Federal Circuits, 9th Cir. (February 10, 1988)
Docket number: 86-2620,86-2728
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U.S. Supreme Court - MacDonald, Sommer & Frates v. Yolo County, 477 U.S. 340 (1986)
U.S. Supreme Court - United States v. Clarke, 445 U.S. 253 (1980)
U.S. Supreme Court - Agins v. City of Tiburon, 447 U.S. 255 (1980)
U.S. Supreme Court - Pennsylvania Coal Co. v. Mahon, 260 U.S. 393 (1922)
Jess S. Jackson, Barbara R. Banke, and Frederik A. Jacobsen, San Francisco, Cal., for plaintiffs/appellees/cross-appellants.
James P. Botz, Santa Rosa, Cal., Antonio Cosby-Rossmann, Anita E. Ruud, San Francisco, Cal., for defendant/appellant/cross-appellee.John K. Van de Kamp, Atty. Gen., of the State of Cal., Andrea Sheridan Ordin, Chief Asst. Atty. Gen., N. Gregory Taylor, Theodora Berger, Asst. Attys. Gen., Craig C. Thompson, Richard M. Frank, Deputy Attys. Gen., Sacramento, Cal., for amicus curiae State of Cal. ex rel. John K. Van de Kamp, Atty. Gen.Michael H. Remy, Sharon E. Duggan, Remy & Thomas, Sacramento, Cal., for Western Sonoma County Rural Alliance.Appeal from the United States District Court for the Northern District of California.Before CHOY, Senior Circuit Judge, SNEED and TANG, Circuit Judges.CHOY, Senior Circuit Judge:John and David Herrington (the "Herringtons") brought suit under 42 U.S.C. Sec . 1983 against the County of Sonoma (the "County") for, inter alia, alleged violations of their procedural due process, substantive due process, and equal protection rights secured under the Fourteenth Amendment. The constitutional claims arise out of the County's rejection of the Herringtons' subdivision application, and the subsequent downzoning of the area in which the Herringtons' land is located. The County appeals from a judgment awarding the Herringtons injunctive relief and a jury award of $2,500,600 in damages. We uphold the jury's verdict that the County is liable for due process and equal protection violations, and affirm the award of injunctive relief. We vacate the award of damages as grossly excessive, and remand for a new trial on the damages issue.BACKGROUNDThe Herringtons own a 540-acre property in Sonoma County, ten miles west of the town of Sebastopol. The property once operated as a dairy farm; the dairy operation was shut down in 1962 after being cited for polluting a stream. The Herringtons then leased their land to local farmers for grazing and production of oat hay. The farming efforts were largely unsuccessful, and, in 1976, the Herringtons contacted the County planning staff about the possibility of residential development of their property. Over the next two years, the Herringtons--in consultation with the County planning staff--began to prepare a subdivision proposal. The Herringtons originally envisioned a 103-unit residential development. The proposal became less ambitious over time in accordance with the planning staff's recommendations.Meanwhile, between 1976-78, the County was preparing its General Plan. California law requires each county to have a valid and internally consistent general plan. Cal. Gov't Code Sec. 65300 (West 1987). The general plan is a "statement of development policies" consisting of "a diagram or diagrams and text setting forth objectives, principles, standards, and plan proposals." Id. Sec. 65302. It has been described as " 'a constitution for all future development[ ].' " deBottari v. Norco City Council, 171 Cal.App.3d 1204, 217 Cal.Rptr. 790, 795 (1985) (quoting O'Loane v. O'Rourke, 231 Cal.App.2d 774, 42 Cal.Rptr. 283, 288 (1965)). The general plan creates the basis for subsequent planning efforts, such as specific plans. See Cal. Gov't Code Secs. 65450-57 (West 1987). Development proposals which are inconsistent with the general plan must be rejected by the governing authority. Id. Sec. 66474(a) (West 1983).Before the Herringtons formally initiated the subdivision application process, the County planning staff instructed the Herringtons to delay filing an application until the General Plan was complete. In January 1978, the County adopted its General Plan. The General Plan set a maximum density of 35 residential units for the Herrington property. The plan also contained qualitative policy goals in favor of maintaining the County's agricultural viability and preserving its forest resources. The 35-lot maximum on the Herrington property was subject to reduction if necessary to protect the General Plan's environmental goals.From 1978-79, the Herringtons continued to work with the planning staff to develop an acceptable subdivision proposal. According to the Herringtons, the staff gave them no indication that the evolving proposal would be inconsistent with the General Plan. On May 24, 1979, the Herringtons filed an application with the County for a 32-unit subdivision.1 The application was accompanied by a tentative subdivision map prepared by a civil engineer, a project proposal containing a narrative description of the project, and a $600 filing fee. The project preserved 300 acres of open space, a 35-acre redwood grove, and 90 acres of agricultural land previously used to raise oat hay.On June 6, 1979, the County planning staff found the Herrington proposal to be inconsistent with the General Plan because of its density, design, and conflict