IP Update - December 2008
Contents
Patents / Obviousness - Desirable Enantiomer
Unobvious Over Racemate
Patents / Hatch-Waxman Act - FDA's Rejection
of Paragraph IV Certification Valid in Light of Prior Delisting by
NDA Holder
Patents / Hatch-Waxman Act - Baseless Paragraph IV
Certification Letters Lead to Exceptional Case
Patents / Claim Construction - Narrow Claim
Construction Based on Clear Specification
Patents / Claim Construction - The Twin Axioms of
Claim Construction
Patents / Obviousness-type Double Patenting -
Earlier Granted Genus Claim Bars Later-Filed Species
Claims
Patents / Reexamination Stays - Wake Up and Smell
the Coffee: Reexamination Stays Can Effectively Deny a Preliminary
Injunction Motion
Patents / Indefiniteness - PTO Announces a New
Test for Claim Indefiniteness
Patents / Patentable Subject Matter - Mere Use of
a General Purpose Computer Does Not Sustain Eligibility
Patents / Infringement - To Prove Infringement,
an Accused Device Must Meet All the Limitations of a Claim
Trademarks / First Amendment - First Amendment
Trumps Trademarks to Protect Video Game's Virtual Strip
Club
Trademark Infringement - Collegiate Color Schemes
Protectable as Trademarks
Trademarks / Ability to Register - It Sure Is FUN
to Be Evocative – Especially If You Are a
Trademark
Copyrights / Publication Without Notice - Mon
Dieu! Publication in a Foreign Country Without Notice Leaves No
"Impressionist"
Desirable Enantiomer Unobvious Over
Racemate
By Astrid R. Spain
Almost exactly two years after affirming a district court
decision that granted a preliminary injunction against Apotex, the
U.S. Court of Appeals for the Federal Circuit affirmed the lower
court's decision that Sanofi's patented isomer was
unobvious over its known racemate described in Sanofi's own
prior art patents. Sanofi-Synthelabo v. Apotex,
Inc.., Case No. 07-1438 (Fed. Cir., Dec. 12, 2008)
(Newman, J.).
Sanofi markets Plavix®, a platelet aggregation inhibiting
agent used to reduce thrombotic events such as heart attacks and
strokes. The active ingredient in Plavix® is the bisulfate salt
of the d-enantiomer of a free base referred to by the parties as
MATTPCA and is specifically claimed in Sanofi's
patent-in-suit.
Apotex filed an Abbreviated New Drug Application (ANDA) pursuant
to the Hatch-Waxman Act seeking U.S. Food and Drug Administration
(FDA) approval to manufacture and sell a generic version of
clopidogrel bisulfate. Apotex filed a Paragraph IV certification
with its ANDA asserting that the patent-in-suit is invalid. Sanofi
sued Apotex and Apotex counterclaimed, asserting that the patent is
invalid and unenforceable in view of Sanofi's United States and
Canadian reference patents, which both derive from the same French
priority filing.
Stereoisomers are molecules that have the same atomic
composition but different spatial arrangements. Enantiomers are a
pair of stereoisomers, referred to as (+) and (-), that are
non-superimposable mirror images of each other and often have
distinct physical properties. A racemate (or racemic mixture) is an
equal mixture of two enantiomers. The active ingredient in
Plavix® displays the rare chemical property of "absolute
stereoselectivity"—one enantiomer (the
dextrorotatory enantiomer) provided all of the favorable activity
without any significant degree of the unfavorable
characteristics.
On appeal, the Federal Circuit rejected the argument that
Sanofi's earlier patent that disclosed the racemate anticipated
the claims of the patent-in-suit, which were directed to the
desirable d-enantiomer. The Court concluded that the prior art
patent lacked a specific description and enablement of the
enantiomeric form. The Court noted that anticipation requires the
specific description as well as enablement of the claimed subject
matter. A properly anticipating reference must disclose all
elements of the claim within the four corners of the document and
must also disclose those elements arranged as in the claim. The
Court pointed out that the Plavix® d-enantiomer is shown in the
prior art only as one of several compounds with desirable
biological properties. Accordingly, the Court concluded that the
district court did not clearly err in finding that the reference
disclosure would not have led one of ordinary skill to recognize
either an explicit or inherent disclosure of its d-enantiomer, as
well as the bisulfate salt.
With respect to obviousness, the district court "held that
the unpredictable and unusual properties of the dextrorotatory
enantiomer, and the therapeutic advantages thereby provided,
weighed in favor of nonobviousness, and that Apotex had not met its
burden of establishing otherwise." In affirming the district
court's holding, the Federal Circuit cited numerous instances
in which Apotex's expert witnesses appeared to admit the
unexpected properties of clopidogrel. The Court pointed out that
experts for both sides agreed that, while it was generally known
that enantiomers can exhibit different biological activity, this
degree and kind of stereoselectivity is rare and could not have
been predicted. In addition, the Court noted that the opposing
experts further agreed that the event of a pharmaceutically
suitable crystalline salt forming from a particular acid-base
combination is unpredictable. Finally, the Court noted that Sanofi
presented evidence that the prior art taught away from the use of
sulfuric acid with an enantiomer, because the strong acid could
encourage re-racemization.
