[P U B L IS H ]
IN THE UNITED STATES COURT OF APPEALS
FILED
F O R THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
OCTOBER 30, 2006
THOMAS K. KAHN
N o . 04-14595
CLERK
D . C. Docket No. 03-00028-CV
JA C K E. ALDERMAN,
Petitioner-Appellant,
versus
WILLIAM TERRY, Warden,
Respondent-Appellee.
A p p e al from the United States District Court
fo r the Southern District of Georgia
(O cto b er 30. 2006)
B efo re TJOFLAT, ANDERSON, and CARNES, Circuit Judges.
T J O F L A T , Circuit Judge:
T h e petitioner, Jack E. Alderman, is a Georgia prisoner on death row, having
b een convicted of the 1974 murder of his wife, Barbara J. Alderman, in the S u p e rio r Court of Chatham County, Georgia. On July 16, 2004, the United States D istrict Court for the Southern District of Georgia denied his petition for a writ of h ab eas corpus, and he appealed. We granted his application for a certificate of ap p ealab ility as to one issue: whether Alderman's trial attorneys denied him the effectiv e assistance of counsel in the penalty phase of his sentencing proceedings b y failing to investigate and present to the jury his social-history background.1 F r o m the time of the murder to the present appeal, this case has extended o v er thirty-two years. Needless to say, the procedural history of this case is ex ten siv e and complex. For the sake of clarity, we organize the opinion as follows: p a r t I provides the factual background and procedural history of the case; part II fo cu se s on Alderman's 1984 re-sentencing trial; part III outlines Alderman's in effectiv e assistance claim, the evidence presented to the Superior Court of Butts C o u n ty, Georgia at the evidentiary hearing it held on the claim, and that court's fin d in g s of fact and conclusions of law; part IV spells out Alderman's challenge to th o se findings and conclusions and explains why we cannot overturn them and, th erefo re, must deny the relief that Alderman seeks.
I.
A.
The following statement of facts is an excerpt from Alderman v. Zant, 22 F .3 d 1541,1544Â1546 (11th Cir. 1994).2 T h e Petitioner, Jack E. Alderman ("Alderman"), and his wife, B arb ara Alderman ("Mrs. Alderman"), lived in an apartment in C h ath am County [,] Georgia. Alderman was employed as an assistant m a n a g e r at the local Piggly Wiggly supermarket. Mrs. Alderman was e m p lo y e d in the Tax Assessor's office for the City of Savannah. In co n ju n ctio n with her employment, Mrs. Alderman maintained a $ 1 0 ,0 0 0 .0 0 life insurance policy that paid double benefits in the event o f accidental death. Mrs. Alderman also had another life insurance p o lic y in the amount of $25,000.00 which named her mother as b e n e f ic ia r y .
A ld e r m a n met John Arthur Brown ("Brown"), later convicted as an accessory to Mrs. Alderman's murder, when both Alderman and B ro w n were employed in the vehicle maintenance department for the C ity of Savannah. Brown testified that on September 19, 1974, A ld erm an phoned Brown and asked him to meet him at the Piggly W ig g ly supermarket. Brown stated that during this meeting Alderman a sk e d Brown to kill Mrs. Alderman in exchange for half the insurance p ro ceed s. Brown, although claiming not to take Alderman seriously, accep ted the proposition.
O n Saturday, September 21, 1974, Alderman asked Brown to c o m e to his apartment. When Brown arrived, Alderman handed B ro w n a twelve-inch crescent wrench and instructed Brown to go into th e bedroom and kill Mrs. Alderman. Testimony indicates that Brown w a s initially reluctant, but agreed to strike Mrs. Alderman when p ersu ad ed by the gun wielding Alderman. Brown entered the dining ro o m and struck Mrs. Alderman in the head with the wrench. Mrs.
A ld e r m a n cried out and ran into the living room where she confronted h er husband. Alderman tackled Mrs. Alderman, then assisted by B ro w n , placed his hands over Mrs. Alderman's nose and mouth until sh e was unconscious.
A ld erm an and Brown carried Mrs. Alderman's limp body to the b ath ro o m and placed it in the bathtub. Alderman started to fill the tub w h ile Brown cleaned the blood stains from both the living and dining ro o m s. Alderman and Brown changed clothes and left the apartment fo r several hours. The two men went to the Piggly Wiggly su p erm ark et where Alderman borrowed $100.00. Alderman and B ro w n then went to two local Savannah bars. At some time during the ev en in g Alderman gave Brown the $100.00.
A ld erm an and Brown returned to the apartment around 10:00 p .m ., removed Mrs. Alderman's body from the bathtub and wrapped it in a green quilt. The two men carried the body to Alderman's 1974 P o n tia c and placed it in the trunk. Brown drove Alderman's car as A ld erm an followed on his motorcycle. Alongside a creek in Rincon, G eo rg ia, Brown and Alderman removed the body from the trunk and p la ce d it in the driver's seat. At Alderman's direction, Brown reached in the driver's window and released the emergency brake allowing the car to roll into the creek. The car stopped halfway into the creek.
A g a in at Alderman's direction, Brown opened the car door, pulled M rs. Alderman's body halfway out and allowed her face to fall into th e creek. The two men removed the green quilt and the rubber trunk m a t from the car and fled the scene on Alderman's motorcycle.
L a te r that evening, on September 21, 1974, Randy Hodges ("H o d g es") and Terry Callahan ("Callahan") were driving home on B ak er Hill Road and Highway 131. As they turned onto Highway 131 an d approached Dasher's Creek, they noticed a car in the creek.
H o d g es jumped out, saw that there was a woman in the car and sent C allah an to Lamar Rahn's house to call for help. Effingham County S h eriff Lloyd Fulcher ("Fulcher") responded to the call. Upon his a rr iv a l at the scene, Fulcher found the victim's car in the water ad jacen t to the bridge. Fulcher noticed no apparent physical damage to th e car. He ordered Mrs. Alderman's body to be removed from the car an d taken to the hospital. Fulcher observed that there were no skid m ark s from the car but that motorcycle tracks were apparent in the a re a. Fulcher also noticed blood stains on the seat of the car and that th e trunk mat was missing.
A t the direction of Fulcher, Garden City police officer J.D.
C ro sb y ("Crosby") went to Alderman's apartment only to find it lo ck ed . Crosby later returned to the apartment at approximately 2:30 a .m . and found Alderman there with a woman. Crosby informed A ld erm an that his wife had been involved in a traffic accident, and ask ed him to accompany Effingham County authorities to the hospital.
G e o r g ia Bureau of Investigation Agent H.H. Keadle ("Keadle") was p r e se n t at the Effingham County hospital. Keadle and Fulcher noticed red /b ro w n stains in the seat and crotch of Alderman's pants and on his b elt. At that time, Alderman's clothes were taken from him.
K ead le's investigation confirmed Crosby's findings at the accid en t scene. Keadle also recovered a stained portion of a green rug an d Alderman's motorcycle helmet, which had been removed from th e Alderman's apartment by Mrs. Alderman's mother. Alderman's f ath e r , Jack Alderman, Sr., also gave the police the twelve inch crescen t wrench that he had removed from Alderman's apartment.
F o ren sic Serologist Elizabeth Quarles, of the Georgia State C rim e Laboratory, examined the blood found on Alderman's clothes.
T h e blood type was consistent with Mrs. Alderman's blood. An ex am in atio n of the vehicle revealed one palm print and four fin g er p rin ts which were stipulated as Alderman's. Brown's f in g e rp r in ts , however, were not found on the car.