with resource preservation.The Herringtons appealed the County planning staff's determination of inconsistency to the County Planning Commission. The Planning Commission heard the appeal on August 2, 1979. The planning staff presented a report at the hearing which, according to the Herringtons, contained several misrepresentations of fact and law. These alleged misrepresentations were: the property lacked water; a Citizen's Advisory Committee had reacted negatively to the proposal; the property had development limitations such as unstable soils; and the proposal conflicted with the pending West Sebastopol Specific Plan and was therefore unacceptable. The Planning Commission nevertheless reversed the staff determination and found the Herringtons' subdivision to be consistent with the General Plan.Pursuant to County procedure, County Supervisor Eric Koenigshofer appealed the Planning Commission's consistency finding to the County Board of Supervisors. On November 13, 1979, the Board of Supervisors held a hearing. The planning staff again prepared an allegedly inaccurate report and presented it to the Board. The Board deferred decision of the appeal, and delegated to the County's Agricultural Technical Advisory Committee the task of evaluating the agricultural viability of the Herringtons' property and the impact of the Herrington proposal on the County's agricultural resources.The Agricultural Committee held a meeting on November 28, 1979, without giving notice to the Herringtons. The Herringtons nonetheless attended the meeting, but were prohibited from speaking.2 At the meeting, a County planning staff representative who supervised the Agricultural Committee distributed copies of the Herrington development proposal. These copies had been altered from the original document submitted by the Herringtons. The County states that the original document was merely edited because the Agricultural Committee was concerned only with those parts of the document which pertained to agricultural resources. The Herringtons contend that the alterations were a deliberate attempt to misrepresent the Herrington proposal. The Agricultural Committee voted five to two against the Herringtons' subdivision.On December 11, 1979, the Board of Supervisors met to review the Herrington proposal. The Agricultural Committee submitted a memorandum to the Board which allegedly misrepresented that the Herrington property was agriculturally viable and that the land surrounding the property was agricultural rather than residential. In accordance with the Agricultural Committee's recommendation, the five-member Board voted unanimously to find the 32-unit subdivision proposal inconsistent with the General Plan. Specifically, the Board found the proposed density to be inconsistent with the preservation of agricultural and timber resources on the Herringtons' parcel.During this period, the Board of Supervisors had been developing the West Sebastopol Specific Plan, which was intended to implement the policies of the General Plan. See Cal. Gov't Code Sec. 65450 (West 1987). Under California law, the specific plan must include text and diagrams which specify, inter alia: "[s]tandards and criteria by which development will proceed, and standards for the conservation, development, and utilization of natural resources, where applicable." Id. Sec. 65451(a)(3).The Herringtons participated in preliminary hearings regarding the Specific Plan. At a meeting on March 4, 1980, the Board adopted the Specific Plan, which called for the preservation of agricultural and timber resources, and down-zoned the Herrington property to 100-acre minimum lot sizes. This downzoning restricted the Herrington property to a maximum of seven residential units. The Herringtons claim that they were not given an adequate opportunity to be heard regarding the downzoning, apparently because they were excluded from the March 4 meeting. The County states that no members of the public were allowed to attend this final meeting, because it was held solely for deliberation by the Board of Supervisors.In June 1980, the Herringtons filed suit against the County pursuant to 42 U.S.C. Sec . 1983. At trial they asserted four claims against the County, and sought injunctive relief and monetary damages. First, the Herringtons contended that the County's determination that the 32-lot proposal was inconsistent with the General Plan, and the subsequent decision to downzone the Herrington property under the Specific Plan, had denied the Herringtons all economically viable use of their land because the land was unsuitable for agriculture. Thus, the Herringtons argued, the County's decisions effected a taking of their property without just compensation in violation of the Fifth Amendment.3 Second, the Herringtons claimed that the County's decisionmaking process was conducted in violation of the Herringtons' procedural due process right under the Fourteenth Amendment. Specifically, the Herringtons alleged that they were not given adequate notice and an opportunity to be heard in regard to several of the County's decisions about their land. In addition, the County staff allegedly tampered with the evidence. Third, the Herringtons claimed that the inconsistency determination and the downzoning were irrational, arbitrary, and