Federal Circuits, 5th Cir. (October 18, 2000)
Docket number: 99-31168
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U.S. Court of Appeals for the 5th Cir. - Alicia Fabela, Plaintiff-Appellant, v. Socorro Independent School District, Defendant-Appellee., 329 F.3d 409 (5th Cir. 2003) Plaintiff-Appellant, v. Socorro Independent School District, Defendant-Appellee.
Before KING, Chief Judge, and CUDAHY* and WIENER, Circuit Judges.
KING, Chief Judge:Defendants-Appellants, the Houma Municipal Fire and Police Civil Service Board, and board members Pat McKey, Timothy Wallace, Johnny Lopez, Joe Roy, David Falgoust, and Craig Landry, appeal from the district court's denial of Defendants-Appellants' summary judgment motion. They argue that the district court's holding that they were not entitled to absolute quasi-judicial immunity in their "official capacities" was erroneous. We find no fault with the district court's denial of absolute quasi-judicial immunity for the Board and its members sued in their official capacities under 42 U.S.C. 1983 and, therefore, affirm the judgment of the district court.I. FACTUAL BACKGROUNDThe City of Houma Municipal Fire and Police Civil Service Board ("Houma Board") sits in the Parish of Terrebonne, Louisiana. Created pursuant to Louisiana statute, La. Rev. Stat. Ann. §§ 33:2471-33:2506, the Houma Board serves as the organization responsible for representing "the public interest in matters of personnel administration in the fire and police services of the [local] municipal entity." La. Rev. Stat. Ann. § 33:2477(1) (West 2000). The Houma Board advises the mayor, the commissioner of public safety, and the chiefs of fire and police in the municipality on the personnel administration of the fire and police departments. See id. § 33:2477(2). Relevant to the instant case, the Houma Board also is charged with conducting investigations and adjudicating complaints regarding fire and police employees. See id. § 33:2477(5);(6).Daniel Turner, Plaintiff-Appellee, became a fireman with the City of Houma Fire Department in 1968 and eventually rose through the ranks to the position of provisional Fire Chief in 1997. The conflict underlying this appeal arises as a result of investigations and hearings initiatedby the Houma Board into Turner's fitness as provisional Fire Chief. Turner, an African-American, claims he would have been the first African-American permanent Fire Chief in Houma, but for the Houma Board's actions. Believing the hearings to be racially motivated and discriminatory, Turner sued the Houma Board and board members in their individual and official capacities, under 42 U.S.C. 1983, claiming violations of his Fourteenth Amendment due process and equal protection rights.The central conflict between Turner and the board members involved a disagreement over the qualifications necessary to be employed as a Fire Training Officer for the City of Houma.1 In July 1997, Turner, in his role of provisional Fire Chief, requested that the Houma Board modify the qualification requirements for the position of Fire Training Officer and delay the test for the position scheduled to be given September 16, 1997. Turner's proposal would have eliminated the requirement that an individual serve two years as captain prior to applying for the position of Fire Training Officer. The Houma Board tabled Turner's request until after the September 16 exam and asked him to submit the request again in writing.On September 11, 1997, the Terrebonne Parish Consolidated Government filed a petition for a temporary restraining order (TRO) and injunction requesting that the administration of the exam be enjoined. It argued to the court that the two-year requirement gives the Fire Training Officer position the appearance of a "promotional class" position rather than a "competitive class" position and thereby presents an arbitrary barrier to applicants. Turner was not a party to the petition.The state court granted the TRO. At the trial regarding the petition, however, allegations surfaced that Turner had misused his authority as provisional Fire Chief in his efforts to change the Fire Training Officer qualifications. The state court concluded that Turner had acted illegally and in violation of the Civil Service Rules in his actions with employees concerning the dispute over the Fire Training Officer qualification requirements.2 The state court then dissolved the TRO.As a result of the allegations at trial, the Houma Board began investigating Turner. The Board asked the Terrebonne Parish Consolidated Government to investigate and submit a report on his conduct. On November 12, 1997, Turner was placed briefly on administrative leave, but no further disciplinary action was taken.Also in November, Oswald Stoufflet, a Captain in the Houma Fire Department filed a complaint against Turner with the Houma Board. The complaint alleged that Turner acted unprofessionally toward Stoufflet.3 The Houma Board held a public hearing on Turner's conduct with Stoufflet on January 6, 1998. After the hearing, the Board suspended Turner for 30 days. Turner appealed the decision to state court.4 Turner also requested a certified transcript of the hearing, a request thatthe Board never honored. Turner alleges that the Board's reluctance to provide him with a transcript has prevented him from appealing the adverse ruling of the hearing.On February 6, 1998, the Houma Board initiated another investigation into the allegations detailed in the state court trial. A hearing was convened in July and August 1998, which resulted in Turner's suspension for 70 days. Turner alleges numerous procedural errors in this hearing as a result of the Board's alleged racial and personal bias against him. Turner also argues that the hearings and investigations were an attempt to derail his appointment as the first African-American permanent Fire Chief.In January 1999, Turner brought a 42 U.S.C. 1983 ("§ 1983") suit against the Houma Board and board members Pat McKey, Timothy Wallace, Johnny Lopez, Joe Roy, David Falgoust, and Craig Landry in their official and individual capacities. He alleged that the disciplinary hearings were racially discriminatory and violated his Fourteenth Amendment due process and equal protection rights. He also alleged that as a result of the Board's actions he was deprived of the rights, opportunities, and privileges of employment and that he suffered