D r. Charles Sullinger ("Dr. Sullinger") performed the autopsy u p o n Mrs. Alderman's body. Dr. Sullinger concluded that the laceratio n on the back of Mrs. Alderman's head was inflicted by a b lu n t instrument. Dr. Sullinger also concluded that because there ex isted only a small amount of blood in the car, the blow to Mrs.
A ld e r m a n 's head did not occur as a result of the accident. Dr.
S u llin g er found no evidence of any abnormalities in the heart, no s cr atc h e s on the forearms and no evidence of strangulation. Dr.
S u llin g e r concluded that the liquid in Mrs. Alderman's lungs revealed th at Mrs. Alderman died as a result of asphyxia due to drowning.
K ead le's investigation led him to Brown. Brown eventually g av e a statement incriminating himself and Alderman. At trial, A ld erm an testified on his own behalf and denied that he killed his w ife. Alderman testified that on the night of September 21, 1974, he an d his wife had an argument and that he left the apartment alone. He alleg ed ly took a bus to Savannah where he spent some time at two lo cal bars. Alderman testified that he returned home at approximately 1 0 :0 0 p.m. but his wife was not at home. Alderman decided to go to R in co n , Georgia to see if Mrs. Alderman was at her grandparent's h o m e. A more complete version of Alderman's defense may be found in Alderman v. State, 241 Ga. 496, 246 S.E.2d 642, 644Â45, cert. d en ied ,
439 U.S. 991 , 99 S.Ct. 593, 58 L.Ed.2d 666 (1978), reh'g d e n ie d ,
439 U.S. 1122 , 99 S.Ct. 1036, 59 L.Ed.2d 84 (1979).
A ld erm an testified that on his way to Rincon, he observed his car on the side of the bridge at Dasher's Creek. Alderman stopped his m o to rcycle and went to the car where he discovered his wife's body.
A ld erm an stated that he picked up Mrs. Alderman's head and placed it in his lap. Upon hearing a noise, Alderman fled the scene in shock and fear. Alderman allegedly forgot about his wife's body, drove to S av an n ah and returned to a local bar. Alderman then went to Johnny G a n e m 's for breakfast with friends. While at breakfast, Alderman o ff er ed Gerlina Carmack (the female present in the Alderman's a p a rtm e n t when Officer J.D. Crosby arrived) a ride home. Alderman h ad allegedly stopped at his apartment to pick up a jacket when the p o lice arrived and took him to the hospital where he identified his w ife's body.
A ld erm an testified that he did not know why he had left his w ife's body in the creek; that he recalled nothing of his trip back to S av an n ah ; and, the fact that his wife was dead had completely left his m in d . Appellant testified that he first realized the full facts su rro u n d in g his wife's death after being treated by a psychiatrist who w as able to refresh his memory as to the events surrounding her death.
H e further testified that after being treated by the psychiatrist he r ea liz ed that fear had caused him to leave his wife's body in the creek b ecau se he knew her family would blame him for her death. B.
As noted supra, on July 16, 2004, the district court denied Alderman's a p p lic atio n for a writ of habeas corpus. Alderman v. Schofield, No. CV403-028 at 5  9 (S.D. Ga. July 16, 2004). In its dispositive order, the court recounted the p ro ced u ral history of this case  the prosecution in the Chatham County Superior C o u rt, the appeals to the Georgia Supreme Court, the collateral attacks in the Butts C o u n ty Superior Court, and the habeas proceedings in federal court.
On June 14, 1975, Petitioner was convicted in the Superior C o u r t of Chatham County for killing his wife, and then he was sen ten ced to death. Following his conviction, he appealed to the G eo rg ia Supreme Court, which denied his appeal on June 27, 1978.
Certiorari was later denied by the United States Supreme Court on N o v em b er 27, 1978. He then filed for state habeas relief in the S u p erio r Court of Chatham County, Georgia. In June 1979, the G eo rg ia Supreme Court denied Petitioner a certificate of probable c au s e to appeal. The United States Supreme Court denied certiorari o n February 19, 1980, and denied a rehearing on March 19, 1980.
P e titio n e r then filed an application for habeas relief in federal d is tr ic t court on June 27, 1980. This first round of federal habeas a p p e a ls culminated in 1983 when the Fifth Circuit, Unit B, acting en b an c, granted a new sentencing trial, which began in March 1984.
After his re-sentencing trial, Petitioner was again sentenced to death o n April 1, 1984. He then filed a motion for new trial and an am en d m en t thereto, which were denied in an order filed on August 27, 1 9 8 4 . Petitioner directly appealed his death sentence to the Georgia S u p r em e Court, which affirmed his new death sentence on February 2 8 , 1985. On October 15, 1985, the United States Supreme Court d en ied certiorari and later denied a rehearing on November 18, 1985.
P etitio n er then began a second round of habeas appeals in the state and federal courts with the same attorneys who represented him at the re-sentencing trial. He filed a state habeas petition in the S u p e rio r Court of Butts County on February 6, 1986. An amended h a b e a s petition was filed June 16, 1987, and a second amended habeas p etitio n was filed June 25, 1987. Following an evidentiary hearing on Ju n e 29, 1987, the state habeas court dismissed the petition on S e p te m b e r 10, 1987, holding that all of Petitioner's claims were b arred from review because of procedural default. On October 28, 1 9 8 7 , the Georgia Supreme Court denied the application for a certificate of probable cause to appeal. The United States Supreme C o u rt subsequently denied certiorari on March 7, 1988, and denied a reh earin g on April 25, 1988.
Petitioner then filed a petition for habeas relief in federal d istrict court on June 23, 1988. The federal petition was denied at the trial level on June 6, 1989, without an evidentiary hearing. Subsequent to the entry of judgment, both Petitioner and the State filed motions to a lte r and amend. On June 22, 1989, the District Court entered an o rd er denying Petitioner's motion, but did not rule on the State's m o tio n . During the pendency of the State's motion, Petitioner filed a n o tic e of appeal. On August 10, 1990, the Eleventh Circuit dismissed th e appeal of Petitioner for lack of jurisdiction. On remand, the D istrict Court entered an order on September 20, 1990, granting the S tate's motion to alter and amend in part and denying the motion in p a r t.
P etitio n er then filed an appeal challenging the decision of the D istrict Court, while at the same time challenging the court's ju r is d ic tio n to consider his own appeal due to the failure to rule on an issu e. On December 27, 1991, the Eleventh Circuit dismissed the ap p eal for lack of jurisdiction because the District Court failed to rule o n Petitioner's claim regarding the guilt-phase jury, but the Eleventh C ir cu it did find that the District Court had jurisdiction to hold an ev id en tiary hearing on Petitioner's . . . claims [Giglio v. United States, 4 0
5 U.S. 150 (1972); Brady v. Maryland,
373 U.S. 83 (1963)], and o r d e r e d the District Court to hold such a hearing. After an evidentiary h earin g on May 18, 1992, the District Court found the Bradv/Giglio claim s to be procedurally barred, and thereby dismissed the petition o n June 23, 1992. The Eleventh Circuit affirmed the ruling on April 1 4 , 1994, and denied a rehearing en bane on July 12, 1994. The U n ited States Supreme Court again denied certiorari on December 12, 1 9 9 4 , and denied a rehearing on February 21, 1995.
P etitio n er began a third round of habeas action in the Superior C o u r t of Butts County on December 22, 1994, challenging his new d e a th sentence on two grounds: ineffective assistance of counsel d u r in g the re-sentencing trial and ineffective assistance of counsel d u rin g the appeal from the re-sentencing trial. The State filed its an sw er on January 13, 1995. For reasons unknown to the Court, no a ctio n apparently occurred in Petitioner's case in the state court system until 1999.