capricious because the decisions were unsupported by the evidence. Therefore, these decisions violated the Herringtons' substantive due process right under the Fourteenth Amendment. Fourth, the Herringtons argued that they had been deprived of equal protection of the law in violation of the Fourteenth Amendment. The equal protection claim derived from the County's approval, within two years after the inconsistency determination, of three major subdivisions on agricultural land. The Herringtons alleged that these properties shared identical physical characteristics with the Herrington property, and were governed by similar policies under the General Plan.A ten-day jury trial was conducted in late 1985. After the evidence closed, the Herringtons abandoned their Fifth Amendment taking claim, and decided to pursue only their Fourteenth Amendment procedural due process, substantive due process, and equal protection claims.The issue of the County's liability for constitutional violations was submitted to the jury on agreed instructions. The procedural due process instruction was: The "right to procedural due process includes the right to notice of any proceeding which will affect a final determination of plaintiffs' property rights and the opportunity to be heard and present objections in any such proceeding." The substantive due process instruction stated, inter alia: "If you find that the County's actions were arbitrary, unreasonable and capricious or capricious in regard to either rezoning plaintiffs' property or finding their proposed development inconsistent with the General Plan, then you must find that the defendant violated the plaintiffs' civil rights." The equal protection instruction was subsumed within the substantive due process instruction: "Similar pieces of property [may be treated] differently if the different treatment is ... not unreasonable, capricious or arbitrary."The Herringtons' request for monetary damages was also submitted to the jury on agreed instructions. The damages instructions stated, inter alia: "The amount of your award shall include the following: First, any compensation due plaintiffs for loss of value of their property, second, in addition any compensation due plaintiffs for loss of profits that plaintiffs were prevented from earning by the actions of defendant, and third, compensation to plaintiffs for interest or return plaintiffs would have earned thereon."The jury returned a general verdict for the Herringtons, and awarded damages of $2,500,600. Pursuant to a stipulation by the parties, the district court entered an order on September 10, 1986, declaring the County's inconsistency determination to be invalid. The General Plan and the Specific Plan were not affected by the judgment.Following the jury verdict, the County moved to disqualify the trial judge, the Honorable Stanley A. Weigel, and vacate the proceedings, on the ground that Judge Weigel had owned property in Sonoma County and was biased in favor of the Herringtons. Judge Weigel denied the motion, but then recused himself from further proceedings in the case because of the developing antagonism between the judge and the County attorney. Judge Charles A. Legge was assigned to the remaining matters. The County moved for: a judgment notwithstanding the verdict on the ground that the Herringtons did not present sufficient evidence to support the jury's verdict; a new trial on the ground that Judge Weigel had been biased against the County; and a new trial on damages. The district court denied all three of these requests.The County timely appeals the September 10, 1986, final judgment. The County raises six basic arguments on appeal: 1) the Herringtons' claims are not ripe; 2) the issue of the County's liability for constitutional violations should not have been submitted to the jury; 3) the County is entitled to a judgment notwithstanding the verdict due to lack of evidence; 4) the jury verdict constituted "plain error;" 5) the County is entitled to a new trial because Judge Weigel was biased against it; and 6) the award of damages is unfair and excessive. We reject all of these arguments, with the exception of the contention that the damages award cannot be allowed to stand. The Herringtons cross-appeal the district court's denial of prejudgment interest on the jury's damages award from the date of the jury verdict to the date of entry of judgment. Because we vacate the jury's damages award, we do not reach the merits of the Herringtons' cross-appeal.DISCUSSIONA. RipenessThe County contends that the Herringtons' claims are not ripe for adjudication. We note that the trial judge submitted the ripeness issue to the jury and that the jury implicitly found that the Herringtons' claims were ripe. However, the district court erred in submitting this issue to the jury; ripeness is a question of law which must be determined by the court. See Kinzli v. City of Santa Cruz, 818 F.2d 1449, 1453 n. 4 (9th Cir.1987). We review the ripeness issue de novo. Id. In land use challenges, the doctrine of ripeness is intended to avoid premature adjudication or review of administrative action. It rests upon the idea that courts should not decide the impact of regulation until the full extent of the regulation has been finally fixed and the harm caused by