecumseh Public Schools, sued in their individual and official capacities; and members of the board of education of the Tecumseh Public Schools, sued in their individual and official capacities (collectively the school defendants). Heidemann v. Rother, No. 8:CV93-540 (D.Neb. Dec. 9, 1994) (Heidemann I ). In the second order, the district court denied a motion for partial summary judgment based on qualified immunity and other grounds brought by the remaining defendant, Sharon Joy, a licensed physical therapist whom plaintiffs sued individually because she provided services to Cherry under a contract with the Tecumseh Public Schools. Id. (Heidemann II ). For reversal, all of the defendants, including Joy, argue that they are entitled to qualified immunity as a matter of law because plaintiffs have failed to allege a violation of any clearly established constitutional or federal statutory rights. Upon careful de novo review, and for the reasons discussed below, we reverse the orders of the district court and remand the case for further proceedings.BackgroundCherry is a nonverbal, mentally and physically disabled girl who was nine years old at the time this action was filed, but functioned at approximately a one-year-old level. Joint Appendix at 331. Her disabilities include severe mental retardation, visual and hearing impairment, epilepsy, and learning disabilities. Prior to October 1993, she was enrolled in the District's special education programs. She attended school in the nearby School District of Elk Creek, Nebraska, which contracted with the District to provide special services to Cherry.At times, Cherry's teachers used a treatment on her referred to as "blanket wrapping." The blanket wrapping involved binding her body with a blanket such that she could not use her arms, legs, or hands. Defendant Joy, a licensed physical therapist who operated under a contract with the District to provide physical therapy and related services to special education students, recommended the use of the blanket wrapping technique for Cherry. According to defendant Joy's affidavit, sherecommended for the years 1992/1993 and 1993/1994 that the Tecumseh Public School educators of Cherry Heidemann consider blanket wrapping to provide said Cherry Heidemann with security and comfort and that the use of this treatment would also provide said Cherry Heidemann with warmth and stability and would have a calming effect on her.Joint Appendix at 121. Plaintiffs agree that defendant Joy recommended the use of the blanket wrapping technique. Brief for Appellees at 44.Defendants maintain that the blanket wrapping was therapeutic and calmed Cherry by giving her a sense of warmth and security. They allege that sometimes Cherry would fall asleep while blanket wrapped because it calmed her. Defendants further claim that June Heidemann approved the use of blanket wrapping for Cherry and never voiced any objections to its use until on or about October 18, 1993, approximately one week before she removed Cherry from the District's special education programs.Plaintiffs, by contrast, allege that the blanket wrapping was used as a means of physical restraint. They allege that it was administered as a substitute for educational and habilitative programming, merely for defendants' convenience. They allege that Cherry was wrapped against her will for periods of one and a half hours or more. On October 6, 1993, June Heidemann allegedly found Cherry blanket wrapped on the floor, with flies crawling in and around her mouth and nose1; the blanket was so tightly wrapped, according to June Heidemann, that she needed assistance to remove it. She allegedly did not know that the blanket wrapping was being used in this manner. One week later, June Heidemann again found Cherry blanket wrapped on the floor and was again unable to remove the blanket without assistance. Shortly thereafter, June Heidemann removed Cherry from the Tecumseh public school system and enrolled her elsewhere.Plaintiffs filed this § 1983 action in federal district court alleging that each of the defendants was directly or indirectly responsible for Cherry's blanket wrapping treatment and, accordingly, violated her constitutional rights to substantive and procedural due process and equal protection (among other constitutional rights) and her federal statutory rights under the IDEA and the Rehabilitation Act. The school defendants and defendant Joy separately filed motions for partial summary judgment seeking qualified immunity for their actions. In denying each of the two motions, the district court stated: "after careful consideration of the materials submitted ... the court concludes that factual disputes exist in this action such that genuine issues of material fact remain for trial. See Fed.R.Civ.P. 56." Heidemann I, slip op. at 1; Heidemann II, slip op. at 2. The school defendants and defendant Joy separately appealed, and this court consolidated their appeals for purposes of oral argument. We now reverse the orders of the district