O n March 29, 1999, an amended habeas petition was filed in th e state court. An evidentiary hearing was conducted in the state h a b e a s court on May 5 and 6, 1999, and Petitioner's claims were d e n ie d on December 29, 1999. Petitioner's application for a certificate of probable cause to appeal was denied by the Georgia S u p r em e Court on January 10, 2002. On October 21, 2002, the United S tates Supreme Court denied certiorari.
In February 2003, after exhausting these remedies, Alderman once again r etu r n e d to the district court for habeas corpus relief. In a new petition, he claimed th a t he was denied constitutionally effective assistance of counsel at his 1984 resen ten cin g trial and in his direct appeal from the death sentence he received. The d istrict court, relying on the record compiled by the Superior Court of Butts C o u n ty on Alderman's March 29, 1999 habeas petition and the court's order d en yin g relief, denied Alderman's petition and his subsequent motion to alter and a m e n d the judgment. In June 2005, we granted Alderman's application for a certificate of appealability on the ineffective assistance of counsel issue set out in th e opening paragraph of this opinion.3 II.
I n subpart A, we outline the case that the State presented against Alderman a t his 1984 re-sentencing trial ("RST"). In subpart B, we outline the case Alderman presented.
A.
A t Alderman's RST, the State sought the death penalty on the grounds that th e motive and manner in which Alderman murdered his wife constituted two ag g rav atin g circumstances, each of which independently warranted the death p e n a lty : (1) he murdered his wife to obtain insurance money, and (2) he committed th e murder in an "outrageously vile" or "inhuman" way.
Addressing the first aggravating circumstance, the prosecutor told the jury th a t Alderman deserved the death penalty because he murdered Mrs. Alderman "f o r . . . the purpose of receiving [insurance] money."4 The prosecutor established th is motive by presenting the testimony of City of Savannah employee, Sandra Sixth, Eighth, and Fourteenth Amendments to the United States Constitution. Specifically, Alderman alleged that his counsel failed to include in his brief to the Georgia Supreme Court a claim presented to the trial court, that the State violated his rights under Brady v. Maryland,
373 U.S. 83 (1963), and Giglio v. United States,
405 U.S. 150 (1972), by withholding evidence that it had promised John Brown leniency in exchange for his testimony against Alderman. In Alderman v. Schofield, No. CV403-028 at 26Â27 (S.D. Ga. July 16, 2004), the district court found that Alderman's appellate counsel was not ineffective for failing to raise the Brady/Giglio claim on appeal.
4 The Georgia statutes listed murder committed for oneself or another for the purpose of receiving money or any other thing of monetary value as a circumstance that, upon a jury's finding, authorized the jury to return a verdict of death. GA. CODE ANN. § 17-10-30(b)(4) (1984).
S u lliv an . Sullivan, the City's personnel technician who handled employee benefits an d records in September 1974, testified that Mrs. Alderman was employed by the C ity at the time of her death and explained that, as a City employee, Mrs.
A ld erm an participated in the City's group life insurance policy. The prosecutor p ro d u ced a copy of the City's group policy, which provided for a death benefit co m m en su rate with salary--up to $10,000--with double indemnity upon accid en tal death. He also offered a copy of Mrs. Alderman's enrollment card for th e City's group policy, which listed Alderman as the sole beneficiary. Sullivan also testified that at the time of Mrs. Alderman's death, her salary qualified her for th e maximum $10,000 death benefit, which would double to $20,000 in the event o f accidental death.
The prosecutor used John Brown to cement his theory that Alderman killed h is wife for the insurance benefits.5 Brown testified that in the days preceding M rs. Alderman's death, Alderman enlisted him in a plot to kill her. Brown said th at Alderman promised him half of the insurance money for his role in the m u r d e r .6 R eg ard in g the second aggravating circumstance, the prosecutor urged the ju r y to invoke the death penalty because the "offense of murder . . . was o u tr ag e o u s ly or wantonly vile, horrible, or inhuman in that it involved torture, d ep rav ity of mind, or an aggravated battery to the victim."7 Brown provided the S tate's only evidence on this point. His testimony painted a picture of what the p ro secu to r termed an "[e]xecution type [sic] killing." B ro w n recounted the events of the night of Mrs. Alderman's death. Brown s aid that when he came over to Alderman's apartment that evening, Alderman had h im follow Mrs. Alderman around the apartment with a wrench in his hand.
Brown struck Mrs. Alderman in the back of her head with the wrench. Alderman th en got Mrs. Alderman on the floor and held his hand over her nose and mouth so th at she could not breathe. The two men then took Mrs. Alderman to the bathroom tu b and filled it with water. Alderman held her head under water. The two men th en left her there and headed to the local bar for a few drinks. Upon their return to th e apartment two hours later, Brown and Alderman put Mrs. Alderman's body in th e trunk of the Aldermans' car and drove the car to a creek that was on the way to M rs. Alderman's grandmother's house. They then put Mrs. Alderman's body in th e driver's seat, rolled down the windows, put the gear in neutral, and sent the car in to the creek to make it look like an accident.
B.
A ld e r m a n countered the State's case by showing that Brown had a better m o tiv e for killing Mrs. Alderman than he did, and that Brown had confessed to a fello w jail inmate that he had, in fact, committed the murder. Put another way, Alderman's attorneys pursued a lingering or residual doubt theory as to whether A ld erm an murdered his wife and, in doing so, gave the jury a basis for returning a v erd ict of life imprisonment instead of the death penalty. Counsel felt that the lin g e rin g doubt theory was the appropriate strategy because a new jury had been e m p a n e le d for the RST, the jury that convicted Alderman in 1975 having been d isch arg ed . If successful, the lingering doubt strategy would yield a sentence of life imprisonment instead of death.8 In carrying out this strategy, counsel focused on the inconsistencies in the S tate's case, asking in their opening statement (after the State rested its case) and ag ain in closing argument that the jury not sentence Alderman to death because th e r e was considerable doubt as to whether he had committed the crime. They su p p o rted this strategy with an alternative theory of how the murder occurred: B ro w n acted alone and killed Mrs. Alderman for drug money.
Defense counsel proceeded with Alderman's defense as follows (each categ o ry to be discussed in greater detail, infra).9 First, they planted the seeds of th eir lingering doubt theory by impeaching Brown's credibility  his story about w h a t motivated Mrs. Alderman's murder and how it occurred. They accomplished th is principally through their cross-examination of Brown while he was on the w itn e s s stand in the State's case. Then, they put on witnesses who said that A ld e r m a n 's reputation (in 1974) for being a law-abiding citizen was good  such th at it would have been completely out of character for Alderman to have m u rd ered his wife  and that his reputation for truthfulness (in 1974 or at the time o f the RST) was beyond reproach.10 Counsel elicited testimony of Alderman's r ep u ta tio n for telling the truth because he would be their final witness, and the jury w o u ld have to believe him if they were to have a lingering doubt as to his guilt.
After calling these "reputation" witnesses, counsel presented evidence  m ain ly through the testimony of Alderman's father  about Alderman's upbringing an d the struggles Alderman had to overcome to become a productive member of so ciety. Counsel added to this the testimony of those monitoring Alderman's p riso n behavior; they said that Alderman was a model prisoner who posed no th reat to the safety of fellow inmates or prison personnel, thus implying that the ju ry need not sentence him to death to protect those in prison. With all of this testim o n y before the jury, counsel called Alderman to the stand.
1.