it is measurable. The Supreme Court's most recent discussions of the doctrine of ripeness as applied to land use cases are contained in two taking cases: MacDonald, Sommer & Frates v. Yolo County, 477 U.S. 340, 106 S.Ct. 2561, 91 L.Ed.2d 285 (1986), and Williamson County Regional Planning Commission v. Hamilton Bank, 473 U.S. 172, 105 S.Ct. 3108, 87 L.Ed.2d 126 (1985).1. Kinzli's Final Decision RequirementIn Kinzli, we interpreted Williamson and MacDonald to require a final decision by the government which inflicts a concrete harm upon the plaintiff landowner. Kinzli, 818 F.2d at 1454. We held that a final decision requires at least: "(1) a rejected development plan, and (2) a denial of a variance." Id. (citing Williamson, 473 U.S. at 187-90, 105 S.Ct. at 3117-19). The preliminary question for us is whether the Kinzli final decision requirement, derived from the Supreme Court's taking cases, applies to the due process and equal protection claims asserted by the Herringtons. We conclude that the requirement applies to the Herringtons' substantive due process and equal protection claims. We find it unnecessary to determine whether the final decision requirement also applies to the Herringtons' procedural due process claim.In Kinzli, we held that a landowner's suit alleging a taking without just compensation, and violations of substantive due process and equal protection, was not ripe until the defendant had made a final determination regarding the application of its regulations to the subject property. Kinzli, 818 F.2d at 1455-56. The equal protection issue presented in Kinzli was whether the government's treatment of the landowner "bears no rational relationship to a legitimate government purpose." Kinzli, 818 F.2d at 1455 n. 7. This equal protection claim is similar to the substantive due process and equal protection claims asserted by the Herringtons.4 Thus, we conclude that the Kinzli final decision requirement is applicable to the Herringtons' substantive due process and equal protection claims.It is not clear whether the Herringtons' procedural due process claim is subject to the final decision requirement. In Norco Construction, Inc., v. King County, 801 F.2d 1143 (9th Cir.1986), we held that "claims for inverse taking, and for alleged related injuries from ... denial of [procedural] due process by unreasonable delay or failure to act under mandated time periods, are not matured claims until planning authorities and state review entities make a final determination on the status of the property." Norco, 801 F.2d at 1145 (emphasis added). We indicated that the final decision requirement was applicable to a procedural due process claim for unlawful delay in the processing of a development application because "[t]he duration of the wrongful taking may be relevant to determining whether a wrong has occurred, as well as the extent of the damage suffered." Id. The Norco rationale does not appear to apply with equal force to the Herringtons' procedural due process claim. Norco is distinguishable from the case at hand because the Herringtons' procedural due process claim is not related to a taking claim. Norco is concerned with instances where a landowner claims that a procedural due process violation in the form of delay has contributed to a taking due to destruction of a property's beneficial use. See id. at 1145. In such cases, Norco requires a formal and final decision which effectively destroys beneficial use. In the instant case, because the Herringtons have withdrawn their taking claim, they do not rely on the argument that the County's alleged procedural due process violations constitute part of a decision to preclude all viable use of their property. Thus, it is not clear that the Herringtons should be required to wait until a "final decision" about their land has been made before challenging the decisionmaking process. However, we need not reach this issue, because we find that the Herringtons have satisfied the final decision requirement enunciated in Kinzli. We will assume that this requirement applies equally to the Herringtons' procedural due process, substantive due process, and equal protection claims.As stated above, in Kinzli we held that a "final decision" requires at least: "(1) a rejected development plan, and (2) a denial of a variance." Kinzli, 818 F.2d at 1454 (citing Williamson, 473 U.S. at 187-90, 105 S.Ct. at 3117-19). We noted that a landowner may avoid the final decision requirement if attempts to comply with the requirement would be futile. Id. However, a property owner cannot rely on the futility exception until at least one meaningful application has been made. Id. at 1454-55. We found that the development application made by a developer in Kinzli was not meaningful because it had been "abandoned at an early stage in the application process." Id.5 In the instant case, we conclude that the Herringtons have satisfied the Kinzli final decision requirement.There is some controversy as to whether the Herringtons submitted even one development application to the County, and as to whether their proposed 32-lot subdivision was conclusively rejected. The County contends that the Herringtons' subdivision application was not complete because it did not contain an Environmental Impact Report ("EIR"). Instead