FDA's Rejection of Paragraph IV
Certification Valid in Light of Prior Delisting by NDA
Holder
By Peter Schuyler
Deciding an issue of first impression regarding the Hatch-Waxman
Act, the U.S. Court of Appeals for the District of Columbia Circuit
recently vacated a lower court's injunction that had ordered
the Food and Drug Administration (FDA) to relist a patent in the
FDA's Orange Book and to restore an Abbreviated New Drug
Application (ANDA) filer's Paragraph IV patent certification.
Teva Pharmaceuticals, USA, Inc. v. Leavitt, Case No.
08-5141 (D.C. Cir., Nov. 7, 2008) (Brown, J.; Williams, J.,
concurring).
On August 21, 2001, Teva submitted an ANDA that contained a
Paragraph IV certification for U.S. Patent No. 5,158,952 (the
'952 patent), for a generic version of Risperdal, a
schizophrenia drug marketed by Janssen Pharmaceuticals. The FDA
informed Teva that the '952 patent had been delisted and asked
Teva to submit a revised ANDA. Teva voluntarily complied. Six years
later, however, Teva filed a citizen petition requesting that the
FDA relist the '952 patent and confirm Teva's eligibility
for a 180-day period of marketing exclusivity based on its original
ANDA. After the FDA denied Teva's request, Teva asked the D.C.
district court for a preliminary injunction, which it granted. The
FDA appealed the district court's decision to the U.S. Court of
Appeals for the D.C. Circuit.
Teva claimed its certification was valid because the printed
version of the Orange Book still listed the '952 patent as of
the filing date of its ANDA. Prior to the filing date, Janssen had
requested the delisting of the '952 patent, and the FDA updated
its online Orange Book at least a month prior to Teva's filing
date to reflect the delisting. Thus, the unique question raised by
this case is the effect of a Paragraph IV certification made after
a patent has been withdrawn by the NDA holder, but before the
patent has been deleted from the printed version of the Orange
Book.
On appeal, the D.C. Circuit held that Teva failed to meet the
"clear and unambiguous requirements" of the Hatch-Waxman
statute because its certification did not identify a patent that
claimed Risperdal, since the '952 patent had been previously
withdrawn by Janssen. The Court noted that the statute requires the
NDA (New Drug Application) holder to ascertain whether a patent
covers its drug. The Court accepted the FDA's explanation that
it operates in a purely ministerial role when listing patents in
the Orange Book according to instructions from the NDA holder. In a
concurring opinion, Judge Williams concluded that while the statute
does not mandate a ministerial role, the FDA's adoption of that
role is not unreasonable. This decision did not disrupt this
Court's early decision in Ranbaxy v. Leavitt, 469 F.3d
120 (D.C. Cir., Nov. 14, 2006) (previously discussed in IP
Update Vol. 9, No. 12), which held that the FDA may not delist
a patent after a valid Paragraph IV certification has been
submitted.
Baseless Paragraph IV Certification
Letters Lead to Exceptional Case
By Brian Baker
Concluding that a district court did not abuse its discretion,
the U.S. Court of Appeals for the Federal Circuit upheld the lower
court's finding of an exceptional case under 35 U.S.C. §
271(e)(4) and award of $16,800,000 for attorneys' fees,
expenses and expert fees. Takeda Chemical Industries, Ltd. v.
Mylan Laboratories, Inc., Case Nos. 07-1269, -1270 (Fed. Cir.,
Dec. 8, 2008) (Lourie, J.; Bryson, J., concurring).
Alphapharm and Mylan sought approval under the Hatch-Waxman Act
to produce generic versions of pioglitazone. Takeda sells
pioglitazone under the trademark Actos®, which is approved for
treating Type 2 diabetes. The Abbreviated New Drug Applications
(ANDAs) related to pioglitazone included Paragraph IV certification
letters claiming that Takeda's patent covering pioglitazone was
invalid for obviousness. Takeda sued both companies for
infringement. At trial, Alphapharm and Mylan each changed the focus
of their invalidity arguments from those advanced in their
certification letters. Alphapharm shifted its theory of obviousness
and prior art focus, while Mylan abandoned the defense in its
certification and advanced inequitable conduct arguments. After an
extensive bench trial, the district court found the patent-in-suit
non-obvious and enforceable.
Takeda then moved for an award of attorneys' fees against
both Mylan and Alphapharm on the theory that this was an
exceptional case. When a patent has been...
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