B ecau se the State's case hinged principally on Brown's testimony, defense co u n sel went all out in an effort to destroy Brown's credibility. To that end, c o u n s el portrayed Brown as a lying drug addict. Counsel questioned Brown at g r e at length about his heavy use of alcohol and illegal drugs. Brown conceded that h e went through about four fifths of whiskey per week and smoked as much as an o u n ce of marijuana per day. He also admitted to taking barbiturates by the handful an d using speed, LSD, opium, and qualudes. W h ile presenting Alderman's case, counsel read to the jury a transcript of an in terv iew that an agent of the Georgia Bureau of Investigation conducted with B r o w n wherein Brown admitted that he was intoxicated at the time he helped A ld erm an kill his wife. Brown also admitted that he experienced sporadic flash b ack s on account of his LSD use. During these flashbacks, he would b lack o u t, hallucinate, and generally have no recollection of what he did during the f la sh b a ck . Brown acknowledged, moreover, that during his trip back to the United S tates from military service in Vietnam, he removed from his medical records, w h ich had been entrusted to him, references to his frequent blackouts, inability to co n tro l himself, and inability to remember his actions during blackouts.
In addition to portraying Brown as having extreme difficulty remembering critical events, Alderman's defense counsel countered Brown's description of how th e murder occurred. First, they presented the testimony of a man, Robert S.
W alters, who occupied the same cell block that Brown did in December 1974, w h ile Brown was under indictment and awaiting trial for the Alderman murder.11 W alters testified that Brown gave him three different versions of how Mrs.
A ld erm an died. In the first version, Alderman forced Brown to kill her by th reaten in g him with a knife. In the second version, Alderman threatened Brown w ith a gun. In the final version, Brown recounted how he alone killed Mrs.
A ld e r m a n  without reference to any involvement on the part of Alderman. In that acco u n t, Brown told Walters that he and Mrs. Alderman had been "having an affair an d that he needed money for dope and that him and her [sic] got into an argument an d from that argument he picked up a wrench and hit her and then put her in the tr u n k of the car and drove her out to the creek." The second way in which defense counsel countered Brown's description of th e murder was to present the testimony of Dr. Sandra Conradi, a forensic p ath o lo g ist. In his testimony in the State's case, Brown said that Alderman put his w ife on the floor and held his hand over her mouth and nose so she could not b reath e. She became unconscious. He then helped Alderman take her to the b a th r o o m where she was placed in the tub and drowned. Dr. Conradi testified that h e r examination of Mrs. Alderman's autopsy report, the transcript of the 1975 trial testim o n y of the Director of the Chatham County Branch of the State Crime Lab, an d various other documents indicated that there was no strangling, choking, sq u eezin g of the nose, or any other sign of struggle with Mrs. Alderman prior to h er death. 2.
S ev eral witnesses portrayed Alderman as a man incapable of the act John B ro w n and the State accused him of committing and as a person with u n im p e a ch a b le veracity. The pastor of the Aldermans' church, members of that ch u rch , neighbors, and former co-workers testified that Alderman had a reputation in the community for being law-abiding and truthful.12 They described him as a h ard -w o rk in g man of good character. Alderman's pastor, Rev. Jesse W. Hilton, a B ap tist minister who baptized Alderman, also told of the Aldermans involvement in his church; they were active in not just one, but in all of the church's ministries.
A Catholic chaplain, Father Richard Paul Wise, who had considerable interaction w ith Alderman in the prison setting, echoed the pastor's sentiments, adding that A ld erm an was one of the most honest people he had ever met in prison work.
3.
Alderman's father described his son's childhood and upbringing.13 He and h is wife divorced when Alderman was three years old. Following the divorce, he to o k Alderman and his younger sister to live with their paternal grandmother and 12 These witnesses testified as to Alderman's reputation for truthfulness at the time of his 1975 trial. Such reputation was relevant because Alderman testified at that trial and portions of the transcript of his testimony were used by the prosecutor at the RST to impeach him.
13 When he subsequently took the witness stand, Alderman repeated much of what his father had said about his upbringing and the problems he encountered and overcame following the damage to his left eye. s te p - g r a n d f a th e r .
The father told how Alderman lost his left eye and the impact that had on his so n 's development. At the age of four, Alderman was fishing with his g r a n d m o th e r and step-grandfather when he accidentally stabbed himself in the left eye with a fishing knife.14 Following surgery and his release from the hospital, a c h ild hit him in the same eye with a hacksaw blade, which left him blind in that eye. Despite this handicap, Alderman's father recounted that when his son was "in th e fifth grade, he had already [gone] through the sixth grade books and . . . his teach er and the principal wanted him to skip the sixth grade." A sympathetic b lin d n e s s, "optical neuritis," began to develop in Alderman's functional eye, h o w ev er, and Alderman lost so much vision that he could not see or write. As a r es u lt, he was sent to the Georgia Academy for the Blind in Macon. He stayed th ere through his junior year of high school, excelling academically.
While at the academy, Alderman was hospitalized on three occasions for eye su rg ery. The first surgery was experimental to reduce inflamation. The last su rg ery was performed to remove the eye so a prosthesis could be implanted.
14 A psychiatrist, Dr. Herbert Smith, who examined Alderman following his indictment for Mrs. Alderman's murder and testified at Alderman's 1975 trial, described what thereafter occurred in these words: "[A]fter several operations he was released from the hospital and as fate would have it, a . . . mentally retarded child . . . stuck a hacksaw blade in the same eye that very day and ripped out most of the cornea, iris, and pupil, leaving him totally blind in that eye." A transcript of the psychiatrist's entire testimony was read to the jury as part of Alderman's case at the RST.
M ean w h ile, the sight in his right eye improved enough to enable him to transfer to S av an n ah High School for his senior year. His performance during that year so im p r e ss ed his high school counselor that she recommended him to an employer w h o was looking for a student to train in its business.
A ld e r m a n 's father concluded his direct-examination by saying that he loved h is son, that he visited him at the prison "a couple of times," and that he "wanted to g o more, but [his] health wouldn't permit it." 4.
O p eratin g under the assumption that their lingering doubt strategy might f ail, defense counsel sought to avoid the death penalty by convincing the jury that A ld erm an would pose no threat to the safety of fellow prison inmates and people w o rk in g at the prison. To this end, they presented the testimony of eleven prison g u ard s. All said that Alderman was a model prisoner. They described him as a co m m itted Christian who frequently assisted them in caring for fellow inmates.
Although they did not say so explicitly, they clearly implied that his execution was n o t necessary for the protection of inmates and those working in the prison f a c ility . 5.
C o u n sel presented Alderman as their final witness. Their direct examination w as tailored to the lingering doubt theory they had set before the jury in their o p en in g statement. Alderman described his relationship with his wife and his w h ereab o u ts on the night of her death, a description that stood in sharp contrast to w h at Brown had told the jury. Alderman testified that he and Mrs. Alderman had a fig h t that day regarding their inability to conceive a child. Both were considerably u p s et, so he left their apartment for a while. Upon his return, he found that she was n o t there. Thinking that she had gone to her grandparents' house,15 he began d riv in g there. About a half a mile from their house, he saw a car partially su b m erg ed in a creek and decided to investigate. Upon closer inspection, he reco g n ized the car as his own. In the car, he found his wife's body. Alderman said th at from the time he discovered her body in the creek until he identified her body at the hospital, he had no memory of his actions or any awareness of her death.16 T o bolster this statement, Alderman's counsel read to the jury a transcript of the testimony Dr. Herbert Smith, a psychiatrist, had given at his trial in June of 1 9 7 5 . Dr. Smith had examined Alderman a month or so before his trial to d eterm in e the cause of Alderman's lack of memory at such a critical point in time.