of submitting an EIR, plaintiffs submitted a series of environmental studies. However, it is apparent from testimony by the County staff that submission of an EIR would have made no difference in the County's inconsistency determination. The County also characterizes the Board's inconsistency determination as a "preliminary" rather than a final decision. Nevertheless, it is clear that the 32-lot proposal was conclusively rejected when the inconsistency determination was made by the Board of Supervisors. Former County Planner Toby Ross testified that the Board's inconsistency determination constituted a final decision with respect to the Herringtons' proposed subdivision. He further testified that the only way for the Herringtons to obtain approval for their project, other than going to court, was to seek a General Plan amendment. The Herringtons, Ross stated, would have had no chance of obtaining a General Plan amendment. Michael Morrison, who was the County Subdivision Planner at the time of the Herringtons' application, gave similar testimony. Morrison stated that the Herringtons' only recourse after the inconsistency determination was to seek a General Plan amendment. He did not consider this to be a practical alternative.This testimony demonstrates that the first Kinzli requirement--a rejected development plan--has been satisfied by the Herringtons. Although we do not believe that the Herringtons' development application was formally complete, we agree with the Herringtons' contention that the 32-lot development, as it was originally proposed, was definitively rejected by the County. Once the inconsistency determination was made, it would have been futile for the Herrington's to pursue their application for the 32-lot development. The fact that the Herringtons abandoned their application at a "preliminary" stage (i.e., after the inconsistency determination) does not affect our conclusion that a rejected development plan has been obtained in this case. The purpose of the Sonoma County consistency determination process is to enable a developer to determine at a preliminary stage whether to proceed with a particular development application. The County's determination of inconsistency effectively told the Herringtons to stop the application process in regard to the 32-lot proposal. Under the circumstances of this case it would be inappropriate to require the Herringtons to have formally completed a hopeless application.The Herringtons did not apply for a variance. Nevertheless, the second Kinzli factor--application for a variance--need not be met in this case because the testimony at trial indicates that such an application would have been futile. The testimony states that the only means of obtaining approval of the 32-lot proposal after the inconsistency determination was through a General Plan amendment. This testimony finds support in Cal. Gov't Code Sec. 66474(a) (West 1983), which requires a county to reject a development proposal which is inconsistent with the general plan. Thus, section 66474(a) would appear to prohibit variances for inconsistent developments. Application for a variance was not a viable option for the Herringtons.In sum, we hold that the Herringtons have satisfied the "final decision" ripeness requirement enunciated in Kinzli. The Herringtons' 32-lot development proposal was conclusively rejected by the County. Efforts to complete the development application, and application for a variance, would have been futile. In so holding, we emphasize that mere allegations by a property owner that it has done everything possible to obtain acceptance of a development proposal will not suffice to prove futility. See Williamson, 473 U.S. at 188, 105 S.Ct. at 3117; Kaiser Development Co. v. City and County of Honolulu, 649 F.Supp. 926, 942 (D.Haw.1986). Our holding is based upon repeated and uncontradicted testimony by County officials that the Herringtons' 32-lot proposal could not have obtained approval.2. MacDonald's Reapplication RequirementHowever, our ripeness analysis cannot stop here. In MacDonald, the Supreme Court found that a landowner's taking claim may not be ripe even if a final decision has been made that the landowner's initial development proposal is unacceptable. MacDonald, 106 S.Ct. at 2568 & n. 8. Under MacDonald, a landowner must in certain circumstances obtain a decision as to the feasibility of less intensive development in order for a taking claim to ripen. Id. We conclude that the MacDonald reapplication requirement is not applicable to the Herringtons' due process and equal protection claims.In MacDonald, the developer submitted a tentative subdivision map for 159 residential lots. The proposal was rejected by the Yolo County Board of Supervisors because it was not consistent with Yolo County's General Plan and Specific Plan. The developer brought suit, claiming that the County's rejection of the subdivision proposal had effected a taking because the land was not economically viable in its existing agricultural use. The Supreme Court held that the developer's taking claim was not ripe. The Court found that the developer had not received the county's " 'final definitive position regarding how it will apply the regulations to the particular land in question.' " Id. 106 S.Ct. at 2568 (quoting Williamson, 473 U.S. at 191, 105 S.Ct. at 3119). In concluding that the developer's claim was not ripe, the Court placed particular reliance on the fact that the County had denied only one specific proposal for intense residential development. There was no indication that all profitable development had been foreclosed. See id. 106 S.Ct. at 2568 & n. 8. The Court stated that "[r]ejection of exceedingly grandiose development plans does not logically imply that less ambitious plans will receive similarly unfavorable reviews." Id. 106 S.Ct. at 2569 n. 9. Thus, the Court concluded that the County had not made a final decision that denied all use of the property at issue and thereby effected a taking. Id., 106 S.Ct. at 2568-69. Implicitly, the Court suggested that landowners in such circumstances should submit an alternative development application in order to obtain a final decision pinpointing the impact of the applicable regulations.This ripeness requirement of reapplication for alternatives has been employed in several taking cases. See, e.g., Pace Resources, Inc. v. Shrewsbury Township, 808 F.2d 1023, 1029 (3d Cir.), cert. denied, --- U.S. ----, 107 S.Ct. 2482, 96 L.Ed.2d 375 (1987); Kaiser, 649 F.Supp. at 942; Tahoe-Sierra Preservation Council, Inc. v. Tahoe Regional Planning Agency, 638 F.Supp. 126, 132-33 (D.Nev.1986). However, it has not to our knowledge been applied in cases where the property owner argues only that denial of a development proposal is arbitrary or irrational and therefore in violation of the developer's due process and equal protection rights.We accept the County's argument that, although it rejected the Herringtons' 32-lot proposal, there is no indication that an alternative less intensive proposal would not have been allowed by the County. However, we hold that there is a fundamental difference between the taking claim at issue in MacDonald and the Herringtons' claims which precludes application to the instant case of the MacDonald reapplication requirement. We therefore conclude that the Herringtons' claims are ripe.In order to succeed with a regulatory taking claim, a property owner ordinarily must demonstrate that all or substantially all economically viable use of the property has been denied. See First English Evangelical Lutheran Church v. County of Los Angeles, --- U.S. ----, 107 S.Ct. 2378, 2388, 96 L.Ed.2d 250 (1987); MacDonald, 106 S.Ct. at 2568-69; Pace Resources, 808 F.2d at 1031. A taking occurs when a regulation " 'goes too far.' " MacDonald, 106 S.Ct. at 2566 (quoting Pennsylvania Coal Co. v. Mahon, 260 U.S. 393, 415, 43 S.Ct. 158, 160, 67 L.Ed. 322 (1922)). A regulation goes too far when it "becomes so onerous that it has the same effect as an appropriation of the property through eminent domain or physical possession." Williamson, 473 U.S. at 199, 105 S.Ct. at 3124. In MacDonald, the developer contended that the County's denial of its subdivision proposal had precluded all viable use of the developer's land, and therefore sought compensation for inverse condemnation.6 The claim was not ripe because the developer did not contend that only improvements pursuant to its original subdivision plan would avert a regulatory taking. MacDonald, 106 S.Ct. at 2568 n. 8. The Court declined to speculate whether less intensive development would have been permitted; rather, it required the developer to obtain a final decision as to whether profitable alternatives would be allowed by the government. See id., 106 S.Ct. at 2568-69.In contrast, the Herringtons' due process and equal protection claims do not require proof that all use of their property has been denied. Unlike the developer in MacDonald, the Herringtons argue that the County necessarily had to approve their original development proposal (at the consistency determination stage) in order to avoid a constitutional violation. In challenging the County's inconsistency determination as arbitrary and capricious, the Herringtons do not require speculation as to what forms of less intensive development might have been permitted by the County. Such speculation is irrelevant to the issue of whether the inconsistency determination itself was arbitrary. Thus, the MacDonald reapplication requirement is not applicable here.7Our decision that the MacDonald reapplication requirement does not apply here is not affected by the Supreme Court's indication in Williamson that similar ripeness standards applied to the property owner's claim in that case whether it was analyzed under the Just Compensation Clause of the Fifth Amendment or under the Due Process Clause of the Fourteenth Amendment. Williamson, 473 U.S. at 199-200, 105 S.Ct. at 3123-24. The landowner in Williamson alleged that all viable use of the property at issue had been denied. The Court phrased the Due Process Clause version of the plaintiff's claim as follows: "regulation that goes so far that it has the same effect as a taking by eminent domain is an invalid exercise of the police power, violative of the Due Process Clause of the Fourteenth Amendment." Williamson, 473 U.S. at 197, 105 S.Ct. at 3122.8 This due process claim is premised on an assertion that all use of the claimant's property has been denied. See id. at 199, 105 S.Ct. at 3123; see also Ross v. City of Berkeley, 655 F.Supp. 