court and remand this case to the district court for further proceedings consistent with this opinion.DiscussionJurisdiction to review summary judgment dispositionIn first considering our jurisdiction to review the issues presently on interlocutory appeal, we are guided by the Supreme Court's recent decision in Behrens v. Pelletier, --- U.S. ----, 116 S.Ct. 834, 133 L.Ed.2d 773 (1996) (Behrens ). In Behrens, the Supreme Court's primary holding was to reject the Ninth Circuit's one-interlocutory-appeal rule in the context of successive collateral orders addressing the same claim of qualified immunity. Id. at ---- - ----, 116 S.Ct. at 838-41. That holding has no application in the present case because this is defendants' first interlocutory appeal on qualified immunity grounds. However, Behrens also includes language which is highly instructive to our jurisdictional analysis in the present case. In Behrens, the defendant, an official with the Federal Home Loan Bank Board, had moved for summary judgment on qualified immunity grounds, arguing that his actions had not violated any clearly established right. Id. at ----, 116 S.Ct. at 838. The Supreme Court observed, "[t]he District Court denied the motion with the unadorned statement that '[m]aterial issues of fact remain as to [the defendant] on the Bivens [2] claim.' " Id. Nevertheless, the Supreme Court held that the appeal to the Ninth Circuit was not barred from appellate review under the rule of limited interlocutory appellate jurisdiction announced in Johnson v. Jones, --- U.S. ----, ---- - ----, 115 S.Ct. 2151, 2156-57, 132 L.Ed.2d 238 (1995), because, in Behrens, the district court's denial of qualified immunity was not premised upon a specific finding of insufficient evidence to determine whether or not particular conduct had occurred. --- U.S. at ----, 116 S.Ct. at 842; see also Miller v. Schoenen, 75 F.3d 1305, 1309 (8th Cir.1996) ("if the issues relate to whether the actor actually committed the act of which he is accused, or damages, or causation, or other similar matters that the plaintiff must prove, we have no jurisdiction to review them in an interlocutory appeal of a denial of a summary-judgment motion based on qualified immunity"). Rather, the Supreme Court noted, "the District Court's denial of [the defendant's] summary-judgment motion necessarily determined that certain conduct attributed to [the defendant] (which was controverted) constituted a violation of clearly established law." Behrens, --- U.S. at ----, 116 S.Ct. at 842. In remanding the case to the Ninth Circuit for review of the denial of summary judgment on the defendant's qualified immunity claim, the Supreme Court explained that, notwithstanding the district court's "unadorned" ruling, which merely stated that "[m]aterial issues of fact remain,"Johnson permits [the defendant] to claim on appeal that all of the conduct which the District Court deemed sufficiently supported for purposes of summary judgment met the Harlow [3] standard of "objective legal reasonableness." This argument was presented by [the defendant] in the trial court, and there is no apparent impediment to its being raised on appeal. And while the District Court, in denying [the defendant's] summary judgment motion, did not identify the particular charged conduct that it deemed adequately supported, Johnson recognizes that under such circumstances "a court of appeals may have to undertake a cumbersome review of the record to determine what facts the district court, in the light most favorable to the nonmoving party, likely assumed." Johnson, supra, at ----, 115 S.Ct. at 2159. That is the task now facing the Court of Appeals in this case.Id.The procedural circumstances of the case before us are similar in many important respects to those which were before the Supreme Court in Behrens. In rejecting defendants' qualified immunity claim in the present case, the district court stated, without further explanation, that "factual disputes exist in this action such that genuine issues of material fact remain for trial." We, therefore, find it necessary to review the record and consider the legal context of plaintiffs' constitutional and statutory claims, in order to determine whether this interlocutory appeal raises abstract issues of law relating to qualified immunity over which we presently have jurisdiction. We hold that it does. Accordingly, consistent with the Supreme Court's guidance in Behrens, we now examine, as to each of plaintiffs' constitutional and statutory claims, (1) what material facts are not genuinely in dispute, viewing the evidence in the light most favorable to plaintiffs,4 and (2) whether, assuming such facts, defendants infringed a clearly established constitutional or statutory right. --- U.S. at ---- - ----, 116 S.Ct. at 841-42; see also Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 2738, 73 L.Ed.2d 396 (1982) (public officials are shielded from liability for civil damages if their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known). In