He opined that Alderman suffered from a "selective amnesia [that was] probably seco n d ary to disassociative reaction," and that upon seeing his wife's body in the creek , he "was emotionally upset, suffering from shock and disbelief, and o v e rw h e lm e d with grief." Alderman then heard a car approaching and assumed th a t because he was so close to the grandparents' house, the car probably contained h er relatives. He reasoned that "if they saw him there they would jump to the c o n c lu s io n that he was responsible and they would hurt him physically," as "they h ad threatened to do . . . in the past." D r. Smith then explained how "the mechanisms of fight or flight went into o p eratio n and [Alderman] fled the scene to avoid what he considered almost certain physical harm." To keep from "feeling unmanly and cowardly" about leav in g his wife there, Alderman experienced a disassociative reaction. The part of h is consciousness that knew he had discovered his wife "was split off from the rest o f it and . . . repressed into the unconsciousness. This created a disassociative reactio n and along with it the amnesia." This, in turn, enabled Alderman to "s u b c o n s cio u s ly deny that he had found his wife's body and therefore deny that sh e was actually dead at all, so that he did not have to feel guilty about leaving his w ife and he would also be able to escape the terrible fear of physical harm by his in - la w s ." Dr. Smith said that Alderman's amnesia "lasted from the time he spotted h is wife's body in the creek until the time he identified [her] body at the hospital." R e sp o n d in g to the State's theory that he killed his wife to collect insurance p ro ceed s, Alderman testified that he and Mrs. Alderman had a good marriage and th at he had no more monetary incentive to kill his wife than any other husband w h o s e wife had life insurance.17 Contrary to Brown's story, Alderman testified th at his wife was not contemplating a divorce. Alderman said that he and Mrs.
A ld erm an had a normal, healthy marital relationship.
Alderman's lawyers thus impugned John Brown's credibility, and therefore th e State's theory of the case, by portraying Brown as a lying drug-addict, and o fferin g his own, exculpatory version of events.
III.
In his habeas petition to the Butts County Superior Court on December 22, 1 9 9 4 , Alderman claimed that his attorneys denied him the effective assistance of c o u n s el by failing to investigate and present to the jury his social-history b a c k g r o u n d . The heart of his claim was that his "counsel's failure to investigate, d ev elo p and present mitigating evidence beyond lingering doubt evidence was not th e result of a tactical or strategic decision. Rather it was the result of a complete failu re to understand the meaning, purpose and scope of mitigation evidence at a cap ital sentencing trial." T h e superior court held an evidentiary hearing on the petition on May 5Â6, 1 9 9 9 . Alderman's habeas attorneys examined six witnesses: Father Richard Paul W is e, Catherine Thompson, Martha Murphy Davis, Jack Boyd Deal, George Terry Jack so n , and Michael Schiavone. Father Wise was the chaplain at the Georgia D iag n o stic and Classification Center from 1980Â1986, and came to know A ld erm an while he was on death row there. Father Wise, who had testified as a d e f en s e witness at the RST, complained that he "didn't get a chance to say what [h e] wanted to say."18 He remembered, however, being asked his opinion of A ld erm an and commenting that "he was probably one of the most honest people [ h e had] met in prison work." Catherine Thompson, Alderman's ex-wife, stated th at while she testified as a defense witness at Alderman's 1975 trial, she was not a sk e d to testify at his RST. Thompson would have testified that Alderman never ab u sed her, and that she had "never seen him get in any kind of arguments, fights .
. . that wasn't his nature." Similarly, Martha Murphy Davis, a Presbyterian pastor an d director of the Southern Prison Ministry in Georgia, averred that she did not testify at Alderman's RST but would have been willing to do so.19 Alderman's law yers at the evidentiary hearing also called Jack Boyd Deal, a retired high school te ac h e r who taught Alderman at Savannah High School in 1968 and 1969. Deal s aid that he was not contacted to serve as a defense witness at the RST, but if given th e chance to testify he would have described Alderman as a model student who "got along well with his peers and his other teachers." The crux of the evidentiary hearing focused on the testimony of Alderman's a tto r n e y s, George Terry Jackson and Michael Schiavone. In terms of experience, J ac k s o n had been a practicing attorney for twelve years, and had handled several d eath penalty cases, some of which went to trial, by the time he was appointed to r ep r e se n t Alderman. In light of his experience in capital cases, Jackson was w ritin g articles and speaking at seminars regarding death penalty litigation.
Jackson occupied the first chair, and Schiavone was the second chair at A ld erm an 's RST. A t the RST, Jackson was primarily responsible for preparing witnesses on th e lingering doubt theory, and Schiavone mainly organized the mitigation ev id en ce. Jackson testified that while lingering doubt was their primary defense to th e death penalty, they also wanted "to show what kind of person Jack Alderman w a s, that he was well respected in the community and trusted." Jackson explained th at their character witnesses were questioned at the RST about Alderman's r ep u ta tio n in the community for being a truthful, law abiding citizen, and that there w as no tactical reason for not asking them about Alderman's life and background.
Jackson also said that he did not have a particular reason for not having A ld erm an 's ex-wife testify or introducing portions of Alderman's medical and ed u catio n al records.
Jackson testified that he hired two investigators to locate a number of w itn esses. In particular, he was interested in determining the whereabouts of Jon S ato . Sato and Brown were housed in the same cellblock following Brown's co n v ictio n in 1975. Sato gave a taped, sworn statement to his attorney describing h o w Brown had confessed to committing the murder alone, without Alderman's in v o lv e m e n t. Prior to the RST, Sato and the tape disappeared. Jackson described th e lengths the defense team went to in an attempt to secure Sato's testimony.
They discovered Sato but only after the jury had returned its verdict against A ld erm an and he had been sentenced. Jackson also discussed his decision to call D r. Conradi as a defense witness. While Dr. Conradi was not part of the defense's c as e at the 1975 trial, Jackson wanted to emphasize the absence of the physical f in d in g s that should have been present on Mrs. Alderman's body had Brown been tellin g the truth.
As for mitigating evidence, Jackson and Schiavone called as character w itn esses eleven corrections officers, seven of Alderman's friends, and five of A ld e r m a n 's previous employers or co-workers.20 Schiavone testified that "[he] w a n te d background information about Jack and about his family and things of that n atu re. You know, my recollection is that even though it was a re-sentencing h e a rin g the main thrust of our approach was that  was to prove Jack's innocence, th at they shouldn't put an innocent man to death." When asked whether he had a s tr ate g ic al reason for not inquiring into the details of Alderman's "life ex p erien ces," Schiavone responded that there was "no tactical or strategic reason I can think of, just probably didn't ask them."21 Upon further inquiry, Schiavone s aid : "we probably were thinking that [the reputation evidence] was the extent that w e could go into at the time." O n December 29, 1999, the Butts County Superior Court denied Alderman's p etitio n for writ of habeas corpus. After discussing Jackson and Schiavone's r ep r e se n ta tio n of Alderman, the court found that "trial counsel brought `to bear su ch skill and knowledge as will render the trial a reliable adversarial testing p r o c e ss .'" Alderman v. Head, No. 94-V-720 at 20 (Super. Ct. of Butts County Dec.
2 9 , 1999) (citing Strickland v. Washington,
466 U.S. 668, 688 (1984)). The court fu rth er found that defense counsel's "strategy to show `residual doubt,' was a r ea so n a b le , professional decision in light of the information and facts that were av ailab le to trial counsel at the time." Id.