820, 844 (N.D.Cal.1987) (interpreting Williamson ). Because the Herringtons' claims are not premised on such an assertion, Williamson does not require us to apply the identical ripeness standard for takings to the Herringtons' substantive due process, procedural due process and equal protection claims.9To sum up, the Herringtons' claims meet the final decision requirement enunciated in Kinzli. The MacDonald reapplication requirement is inapplicable to this case because no taking by inverse condemnation has been alleged. The Herringtons' claims are ripe for adjudication.10B. Submission of Liability Issues to JuryThe issue of the County's liability for constitutional violations was submitted to the jury on agreed instructions. The County argues that the determination whether it violated the Herringtons' due process and equal protection rights was not for the jury to make because it involves issues of law. The County contends that the trial court should have determined if the legal standards for due process and equal protection were breached. We conclude that the County waived this argument.Nowhere below did the County assert that the liability issues could not be submitted to a jury. It agreed without reservation to the submission of the issues to the jury on the instructions given, and thus cannot complain of the instructions on appeal. United States v. Kleifgen, 557 F.2d 1293, 1299 (9th Cir.1977) (contention that jury instruction improperly called for legal judgment could not be raised on appeal because of appellant's failure to object to instruction on this ground); see Lifshitz v. Walter Drake & Sons, Inc., 806 F.2d 1426, 1430-31 (9th Cir.1986); Gilchrist v. Jim Slemons Imports, Inc., 803 F.2d 1488, 1493 (9th Cir.1986). We therefore express no opinion as to the propriety of submitting the liability issues to the jury.C. County's Motion for Judgment Notwithstanding the VerdictThe County challenges the sufficiency of the evidence produced to support the jury's liability verdict in favor of the Herringtons. The County argues that the district court incorrectly denied its motion for judgment notwithstanding the verdict ("JNOV"). We conclude that the County is precluded from obtaining a JNOV.The County moved for a directed verdict at the close of the Herringtons' case, but failed to renew the motion at the close of all the evidence. Under Federal Rule of Civil Procedure 50(b), a motion for a directed verdict at the close of all the evidence is a prerequisite for a post-trial motion for JNOV. Farley Transportation Co. v. Santa Fe Trail Transportation Co., 786 F.2d 1342, 1346 (9th Cir.1986). The "requirement that the motion be made at the close of all the evidence is to be strictly observed." Id. This requirement may be avoided only where: 1) an earlier motion for a directed verdict has been taken under advisement by the trial judge, or 2) an ambiguous or inartful request or motion is made at the close of evidence which sufficiently approximates a motion for a directed verdict. Id. at 1346-47. These exceptions do not apply to the instant case. Our decisions subsequent to Farley have all followed the strict interpretation of Rule 50(b). See Johnson v. Armored Transport of California, Inc., 813 F.2d 1041, 1042-43 (9th Cir.1987); Lifshitz, 806 F.2d at 1428; Gilchrist, 803 F.2d at 1493. We decline to depart from this strict interpretation here.Despite Farley, the district court entertained the County's motion for JNOV. The court found that the purpose behind Rule 50(b) was not implicated because there was no indication that the Herringtons had lost an opportunity to submit additional evidence. The court denied the motion on the merits, finding substantial evidence to support the jury verdict. The County argues that, for the reasons stated by the district court, we should consider its JNOV motion. We disagree. In Farley we explicitly rejected the reasoning of the district court in the case at hand. We adopted a strict application of Rule 50(b) in order to avoid "engag[ing] in a difficult and subjective case-by-case determination of whether a failure to renew a motion for directed verdict at the close of all the evidence has resulted in ... prejudice to the opposing party under the particular circumstances of that case." Farley, 786 F.2d at 1346. The County is precluded from challenging the sufficiency of the evidence.11D. Existence of Evidence to Support Jury VerdictBecause the County is precluded from challenging the sufficiency of the evidence, our "inquiry is limited to whether there was any evidence to support the jury's verdict, irrespective of its sufficiency, or whether plain error was committed which, if not noticed, would result in a 'manifest miscarriage of justice.' " Shipman v. Central Gulf Lines, Inc., 709 F.2d 383, 386 (5th Cir.1983) (quoting Coughlin v. Capitol Cement Co., 571 F.2d 290, 297 (5th Cir.1978)). We review the jury's liability finding to determine "whether there is an 'absolute absence of evidence to support the jury's verdict.' " Shipman, 709 F.2d at 385 (quoting Coughlin v. Capitol Cement Co., 571 F.2d 290, 298 (5th Cir.1978)).12 To uphold the general verdict, we must find that evidence was presented by the Herringtons in support of each and every theory of liability submitted to the jury. Cf. Syufy Enterprises