considering this latter question, we employ this court's analytical approach in Foulks v. Cole County, 991 F.2d 454, 456 (8th Cir.1993) (in reviewing the district court's denial of summary judgment based upon qualified immunity, the court considers: (1) whether a federal violation had been asserted; (2) whether the allegedly violated right was clearly established; and (3) whether, given the facts most favorable to the plaintiffs, a reasonable official would have known that the alleged actions violated that right); see also Manzano v. South Dakota Dep't of Social Servs., 60 F.3d 505, 509 (8th Cir.1995) ("clearly established" means the contours of the right are sufficiently clear that a reasonable official would understand that what he or she is doing violates that right; specific conduct need not have been previously held unlawful, so long as the unlawfulness is "apparent" in light of pre-existing law) (quoting Anderson v. Creighton, 483 U.S. 635, 640, 107 S.Ct. 3034, 3039, 97 L.Ed.2d 523 (1987)). "Summary judgment is appropriate when there is no genuine issue of material fact that would allow a reasonable jury to find in favor of the non-moving party." Miller v. Schoenen, 75 F.3d at 1309 (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48, 106 S.Ct. 2505, 2509-10, 91 L.Ed.2d 202 (1986)).Substantive due process claimPlaintiffs' substantive due process claim is governed by the Supreme Court's decision in Youngberg v. Romeo, 457 U.S. 307, 102 S.Ct. 2452, 73 L.Ed.2d 28 (1982). Youngberg v. Romeo concerned a profoundly retarded 33-year-old man named Nicholas Romeo, who had the mental capacity of an 18-month-old child. Id. at 309, 102 S.Ct. at 2454-55. He had been involuntarily committed to a state-operated hospital at the request of his mother. Id. Upon learning that Nicholas was being physically restrained for portions of the day, Paula Romeo, as his mother and next friend, sued three of the hospital's administrators pursuant to 42 U.S.C. 1983, seeking damages for the alleged breach of Nicholas's constitutional rights based upon the allegation that the defendants were routinely restraining Nicholas for prolonged periods of time. Id. at 307, 310-11, 102 S.Ct. at 2454, 2455-56. The case proceeded to an eight-day jury trial, and the defendants prevailed. Id. at 311-12, 102 S.Ct. at 2455-56. On appeal to the Third Circuit, the Court of Appeals, sitting en banc, reversed and remanded for a new trial, holding, among other things, that Nicholas's liberty interest in freedom of movement was a fundamental liberty "that can be limited only by an 'overriding, non-punitive' state interest." Id. at 313, 102 S.Ct. at 2456-57 (quoting the Court of Appeals' decision below, 644 F.2d 147, 157-58 (3d Cir.1980)). The Supreme Court agreed with the Third Circuit that Nicholas had a constitutionally-protected interest in freedom from bodily restraint. In discussing that interest, the Supreme Court explained, "[i]n other contexts, the existence of such an interest is clear in the prior decision of this Court. Indeed, '[l]iberty from bodily restraint always has been recognized as the core of the liberty protected by the Due Process Clause from arbitrary governmental action.' " Id. at 316, 102 S.Ct. at 2458 (quoting Greenholtz v. Inmates of the Neb. Penal & Correctional Complex, 442 U.S. 1, 18, 99 S.Ct. 2100, 2109, 60 L.Ed.2d 668 (1979) (Powell, J., concurring in part and dissenting in part)). The Court further noted "[t]his interest survives criminal conviction and incarceration. Similarly, it must also survive involuntary commitment." Id. The Supreme Court then went on to discuss the standards that were to be applied in that case. The Supreme Court held "[i]n determining whether a substantive right protected by the Due Process Clause has been violated, it is necessary to balance 'the liberty of the individual' and 'the demands of an organized society.' " Id. at 320, 102 S.Ct. at 2460 (citing Poe v. Ullman, 367 U.S. 497, 542, 81 S.Ct. 1752, 1776, 6 L.Ed.2d 989 (1961)). In vacating the decision of the Third Circuit, the Supreme Court explained:We think the standard articulated by Chief Judge Seitz affords the necessary guidance and reflects the proper balance between the legitimate interests of the State and the rights of the involuntarily committed to reasonable conditions of safety and freedom from unreasonable restraints. He would have held that "the Constitution only requires that the courts make certain that professional judgment in fact was exercised. It is not appropriate for the courts to specify which of several professionally acceptable choices should have been made." 644 F.2d at 178. Persons who have been involuntarily committed are entitled to more considerate treatment and conditions of confinement than criminals whose conditions of confinement are designed to punish. Cf. Estelle v. Gamble,Try vLex for FREE for 3 days
Access legal information from United States including:
Try vLex without any commitment for 3 days and see why you need it.
3
days of Free Access