A s the jury at the re-sentencing trial was not the same jury who found A ld erm an guilty of the crime, there was a possibility that this jury, w h o heard the entire guilt/innocence evidentiary presentation, would b e lie v e that some doubt existed as to Alderman's guilt. It was r ea so n a b le for Mr. Jackson to believe that presenting evidence that A ld erm an 's mother had left the family when he was a child and e v id e n c e about his vision problems would not sway a jury to impose a life sentence instead of death. In fact, in order to effectively present a p en alty phase defense of mercy based on sad circumstances of his ch ild h o o d and adolescence, Alderman may have had to admit to co m m ittin g the crime and then ask the jury to spare him the death p e n a lty due to his difficult childhood. Because Alderman maintained h is innocence throughout the first trial and the re-sentencing trial, su ch a strategy would have been incompatible with his testimony; th erefo re, the residual doubt strategy used by Mr. Jackson was a reaso n ab le one based on the facts and circumstances as Mr. Jackson k n ew them to be at that time.
Alderman v. Head, No. 94-V-720 at 23 (Super. Ct. of Butts County December 29, 1 9 9 9 ) .2 2 In response to the claim that his attorneys failed to conduct an adequate p r e tr ia l investigation of Alderman's life history, the court found that counsel th o ro u g h ly investigated Alderman's background with the aid of two investigators.
The court also rejected the claim that counsel failed to understand the scope of av ailab le mitigating evidence, and thus failed to present sufficient evidence in m itig atio n . The court found that Alderman's attorneys presented "substantial" m itig a tio n evidence. Id. at 25. In sum, the court concluded that "Alderman has f aile d to establish that he received ineffective assistance of counsel under either p r o n g of the Strickland standard and relief on this claim is denied on the merits." Id. at 30.
IV .
A ld erm an challenges the Butts County Superior Court's findings of fact and co n clu sio n s of law on the ground that both are unreasonable under the A n titerro rism and Effective Death Penalty Act of 1996 (AEDPA), 28U.S.C. § 2 2 5 4 (d ). Because the state court adjudicated his habeas corpus claim on the m er its, we can grant his application for a writ of habeas corpus only if that court's a d ju d ic a tio n : ( 1 ) resulted in a decision that was contrary to, or involved an u n r ea so n a b le application of, clearly established Federal law, as d e te rm in e d by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable d eterm in atio n of the facts in light of the evidence presented in the S tate court proceeding.
28U.S.C. § 2254(d).23 Accordingly, for Alderman to secure federal habeas corpus r elie f, he must demonstrate that his case satisfies the conditions set forth in either § 2254(d)(1) or §2254(d)(2).24 S p ecifically, the Supreme Court provided guidance about how to interpret § 2254(d) in Williams v. Taylor, 529 U.S. 362, 120 S. Ct. 1495, 146 L.Ed.2d 389 (2 0 0 0 ). Under section 2254(d)(1), the "contrary to" and "unreasonable ap p licatio n " clauses are interpreted as independent statutory modes of analysis.
23 "Section 2254, as amended by the Anti-Terrorism and Effective Death Penalty Act, Pub.L. No. 104-132, 110 Stat. 1218 (1996), establishes a more deferential standard of review of state habeas judgments." Fugate v. Head,
261 F.3d 1206, 1215 (11th Cir. 2001).
24 In addition to section 2254(d), 28U.S.C. § 2254(e)(1) provides that "In a proceeding instituted by an application for a writ of habeas corpus by a person in custody pursuant to the judgment of a State court, a determination of a factual issue made by a State court shall be presumed to be correct. The applicant shall have the burden of rebutting the presumption of correctness by clear and convincing evidence." This section refers to the petitioner's burden in federal district court to overcome the state court's fact finding by "clear and convincing evidence." Since we ultimately conclude that Alderman does not satisfy the conditions set forth in either § 2254(d)(1) or §2254(d)(2), we need not address the application of § 2254(e) in this case.
S e e Williams, 529 U.S. at 405Â407, 120 S. Ct. at 1519Â1520. Williams held that th e r e are two ways in which a state-court decision may be "contrary to" Federal la w : "First, a state-court decision is contrary to this Court's precedent if th e state court arrives at a conclusion opposite to that reached by this C o u rt on a question of law. Second, a state-court decision is also co n trary to this Court's precedent if the state court confronts facts th a t are materially indistinguishable from a relevant Supreme Court p r e ce d e n t and arrives at a result opposite to ours." 529 U.S. at 405, 120 S. Ct. at 1519 (O'Connor, J., for majority). However, W illia m s does not limit the construction of "contrary to" to the two examples set fo rth above. Section 2254(d)(1)'s "contrary to" simply implies that "the state co u rt's decision must be substantially different from the relevant precedent of this C o u rt." Id.
Alternatively, when the federal court is faced with a "run-of-the-mill stateco u rt decision applying the correct legal rule," the companion "unreasonable a p p lic atio n " provision of § 2254(d)(1) is the proper statutory lens. 529 U.S. at 4 0 6 , 120 S. Ct. at 1520. In other words, if the state court identified the correct le g a l principle but unreasonably applied it to the facts of a petitioner's case, then th e federal court should look to § 2254(d)(1)'s "unreasonable application" clause fo r guidance. "A federal habeas court making the `unreasonable application' in q u ir y should ask whether the state court's application of clearly established fed eral law was objectively unreasonable." 529 U.S. at 409, 120 S. Ct. at 1521 (em p h asis added).
In addition to § 2254(d)(1), § 2254(d)(2) regulates federal court review of state court findings of fact; the section limits the availability of relief to "d ecisio n [s] that w[ere] based on an unreasonable determination of the facts in lig h t of the evidence presented in the State court proceeding." § 2254(d)(2).
Finally, § 2254(d) provides the framework for granting habeas corpus relief in situ atio n s where the federal court has found constitutional error. See, e.g., W ig g in s v. Smith, 539 U.S. 510, 528, 123 S. Ct. 2527, 2539, 156 L.Ed.2d 471 (2 0 0 3 ); Taylor v. Maddox,
366 F.3d 992, 999Â1001 (9th Cir. 2004), cert. denied, 5 4
3 U.S. 1038 , 125 S. Ct. 809, 160 L.E.2d 605 (2004).
Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L.Ed.2d 674 (1 9 8 4 ), establishes the test that governs claims of ineffective assistance of co u n sel, i.e., the "clearly established Federal law" relevant to this case under 28 U .S .C . § 2254(d). The petitioner must satisfy Strickland's two-part test to mount su ccessfu lly an ineffective assistance of counsel claim. 466 U.S. at 687, 104 S.
C t. at 2064. In other words, the petitioner must show both 1) deficient p erfo rm an ce of counsel and 2) prejudicial impact stemming from counsel's d e f ic ie n t performance. Id. Under the first prong, the petitioner must show "that co u n sel made errors so serious that counsel was not functioning as the `counsel' g u aran teed the defendant by the Sixth Amendment." Id. The hallmark of the seco n d prong is reliability: "This requires showing that counsel's errors were so serio u s as to deprive the defendant of a fair trial, a trial whose result is reliable." Id .
When assessing whether counsel fulfilled their obligations under Strickland, th e Supreme Court has "focus[ed] on whether the investigation supporting co u n sel's decision not to introduce mitigating evidence of [petitioner's] b ack g ro u n d was itself reasonable." See, e.g., Wiggins v. Smith, 539 U.S. 510, 5 2 3 , 123 S. Ct. 2527, 2536, 156 L.Ed.2d 471 (2003) (concluding that counsel's d ecisio n not to expand their investigation beyond three sources fell short of the req u ired professional standards). Furthermore, in evaluating the reasonableness of th e investigation, "a court must consider not only the quantum of evidence already k n o w n to counsel, but also whether the known evidence would lead a reasonable atto rn ey to investigate further." Wiggins, 539 U.S. at 527, 123 S. Ct. at 2538.