intentionally inflicted emotional distress. Turner sought compensatory and punitive damages from the Houma Board and its members. In addition, he sought a declaration that the manner in which the defendants conducted the hearing violated his equal protection and due process rights existing under the Fourteenth Amendment and sought injunctive relief asking that the defendants discontinue those practices.II. PROCEDURAL BACKGROUNDIn the district court, the defendants moved for summary judgment and, in the alternative, dismissal for failure to state a claim on which relief can be granted. The Board and its members asserted absolute quasi-judicial immunity for their adjudicative actions of investigating and disciplining Turner. The defendants also requested a partial motion to dismiss, based on Turner's response to an interrogatory that he was only pursuing official-capacity claims against the board members. Turner's district court complaint was thereby read to have dropped any individual-capacity claims against the Houma Board members.The district court converted the motion to dismiss into a motion for summary judgment,5 denying defendants' immunity argument as it related to the official-capacity immunity and granting the unopposed motion to dismiss the individual-capacity claims. Notwithstanding the district court's dismissal of the individual-capacity claims, the defendants appealed both the portion of the lower court's decision that they had prevailed upon below and the denial of official-capacity immunity.6 Because there is no appealable issue on their individual-capacity claims, we will not address it. The single issue before this court is whether the district court erred in not granting absolute quasi-judicial immunity to the Houma Board and its members in their official capacities. As there is no absolute quasi-judicial immunity defense available to the Board or to its members sued in their official capacity under § 1983, we affirm the district court's partial denial of summary judgment.III. DISCUSSIONA. Appellate JurisdictionAs an initial matter, Turner challenges this court's jurisdiction to hear this appeal from the denial of summary judgment. The general rule is that courts of appeals do not have appellate jurisdiction to review a district court's denial of summary judgment because the denial is not a final order within the meaning of 28 U.S.C. 1291. See Lemoine v. New Horizons Ranch & Ctr., Inc., 174 F.3d 629, 633 (5th Cir. 1999). An exception to this rule exists when the summary judgment motion is premised on a claim of absolute or qualified immunity. See Mitchell v. Forsyth, 472 U.S. 511, 526 (1985). Our jurisdiction over this interlocutory appeal arises because the immunity claim is separate from the underlying merits of the case and fits within the collateral order exception set out in Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 546 (1949). This jurisdiction, however, is limited to appeals based on issues of law and "concern only [the] application of established legal principles." Jones v. Collins, 132 F.3d 1048, 1051 (5th Cir. 1998); see also Lemoine, 174 F.3d at 633; Stem v. Ahearn, 908 F.2d 1, 3 (5th Cir. 1990) ("[T]he district court's denial of a motion for summary judgment because of the perceived lack of qualified or absolute immunity constitutes an appealable 'final judgment' only if . . . the immunity defense turns upon an issue of law and not of fact.").Turner argues on appeal that the district court's denial of summary judgment turned on a factual question, not an issue of law. We disagree.The district court held that the Board and its members sued in their official capacity are not entitled to a defense of absolute quasi-judicial immunity. Turner's challenge to this holding is a purely legal question, presenting no factual or evidentiary difficulties. "Whether a defendant possesses absolute immunity from suit is a question of law." Walter v. Torres, 917 F.2d 1379, 1383 (5th Cir. 1990). We therefore have jurisdiction over this appeal to review the district court's denial of immunity.B. Standard of ReviewThis court reviews de novo denials of motions for summary judgment based on qualified or absolute immunity claims. See Spivey v. Robertson, 197 F.3d 772, 774 (5th Cir. 1999). "Summary judgment is proper only 'if the pleadings, depositions, answers to interrogatories and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.'" Fed. R. Civ. P. 56(c); see also Celotex Corp. v. Catrett, 477 U.S. 317, 327 (1986)."Courts of Appeals consider the evidence in the light most favorable to the nonmovant, yet the nonmovant may not rely on mere allegations in the pleadings; rather, the nonmovant must respond to the motion for summary judgment by setting forth particular facts indicating that there is a genuine issue for trial." Spivey, 197 F.3d at 774-75 (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248-49 (1986)). After the nonmovant has been given an opportunity to raise a genuine factual issue, if no reasonable juror could find for the nonmovant, summary judgment will be granted. See Fed. R. Civ. P. 56(c); Celotex Corp., 477 U.S. at 322.C. Absolute Quasi-Judicial Immunity Is Inapplicable in Official-Capacity ActionsAppellants contend that the district court erred in not holding that the Houma Board and its members7 were entitledto absolute quasi-judicial immunity in their official capacities.8 This argument misconstrues the distinction between immunities available for "individual-capacity"9 and "official-capacity" suits under § 1983. Finding that the district court applied the correct immunity principle for "official-capacity" suits, we seek only to reaffirm this distinction as it applies to the cases in this circuit."Official-capacity suits . . . 'generally represent only another way of pleading an action against an entity of which an officer is an agent.'" Kentucky v. Graham, 473 U.S. 159, 165 (1985) (quoting Monell v. New York City Dep't. of Soc. Servs., 436 U.S. 658, 690 n.55 (1978)). Accordingly, a § 1983 suit naming defendants only in their "official capacity" does not involve personal liability to the individual defendant. Concomitantly, defenses such as absolute quasi-judicial immunity, that only protect defendants in their individual capacities, are unavailable in official-capacity suits. See Hafer v. Melo,Try vLex for FREE for 3 days
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