v. American Multicinema, Inc., 793 F.2d 990, 1001 (9th Cir.1986) (where a general jury verdict is reviewed for sufficiency of the evidence, it ordinarily will be "upheld only if there is substantial evidence to support each and every theory of liability submitted to the jury"), cert. denied, --- U.S. ----, ----, 107 S.Ct. 876, 884, 93 L.Ed.2d 830, 838 (1987).We have little difficulty in concluding that evidence was presented to support a finding of liability pursuant to the Herringtons' procedural due process claim. The Herringtons provided evidence that they were deprived of notice and an opportunity to be heard in regard to certain key decisions regarding their property. In addition, the Herringtons provided evidence that documents submitted to the County in support of their development application had been tampered with in order to present the proposal in an unfavorable light. Of course, the County's interpretation of these incidents differs from the Herringtons' interpretation. In particular, the County argues that the County cannot be held responsible for the misdeeds of staff employees. However, the County did not request a jury instruction distinguishing the acts of County staff from the acts of County officials. The jury found the County to be responsible for the misdeeds in question. We cannot conclude that the Herringtons' evidence provides no support to a verdict of procedural due process violations.Findings of liability for substantive due process and equal protection violations come somewhat closer to the "plain error" border. In regard to substantive due process, while the Herringtons' development application for a 32-lot subdivision came within the General Plan's quantitative limitation of 35 lots, the General Plan also contained qualitative agricultural and environmental policies which the Herringtons conceded were legitimate. However, especially in light of the testimony regarding the County staff's misrepresentation of evidence, and the open space and resource preservation components of the Herringtons' proposal, we cannot conclude that there is an absolute absence of evidence that the County's inconsistency determination was irrational or arbitrary.In regard to equal protection, the Herringtons showed that the County had approved sizable residential developments on three other agricultural properties shortly after it had rejected the Herrington proposal. While we are skeptical that there were no meaningful differences between these properties and the Herrington property, the Herringtons did supply evidence that no such differences existed.In sum, under the extraordinarily deferential standard of review which we must apply to the jury's verdict, we conclude that the jury's liability determination must stand. In accordance with this conclusion, we affirm the district court's injunctive order invalidating the County's preliminary determination that the Herrington proposal was inconsistent with the General Plan.E. Trial Judge BiasIn addition to challenging the jury's liability determination, the County argues that it is entitled to a new trial because the trial judge was biased against it. We disagree.After the trial of this case, the County discovered that Judge Weigel once owned land in Sonoma County which had been affected by the adoption of the General Plan in January 1978. The County moved to disqualify Judge Weigel. Judge Weigel denied the motion, but recused himself from further proceedings because of his developing animosity toward the County's attorney. After Judge Weigel recused himself, the County submitted a motion to the district court for a new trial on the ground that Judge Weigel was biased against the County, and should have disqualified himself from presiding over the trial. The district court denied this motion. We review Judge Weigel's failure to disqualify himself prior to trial for abuse of discretion. See United States v. Burt, 765 F.2d 1364, 1368 (9th Cir.1985).Under 28 U.S.C. Sec . 455, a judge must disqualify himself, inter alia: 1) "in any proceeding in which his impartiality might reasonably be questioned," id. Sec. 455(a); 2) "[w]here he has a personal bias or prejudice concerning a party," id. Sec. 455(b)(1); or 3) where "[h]e knows that he ... has a financial interest in the subject matter in controversy or in a party to the proceeding, or any other interest that could be substantially affected by the outcome of the proceeding," id. Sec. 455(b)(4).13Bias under 28 U.S.C. Sec . 455 must derive from extrajudicial sources. In re Beverly Hills Bancorp (Commercial Paper Holders v. R.W. Hine), 752 F.2d 1334, 1341 (9th Cir.1984). Section 455(a) covers circumstances that appear to create a conflict of interest, whether or not there is actual bias. Davis v. Xerox, 811 F.2d 1293, 1295 (9th Cir.1987). Section 455(b) covers situations in which an actual conflict of interest exists, even if there is no appearance of one. Id. Section 455(b) also describes situations that create an apparent conflict, because it provides examples of situations in which a judge's "impartiality might reasonably be questioned" pursuant to section 455(a). See United States v. Conforte, 624 F.2d 869, 880-81 (9th Cir.), cert. denied,Try vLex for FREE for 3 days
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