T h is is not to suggest that there is some latent magic number of witnesses to in terv iew or documents or exhibits to review. On the contrary, there is "no ab so lu te duty to investigate particular facts or a certain line of defenses." Fugate v . Head,
261 F.3d 1206, 1217 (11th Cir. 2001) (noting that "a complete failure to in v estig ate may constitute deficient performance of counsel in certain circu m stan ces"). Rather than scrutinizing counsel's performance through the n arro w lens of hindsight, the court must consider "the sum total of [counsel's] effo rts." Id. at 1240. Furthermore, there is not one "correct" way for counsel to p ro v id e effective assistance.
To uphold a lawyer's strategy, we need not attempt to divine the la w y er 's mental processes underlying the strategy . . . No lawyer can b e expected to have considered all of the ways. If a defense lawyer p u r su e d course A, it is immaterial that some other reasonable courses o f defense (that the lawyer did not think of at all) existed and that the la w y er 's pursuit of course A was not a deliberate choice between c o u r s e A, course B, and so on . . . our inquiry is limited to whether th is strategy . . . might have been a reasonable one.
C h a n d le r v. U.S.,
218 F.3d 1305, 1316 n.16 (11th Cir. 2000).
E v en if the petitioner claims that his attorney was unaware of a relevant d efen se, "petitioner must prove that the approach taken by defense counsel would n o t have been used by professionally competent counsel." Harich v. Dugger, 844 F .2 d 1464, 1470 (11th Cir. 1988) (abrogated on other grounds). As Strickland e m p h a siz ed , "a court must indulge a strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance; that is, the d efen d an t must overcome the presumption that, under the circumstances, the ch allen g ed action `might be considered sound trial strategy.'" 466 U.S. at 689 (citin g Michel v. Louisiana, 350 U.S. 91, 101, 76 S. Ct. 158, 164, 100 L.Ed. 83 (1 9 5 5 )).
Here, Alderman contends that the state habeas court unreasonably applied S trick lan d 's standard as to the deficient performance prong of his ineffectiveness claim s. Alderman maintains that under Strickland, his attorneys' failure to in v estig ate life-history mitigation evidence was reasonable only if counsel made an informed strategic decision to forego such an investigation. In this regard, A ld er m an questions the state habeas court's determination that counsel's p resen tatio n of lingering doubt evidence effectively precluded a finding of d e f ic ie n t performance.
Alderman further claims that the state habeas court's decision should be d isreg ard ed because the court based its decision on unreasonable determinations o f fact in light of the evidence before the court. He contends that the record clearly establishes that his attorneys did not make a strategic or tactical decision to fo reg o presenting life-history mitigation evidence, but instead misunderstood the law regarding mitigation evidence, i.e., they believed that the only evidence the law permitted them to present was testimony concerning his reputation in the co m m u n ity for being law abiding and truthful. Alderman emphasizes Jackson's statem en t at the evidentiary hearing that the mitigation evidence Alderman's h a b e a s attorneys proferred was not inconsistent with the lingering doubt theory th at counsel adopted at the RST.
W e conclude that the state court's application of Strickland was not o b jectiv ely unreasonable, and that defense counsel's life-history investigation and p resen tatio n of mitigating evidence did not constitute ineffective assistance of co u n sel under Strickland. We also conclude that defense counsel's failure to p resen t the evidence habeas counsel proffered at the evidentiary hearing did not constitute an error so "serious as to deprive the defendant of a fair trial, a trial w h o s e result is reliable." Counsel was not required to examine every possible legal strategy or d efen se available. Strickland focuses on whether the investigation supporting co u n sel's decision was itself reasonable. Contrary to Alderman's view, the state co u rt determined that counsel conducted a thorough background investigation w ith the aid of two investigators, presented substantial evidence in mitigation, and h ad a reasonable trial strategy. As the court stated, "trial counsel's strategy to sh o w `residual doubt' was a reasonable, professional decision in light of in fo rm atio n and facts that were available to trial counsel at the time." Alderman v. H e ad , No. 94-V-720 at 20 (Super. Ct. of Butts County Dec. 29, 1999).
F u rth erm o re, Alderman's claim that counsel needed to make a strategic d e c is io n to forego a life-history investigation to satisfy Strickland presupposes th at counsel did not in fact make such a decision. At trial, through the testimony o f Alderman, his father, and Dr. Smith, counsel elicited an account of Alderman's u p b r in g in g : Alderman did not remember his mother at all; the challenges he faced d u e to his eye injury and subsequent blindness; and the year that he spent away fro m his family while at the Georgia Academy for the Blind. In addition, defense co u n sel elicited his father's testimony of love for his son.
Notwithstanding counsel's presentation of such mitigating evidence, A ld e r m a n contends that the state court's finding that defense counsel presented "su b stan tial" mitigating evidence constitutes an unreasonable determination of fact in light of the evidence before the court. Specifically, he contends that his atto rn eys did not, and could not, make a strategic or tactical decision to forego p resen tin g life-history mitigation evidence, because they misunderstood what the la w would permit as mitigating evidence. According to Alderman, counsel th o u g h t that the only evidence the court would permit to come before the jury in m itig a tio n would be what is traditionally referred to as "character" evidence.25 T h at is, the court would allow witnesses to testify about Alderman's good rep u tatio n in the community, but not his difficult childhood and the hurdles he fa ce d as a result of his eye injury. Alderman bases his assertion on Schiavone's testim o n y. When asked whether he had a tactical reason for not presenting the d e ta ils of Alderman's life history, Schiavone responded that there is "no tactical o r strategic reason I can think of, just probably didn't ask them." Alderman v. T u r p in , No. 94-V-720, Evidentiary Hr'g at 256 (Super. Ct. of Butts County May 2 1 , 1999).26 Upon further inquiry, Schiavone speculated that they "were thinking th at [the character evidence] was the extent that we could go into at the time." Id. at 257. Alderman seizes upon this statement as proof that Schiavone and Jackson b eliev ed that they were limited in their presentation of mitigating evidence.
These responses must be viewed, however, in light of both Schiavone's g u id an ce to the character witnesses and the mitigating evidence counsel actually p resen ted to the jury. For example, Schiavone commented on what he told the c h a ra cte r witnesses in preparing them to testify: "I mean I assume I wanted b a c k g r o u n d information about Jack and about his family and things of that nature . . . my recollection is that even though it was a re-sentencing hearing the main th r u s t of our approach was that  was to prove Jack's innocence, that they sh o u ld n 't put an innocent man to death." Furthermore, it would be inaccurate to sev er Schiavone's statement from the testimony the jury actually heard regarding A ld erm an 's social-history background. As related above, the jury heard about A ld e r m a n 's childhood, eye injury, subsequent blindness, year away from the family, and the father's love. Significantly, upon reviewing this testimony, the state court, in making its credibility choices and finding the salient facts, had the a u th o r ity to discredit Schiavone's statement  that defense counsel believed that th e law limited mitigation evidence to "character" evidence  and to find, as it did, that "trial counsel brought `to bear such skill and knowledge as will render the tr ia l a reliable adversarial testing process.'" Alderman v. Head, No. 94-V-720 at 2 0 (Super. Ct. of Butts County Dec. 29, 1999).27 T h e state habeas court was not unreasonable in deciding that Alderman's la w y er s made a strategic decision to forego the presentation of life-history ev id en ce as fully as Alderman's habeas counsel claims the Constitution requires.
Under § 2254(d)(2), there is nothing in the record to suggest that the state court en g ag ed in unreasonable determinations of fact. Considering Jackson and S ch iav o n e's testimony as a whole, and the over-arching "lingering-doubt" strategy co u n sel employed, we cannot say that the state court based its decision on u n reaso n ab le determinations of fact in light of the evidence before it.
Often inherent in the choice to pursue one strategy is a latent decision not to en g ag e in a different tactic or line of defense. While Schiavone responded that he co u ld not think of a tactical reason for not pursuing more detailed responses from h is witnesses about Alderman's life history, that is simply a reflection of the card in al emphasis on the lingering doubt strategy. Even assuming that his a tto r n e y s were not fully aware of the scope of permissible mitigating evidence, A ld erm an would need to show that the approach they ultimately took "would not h av e been used by professionally competent counsel." Harich v. Dugger, 844 F .2 d 1464, 1470 (11th Cir. 1988) (abrogated on other grounds). Given the state c o u r t's findings regarding counsel's skill, knowledge, and performance, coupled w ith the court's finding that "counsel performed both reasonably and effectively in their representation of Alderman," Alderman v. Head, No. 94-V-720 at 30 ( S u p e r. Ct. of Butts County Dec. 29, 1999), we cannot say that Alderman was d en ied his constitutional right to competent representation.
Addressing Strickland's second prong, prejudice, the state habeas court co n clu d ed that defense counsel's failure to introduce life-history evidence to the ex ten t habeas counsel contend the Constitution requires caused Alderman no p reju d ice. The district court, reviewing that conclusion, agreed. Assuming, for th e sake of argument, that counsel's performance failed to meet Strickland's first p r o n g , we readily conclude on the record before us that "counsel's errors were [n o t] so serious as to deprive the defendant of a fair trial, a trial whose result is reliab le." 466 U.S. at 687, 104 S. Ct. at 2064.
T h e judgment of the district court is accordingly affirmed.
S O ORDERED.
1 The Sixth Amendment to the United States Constitution guarantees a criminal defendant in federal court the right to the effective assistance of counsel. Johnson v. Zerbst,
304 U.S. 458, 462, 58 S. Ct. 1019, 1022, 82 L. Ed. 1461 (1938). This right is guaranteed a defendant in a state court criminal prosecution by the Due Process Clause of the Fourteenth Amendment. Gideon v. Wainright,
372 U.S. 335, 342, 83 S. Ct. 792, 795, 9 L. Ed. 2d 799 (1963).
2 In Alderman v. Zant, we affirmed the district court's denial of a writ of habeas corpus on claims that are not implicated in this appeal.
3 In addition to the claim before us, Alderman asserted that he was denied effective assistance of counsel on his direct appeal from his 1984 re-sentencing trial in violation of the
5 Brown testified at Alderman's 1975 trial while under indictment for Mrs. Alderman's murder and awaiting his own trial. Brown was convicted less than six months after Alderman's conviction. Sentence of the Court, State v. Brown, No. 23499 (Super. Ct. of Chatham Co. Dec. 4, 1975). The jury convicted Brown of murder, and their verdict called for the death penalty. Id. While the court sentenced Brown to death in 1975, it granted a new trial on the sentencing phase and re-sentenced Brown to life imprisonment on December 4, 1978. Order of the Court, State v. Brown, No. 23499 (Super. Ct. of Chatham Co. Dec. 4, 1978). He was serving that sentence of life imprisonment when he testified at Alderman's RST.
6 John Brown also testified that Alderman wanted to kill his wife because she "was wanting a divorce from him and . . . was going to take him through the mill," which Brown explained to mean "that she was going to take everything he had." In addressing the jury, however, the prosecutor did not argue that Alderman killed his wife because she was planning to divorce him.
7 Under Georgia law, this aggravating circumstance also authorized the imposition of the death penalty. GA. CODE ANN. § 17-10-30(b)(7) (1984).
8 Alderman's lawyers explained their strategy in considerable detail at the May 5-6, 1999 evidentiary hearing the Butts County Superior Court held on Alderman's petition for a writ of habeas corpus.
9 Defense counsel presented the testimony of 30 witnesses, including Alderman. The testimony of six of them came in the form of transcripts of testimony they had given at Alderman's 1975 trial. These transcripts were read to the jury. As for the live witnesses, they did not testify in the precise order implied in the text following this footnote. For convenience, however, we discuss each witness's testimony in relation to the purpose for which it was introduced, irrespective of the actual order of the testimony at the RST. 10 The State challenged the credibility of Alderman's testimony at the 1975 trial and at the RST. The 1975 testimony was before the RST jury via the State's impeachment of some of the testimony Alderman gave from the witness stand at the RST.
11 Walters took the stand "out of order," after most of Alderman's character witnesses had testified. We relate what he said here, in this part of the opinion, because his testimony bore solely on Brown's credibility. See supra note 9.
15 The Aldermans lived in the same town as Mrs. Alderman's grandparents before moving to the Savannah apartment where they were living at the time of Mrs. Alderman's death. 16 After Dr. Smith treated Alderman in June 1975, Alderman was able to recall fragments of the events that transpired between the time he discovered his wife's body in the creek and the moment he identified it at the hospital.
17 Prior to her death, Mrs. Alderman's insurance with the City of Savannah had lapsed. As the state habeas court stated in its order denying Alderman relief, defense counsel "presented witnesses who testified that, if any life insurance policies had existed at the time of the murder, they had lapsed prior to Mrs. Alderman's death." Alderman v. Head, No. 94-V-720 at 22 (Super. Ct. of Butts County Dec. 29, 1999). The State's insurance motivation for the murder therefore depended solely on the testimony of John Brown.
18 At the habeas corpus hearing, Father Wise expressed that "Jack always impressed me. . . [He] was probably the most influential person that I knew back there [at the D-house]. I respected Jack's wisdom." Father Wise testified that he felt frustrated at not being able to elaborate more on these opinions at the RST.
19 Davis testified that she would have commented on Alderman's physical, spiritual, and intellectual discipline had she been called to testify at the RST: "Jack has stood out in many ways . . . his capacity . . . through all that he's been through . . . to maintain a sense of focus and an amazing level of discipline."
20 See supra part II.B.4. 21 It is apparent from the record that Schiavone was referring to Alderman's friends, who testified to his reputation as being a law-abiding and truthful person. See supra part II.B.2.
22 A reading of the quoted portion of the superior court's decision might convey the impression that defense counsel did not present "evidence that Alderman's mother had left the family when he was a child and evidence about his vision problems." As our discussion in part II.B.3 indicates, counsel did present such evidence through the testimony of Alderman's father and Dr. Smith, the psychiatrist, who testified for the defense via a transcript of the testimony he gave at Alderman's 1975 trial. Given this reality, and as we point out in the text infra, what the court obviously meant in the above quotation is that defense counsel did not present Alderman's life history to the extent habeas counsel contend they should have.
25 "Character witnesses testifying on behalf of the accused are limited on direct examination to stating that the defendant's reputation in the community is good. The witness may not give his personal opinion of the accused's character, or relate specific instances of conduct that illustrate the defendant's good character." Paul S. Milich, Courtroom Handbook on Georgia Evidence § 11.4 (2006 ed.) (citations omitted). A witness may also testify as to the accused's reputation for truth and veracity where the accused's credibility is at issue. Id.
26 As noted in Alderman v. Head, No. 94-V-720 at 20 (Super. Ct. of Butts County Dec. 29, 1999), Fredrick J. Head, rather than Tony Turpin, was the warden of the Georgia Diagnostic and Classification Prison at the time of the superior court's order denying Alderman habeas relief, and thus was the proper respondent in the case.
27 It is apparent to us that the court considered Schiavone's testimony as a whole and disregarded the statement Alderman seizes upon for his claim that counsel felt that the presentation of traditional character evidence was as far as they could go in introducing mitigating evidence.